Lincoln Life Assurance Company of Boston | Lincoln National | insurance violation | 2016 | MD-INS | $13,200 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2016 | MD-INS | $18,000 |
Progressive Select Insurance Co. | Progressive | insurance violation | 2016 | MD-INS | $18,000 |
Progressive Specialty Insurance Co. | Progressive | insurance violation | 2016 | MD-INS | $22,500 |
Hartford Life and Accident Insurance Co. | Hartford Financial Services | insurance violation | 2016 | MD-INS | $60,000 |
Genworth Life Insurance Co. | Genworth Financial | insurance violation | 2016 | MD-INS | $37,800 |
Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2016 | MD-INS | $20,000 |
Nationwide General Insurance Co. | Nationwide | insurance violation | 2016 | MD-INS | $15,000 |
Progressive Classic Insurance Co. et al. | Progressive | insurance violation | 2016 | MD-INS | $17,500 |
Erie Insurance Exchange | Erie Indemnity | insurance violation | 2016 | MD-INS | $5,000 |
Amica Mutual Insurance Co. | Amica Mutual Insurance | insurance violation | 2016 | MD-INS | $7,500 |
Twin City Fire Insurance Co. et al. | Hartford Financial Services | insurance violation | 2016 | MD-INS | $10,000 |
Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2016 | MD-INS | $5,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2016 | MD-INS | $10,000 |
Standard Fire Insurance Co. et al. | Travelers | insurance violation | 2016 | MD-INS | $7,500 |
Liberty Mutual Fire Insurance Co. et al. | Liberty Mutual Insurance | insurance violation | 2016 | MD-INS | $15,000 |
CMFG Life Insurance Co. | CUNA Mutual | insurance violation | 2016 | MD-INS | $38,000 |
Federal Insurance Co. et al. | Chubb Limited | insurance violation | 2016 | MD-INS | $12,000 |
Selective Insurance Company of South Carolina et al. | Selective Insurance Group | insurance violation | 2016 | MD-INS | $8,000 |
Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2017 | MD-INS | $8,000 |
Safety National Casualty Corp. | Tokio Marine | insurance violation | 2017 | MD-INS | $5,000 |
Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2017 | MD-INS | $25,600 |
Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2017 | MD-INS | $5,000 |
Metropolitan Life Insurance Co. | MetLife | insurance violation | 2017 | MD-INS | $11,300 |
Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | MD-INS | $8,300 |
American Security Insurance Co. et al. | Assurant | insurance violation | 2017 | MD-INS | $25,000 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2017 | MD-INS | $9,850 |
Travelers Commercial Insurance Co. et al. | Travelers | insurance violation | 2017 | MD-INS | $10,000 |
QBE Insurance Co. and Praetorian Insurance Co. | QBE Insurance | insurance violation | 2017 | MD-INS | $10,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2017 | MD-INS | $18,000 |
Allstate Indemnity Co. | Allstate | insurance violation | 2017 | MD-INS | $25,000 |
Pacific Life Insurance Co. | Pacific Life | insurance violation | 2017 | MD-INS | $9,000 |
Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2017 | MD-INS | $67,500 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2018 | MD-INS | $10,000 |
Progressive Direct Insurance Co. | Progressive | insurance violation | 2018 | MD-INS | $70,000 |
Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2018 | MD-INS | $14,100 |
Elephant Insurance Co. | Admiral Group | insurance violation | 2018 | MD-INS | $75,000 |
Allstate Insurance Co. | Allstate | insurance violation | 2018 | MD-INS | $32,500 |
Travelers Casualty and Surety Co. | Travelers | insurance violation | 2018 | MD-INS | $67,500 |
Nationwide General Insurance Co. et al. | Nationwide | insurance violation | 2018 | MD-INS | $33,000 |
Progressive Casualty Insurance Co. | Progressive | insurance violation | 2018 | MD-INS | $81,520 |
Mutual of Omaha Insurance Co. | Mutual of Omaha | insurance violation | 2018 | MD-INS | $6,600 |
Crum & Forster Indemnity Co. | Fairfax Financial Holdings | insurance violation | 2018 | MD-INS | $20,000 |
United States Fire Insurance Co. | Fairfax Financial Holdings | insurance violation | 2018 | MD-INS | $7,500 |
United Casualty Insurance Company of America | Kemper | insurance violation | 2019 | MD-INS | $54,900 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2019 | MD-INS | $23,863 |
Privilege Underwriters Reciprocal Exchange | Tokio Marine | insurance violation | 2019 | MD-INS | $15,300 |
Praetorian Insurance Company | QBE Insurance | insurance violation | 2019 | MD-INS | $5,920 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2019 | MD-INS | $184,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2020 | MD-INS | $90,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2020 | MD-INS | $52,000 |
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al. | American International Group | insurance violation | 2020 | MD-INS | $20,000 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2020 | MD-INS | $64,600 |
USAA General Indemnity Co. et al. | USAA | insurance violation | 2020 | MD-INS | $67,500 |
Ace American Insurance Co. and Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2021 | MD-INS | $7,000 |
The Cincinnati Insurance Company | Cincinnati Financial | insurance violation | 2021 | MD-INS | $96,980 |
American States Preferred Insurance Company | Liberty Mutual Insurance | insurance violation | 2021 | MD-INS | $111,176 |
SAFECO Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2021 | MD-INS | $196,044 |
American General Life Insurance Company | American International Group | insurance violation | 2021 | MD-INS | $32,250 |
Stewart Title Guaranty Company | Stewart Information Services | insurance violation | 2022 | MD-INS | $123,105 |
Allstate Indemnity Company | Allstate | insurance violation | 2021 | MD-INS | $50,000 |
Amica Mutual Insurance Company | Amica Mutual Insurance | insurance violation | 2022 | MD-INS | $128,790 |
Nationwide Property and Casualty Insurance Company et al. | Nationwide | insurance violation | 2023 | MD-INS | $180,000 |
State Farm Mutual Automobile Insurance Company | State Farm Insurance | insurance violation | 2023 | MD-INS | $25,000 |
Transamerica Life Insurance Company | Aegon | insurance violation | 2023 | MD-INS | $102,000 |
USAA General Indemnity Company et al. | USAA | insurance violation | 2023 | MD-INS | $45,900 |
Progressive Specialty Insurance Company | Progressive | insurance violation | 2023 | MD-INS | $38,500 |
Liberty Mutual Personal Insurance Company | Liberty Mutual Insurance | insurance violation | 2024 | MD-INS | $8,500 |
Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2024 | MD-INS | $5,000 |
Allstate Indemnity Company | Allstate | insurance violation | 2024 | MD-INS | $5,000 |
Ace Cash Express Inc. | ACE Cash Express | consumer protection violation | 2002 | MD-FIN | $164,000 |
Litton Loan Servicing | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
Saxon Mortgage Services | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
CashCall, Inc. and Western Sky Financial, LLC et al. | CashCall Inc. | payday lending violation | 2014 | MD-FIN | $100,018 |
ACE Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2015 | MD-FIN | $353,286 |
WHEELABRATOR BALTIMORE | Macquarie | environmental violation | 2011 | MD-ENV | $77,500 |
SYNAGRO-PATAPSCO PELLETIZER | Goldman Sachs | environmental violation | 2008 | MD-ENV | $27,000 |
WHEELABRATOR BALTIMORE | Macquarie | environmental violation | 2003 | MD-ENV | $17,500 |
Arch Insurance Company | Arch Capital | consumer protection violation | 2010 | MD-AG | $460,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | MD-AG | $95,000,000 |
Encore Capital Group Inc., Midland Credit Management, Inc. and Midland Funding LLC | Encore Capital Group | consumer protection violation | 2009 | MD-AG | $998,000 |
JPMorgan Chase Bank | JPMorgan Chase | mortgage abuses | 2015 | MD-AG | $400,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2018 | MD-AG | $760,000 |
Wachovia Capital Markets, LLC | Wells Fargo | investor protection violation | 2007 | MD-AG | $402,386 |
Wells Fargo | Wells Fargo | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo Bank | Wells Fargo | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Wells Fargo & Co. | Wells Fargo | investor protection violation | 2020 | MD-AG | $20,000,000 |
RBS Financial Products, Inc. | NatWest Group PLC | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
State Street Global Advisors | State Street Corp. | investor protection violation | 2012 | MA-SEC | $5,000,000 |
RBC Capital Markets, LLC | Royal Bank of Canada | investor protection violation | 2012 | MA-SEC | $250,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2012 | MA-SEC | $2,000,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | investor protection violation | 2012 | MA-SEC | $5,000,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2013 | MA-SEC | $500,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2013 | MA-SEC | $17,500,000 |
Ameriprise Financial Services, Inc. | Ameriprise Financial | investor protection violation | 2013 | MA-SEC | $400,000 |
Lincoln Financial Advisors Corp. | Lincoln National | investor protection violation | 2013 | MA-SEC | $100,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2013 | MA-SEC | $30,000,000 |
Merrill Lynch, Pierce, Fenner & Smith Inc. | Bank of America | investor protection violation | 2015 | MA-SEC | $2,500,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2015 | MA-SEC | $250,000 |
LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $975,000 |
Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2017 | MA-SEC | $100,000 |