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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,660,984,318
Number of Records: 7,055
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,124,221,356268
JPMorgan Chase$36,129,269,434222
Citigroup$25,540,655,365157
Wells Fargo$22,081,446,244228
Deutsche Bank$18,341,457,30276
UBS$16,880,243,334103
Goldman Sachs$16,399,475,84887
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,154,369,73321
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$85,353
Provident Funding Associates, LPProvident Funding Associateswage and hour violation2008WHD$8,453
JPMorgan Chase Bank, N.A.JPMorgan Chasewage and hour violation2008WHD$9,622
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$17,845
Key Bank National AssociationKeyCorpwage and hour violation2008WHD$12,691
Merrill Lynch & Co., Inc.Bank of Americawage and hour violation2008WHD$516,924
Bank of AmericaBank of Americawage and hour violation2008WHD$6,209
Equitable Life & Casualty Insurance CompanyEquitable Holdingswage and hour violation2008WHD$19,445
Mastercard International, IncMasterCardwage and hour violation2008WHD$5,777
Fifth Third BancorpFifth Third Bancorpwage and hour violation2007WHD$9,038
UBS Financial Services, Inc.UBSwage and hour violation2007WHD$27,152
Teachers Insurance Annuity AssociationTIAAwage and hour violation2007WHD$1,171,404
Trafigura AGTrafigurawage and hour violation2007WHD$11,839
HSBCHSBCwage and hour violation2007WHD$16,545
Banco Bilbao Vizcaya Puerto RicoBanco Bilbao Vizcaya Argentariawage and hour violation2006WHD$31,571
U.S. BancorpU.S. Bancorpwage and hour violation2006WHD$140,788
The First American Title CompanyFirst American Financialwage and hour violation2006WHD$72,363
TIAA - CREFTIAAwage and hour violation2006WHD$468,336
HSBC North America IncHSBCwage and hour violation2006WHD$5,357
HSBC North America Inc.HSBCwage and hour violation2006WHD$11,489
HSBC North America Inc.HSBCwage and hour violation2006WHD$12,685
HSBC North America Inc.HSBCwage and hour violation2006WHD$8,273
AXA Equitable Life Insurance CompanyEquitable Holdingswage and hour violation2006WHD$29,534
HSBC BankHSBCwage and hour violation2006WHD$7,599
Bank of America CorporationBank of Americawage and hour violation2006WHD$265,774
IFCO Systems of North America Inc.Triton Investments Adviserswage and hour violation2006WHD$82,085
Mercer HR Services, LLCMarsh & McLennanwage and hour violation2006WHD$49,474
SunTrust Bank, Inc.Truist Financialwage and hour violation2006WHD$350,875
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2006WHD$14,479
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2006WHD$1,800,282
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2006WHD$30,928
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$1,712,712
Austin Mutual Insurance CompanyAmerican Family Insurancewage and hour violation2006WHD$16,245
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$84,459
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$294,023
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$270,379
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$13,399
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$108,261
Merrill Lynch, Pierce, Fenner & Smith, Inc.Bank of Americawage and hour violation2006WHD$7,060
Atlantic Credit and Finance, Inc.Encore Capital Groupwage and hour violation2006WHD$9,422
Brothers Property CorporationAmerican Financial Groupwage and hour violation2006WHD$29,273
Huntington National BankHuntington Bancshareswage and hour violation2005WHD$51,259
J P Morgan Chase BankJPMorgan Chasewage and hour violation2005WHD$6,688
Nationwide Mutual Insurance CompanyNationwidewage and hour violation2005WHD$16,185
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2005WHD$12,796
Nationwide Credit, Inc.Altisource Portfolio Solutionswage and hour violation2005WHD$68,433
Scott Danahy Naylon Co. Inc.Financial Institutions Inc.wage and hour violation2005WHD$5,495
Compass BankPNC Financial Serviceswage and hour violation2005WHD$810,122
Compass BankPNC Financial Serviceswage and hour violation2005WHD$5,105
Synagro Technologies, IncGoldman Sachswage and hour violation2005WHD$149,141
Synagro West, LLCGoldman Sachswage and hour violation2005WHD$97,862
Fidelity National Financial, Inc.Fidelity National Financialwage and hour violation2005WHD$778,391
Bank of AmericaBank of Americawage and hour violation2005WHD$12,824
Washington Mutual, Inc.JPMorgan Chasewage and hour violation2005WHD$404,982
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2005WHD$9,830
Towers PerrinWillis Towers Watsonwage and hour violation2005WHD$105,865
Towers, Perrin, Forrester & CrosbyWillis Towers Watsonwage and hour violation2005WHD$294,279
TIAATIAAwage and hour violation2005WHD$327,168
The First American Title Insurance, Co.First American Financialwage and hour violation2005WHD$24,067
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankwage and hour violation2005WHD$55,208
Goodrich Aviation Technical Services, Inc.Macquariewage and hour violation2005WHD$47,369
National City Mortgage, Co.PNC Financial Serviceswage and hour violation2004WHD$6,150
First Horizon National CorporationFirst Horizon Nationalwage and hour violation2004WHD$9,344
Ace America's Cash Express, Inc.ACE Cash Expresswage and hour violation2004WHD$26,295
Towers PerrinWillis Towers Watsonwage and hour violation2004WHD$376,093
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2004WHD$228,209
Bank of America CorporationBank of Americawage and hour violation2004WHD$5,972
AON Consulting Corporation IncAonwage and hour violation2004WHD$47,131
JPMorgan Chase BankJPMorgan Chasewage and hour violation2004WHD$19,373
Santander Mortgage CorporationBanco Santanderwage and hour violation2004WHD$62,895
Countrywide Financial CorporationBank of Americawage and hour violation2004WHD$54,453
Sentry Insurance a Mutual CompanySentry Insurancewage and hour violation2004WHD$46,524
Fidelity National Financial, IncFidelity National Financialwage and hour violation2004WHD$7,945
Allied Home MortgageAmericus Mortgagewage and hour violation2004WHD$14,037
Banco Popular North America, Inc.Popular Inc.wage and hour violation2004WHD$17,363
Wachovia BankWells Fargowage and hour violation2004WHD$5,798,744
Household InternationalHSBCwage and hour violation2003WHD$54,328
Bear Stearns Companies Inc.JPMorgan Chasewage and hour violation2003WHD$358,974
Alliance Data Systems, Inc.Bread Financial Holdingswage and hour violation2003WHD$40,320
Conseco Finance Servicing Corp.CNO Financialwage and hour violation2002WHD$145,512
Farmer's InsuranceZurich Insurancewage and hour violation2011WHD$1,520,705
RR Donnelly & Sons CompanyChatham Asset Managementwage and hour violation2016WHD$104,981
National City Mortgage Co.PNC Financial Serviceswage and hour violation2007CA-LCO$76,000
Ace America's Cash ExpressACE Cash Expresswage and hour violation2004CA-LCO$75,000
H & R BlockH&R Blockwage and hour violation2003CA-LCO$12,000
GUARANTEED RATE INCGuaranteed Rate Inc.wage and hour violation2015IL-DOL$7,291
US BANKU.S. Bancorpwage and hour violation2014IL-DOL$131,922
Umpqua BankUmpqua Holdingswage and hour violation2015WA-DLI$15,350
UNUMUnumwage and hour violation2011WA-DLI$15,070
Ameritas Life Insurance CorpAmeritas Mutual Holding Companywage and hour violation2017WHD$9,019
JPMorgan ChaseJPMorgan Chasewage and hour violation2018private lawsuit-federal$3,000,000
Wells FargoWells Fargowage and hour violation2018private lawsuit-state$27,500,000
JPMorgan ChaseJPMorgan Chasewage and hour violation2018private lawsuit-federal$8,333,333
BB&TTruist Financialwage and hour violation2018private lawsuit-federal$72,336
Wells FargoWells Fargowage and hour violation2017private lawsuit-state$13,000,000
ProgressiveProgressivewage and hour violation2017private lawsuit-federal$46,000
Prudential FinancialPrudential Financialwage and hour violation2017private lawsuit-federal$12,500,000
Bank of AmericaBank of Americawage and hour violation2017private lawsuit-federal$6,000,000
Wells Fargo AdvisorsWells Fargowage and hour violation2017private lawsuit-federal$3,500,000
U.S. BancorpU.S. Bancorpwage and hour violation2017private lawsuit-federal$7,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.