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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
Highmark, Inc.Highmark Inc.campaign finance violation2005FEC$54,078
Highmark, Inc.Highmark Inc.insurance violation2023SD-INS$5,000
Highmark, IncHighmark Inc.wage and hour violation2014WHD$120,900
Highmark Inc.Highmark Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$7,500,000
HIGHMARK INC.Highmark Inc.workplace safety or health violation2018OSHA$25,868
Highmark BCBSD Inc.Highmark Inc.insurance violation2016DE-INS$383,000
Highmark BCBSD IncHighmark Inc.insurance violation2020DE-INS$299,000
Hewitt Associates LLCAonwage and hour violation2010WHD$48,103
Hewitt AssociatesAonwage and hour violation2009private lawsuit-federal$4,900,000
Heritage Bank of CommerceHeritage Commerce Corp.banking violation2008FED$6,840
Heartland Payment Systems, LLC dba HPS Heartland Payroll Solutions, Inc.Global Payments Inc.consumer protection violation2019CT-BKG$12,450
Heartland Payment Systems, LLCGlobal Payments Inc.investor protection violation2018SEC$2,160,000
HealthNow NewYork, Inc.Highmark Inc.consumer protection violation2009NY-AG$212,500
HealthNow New York, Inc.Highmark Inc.insurance violation2018NY-DFS$118,583
HealthNow New York Inc.Highmark Inc.insurance violation2008NY-DFS$1,050,000
HealthNow New York Inc.Highmark Inc.insurance violation2013NY-DFS$700,000
HealthNow New York Inc.Highmark Inc.insurance violation2016NY-DFS$750,000
Healthnow New YorkHighmark Inc.consumer protection violation2016NY-AG$60,000
HealthNow New YorkHighmark Inc.consumer protection violation2005NY-AG$5,000
HealthNowHighmark Inc.insurance violation2011NY-DFS$4,492,327
HealthNowHighmark Inc.insurance violation2012NY-DFS$101,640
HCC Life Insurance Company et al.Tokio Marineinsurance violation2018MULTI-FIN$5,000,000
HCC LIFE INSURANCE COMPANYTokio Marineinsurance violation2015VA-INS$9,000
HCC Life Insurance Co. and HCC Medical Insurance Services, LLCTokio Marineinsurance violation2017MT-FIN$130,000
HCC Life Insurance Co.Tokio Marineinsurance violation2016MN-FIN$5,000
HARTFORD UNDERWRITERS INSURANCE COMPANY et al.Hartford Financial Servicesinsurance violation2023AZ-DIFI$30,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2014NY-DFS$8,600
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$78,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2012TX-INS$5,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2014TX-INS$14,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2016TX-INS$45,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2018TX-INS$9,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$6,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2023TX-INS$22,000
Hartford Underwriters Insurance CompanyHartford Financial Servicesinsurance violation2023TX-INS$11,000
Hartford Underwriters Insurance Co. et al.Hartford Financial Servicesinsurance violation2019DE-INS$23,000
Hartford Underwriters Insurance Co. et al.Hartford Financial Servicesinsurance violation2020DE-INS$34,000
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Underwriters Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Lloyd's CorporationHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Life Insurance CompanyHartford Financial Servicesbenefit plan administrator violation2010private lawsuit-federal$13,775,000
Hartford Life Insurance CompanyHartford Financial Servicesinsurance violation2012NY-DFS$24,000,000
Hartford Life Insurance CompanyHartford Financial Servicesinsurance violation2016NY-DFS$50,000
Hartford Life Insurance Co. and Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2016MT-FIN$50,000
Hartford Life and Annuity Insurance CompanyHartford Financial Servicesinsurance violation2012NC-INS$91,500
HARTFORD LIFE AND ANNUITY INSURANCEHartford Financial Servicesinsurance violation2008VA-INS$5,000
Hartford Life and Accident Insurance CompanyHartford Financial Servicesinsurance violation2006OR-FIN$17,500
Hartford Life and Accident Insurance CompanyHartford Financial Servicesinsurance violation2012OR-FIN$5,000
Hartford Life and Accident Insurance CompanyHartford Financial Servicesinsurance violation2018SD-INS$10,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2011MD-INS$95,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2011MD-INS$12,500
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2016MD-INS$60,000
Hartford Life and Accident Insurance Co.Hartford Financial Servicesinsurance violation2020MA-AG$145,000
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2012WA-INS$30,000
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2017WA-INS$10,000
Hartford Insurance Company The MidwestHartford Financial Servicesinsurance violation2018WA-INS$20,000
Hartford Insurance Company of the Midwest et al.Hartford Financial Servicesinsurance violation2021TX-INS$120,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2014NY-DFS$14,450
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2019OR-FIN$50,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2012TX-INS$13,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2012TX-INS$5,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2014TX-INS$11,460
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2014TX-INS$40,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2019TX-INS$10,000
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2019TX-INS$10,000
HARTFORD INSURANCE COMPANY OF THE MIDWESTHartford Financial Servicesinsurance violation2006VA-INS$42,800
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2003WI-INS$6,500
Hartford Insurance Company of the MidwestHartford Financial Servicesinsurance violation2005WI-INS$9,500
Hartford Insurance Company of IllinoisHartford Financial Servicesinsurance violation2014NY-DFS$7,100
Hartford Fire Insurance Company And Twin City Fire Insurance CompanyHartford Financial Servicesinsurance violation2013WA-INS$10,000
Hartford Fire Insurance CompanyHartford Financial Serviceswage and hour violation2010WHD$25,448
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2013SD-INS$5,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2008TX-INS$6,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2010TX-INS$18,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2011TX-INS$85,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$8,000
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2019TX-INS$12,500
Hartford Fire Insurance CompanyHartford Financial Servicesinsurance violation2022TX-INS$5,000
Hartford Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2006CA-INS$125,000
Hartford Fire Insurance Co. et al.Hartford Financial Servicesinsurance violation2003MT-FIN$30,000
HARTFORD FIRE INSURANCE CO. ET ALHartford Financial Servicesinsurance violation2001VA-INS$30,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2007ME-INS$5,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2016MO-INS$62,541
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Hartford Fire Insurance Co.Hartford Financial Servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Hartford Fire InsuranceHartford Financial Serviceswage and hour violation2016private lawsuit-federal$2,650,000
Hartford Fire InsuranceHartford Financial Serviceswage and hour violation2011private lawsuit-federal$1,200,000
Hartford Fire and Casualty GroupHartford Financial Servicesinsurance violation2016MULTI-AG$2,100,000
Hartford Financial Services Group, Inc.Hartford Financial Servicesinvestor protection violation2006SEC$55,000,000
Hartford Financial Services Group, Inc.Hartford Financial Servicesprice-fixing or anti-competitive practices2009CT-AG$1,300,000
Hartford Financial Services Group, Inc.Hartford Financial Servicesprice-fixing or anti-competitive practices2007MULTI-AG$115,000,000
Hartford Financial Services Group Inc.Hartford Financial Servicesbenefit plan administrator violation2012private lawsuit-federal$1,935,000
HARTFORD CASUALTY INSURANCE, ET AL.Hartford Financial Servicesinsurance violation2010VA-INS$15,000
Hartford Casualty Insurance CorporationHartford Financial Servicesinsurance violation2011TX-INS$5,500
Hartford Casualty Insurance Company et al.Hartford Financial Servicesinsurance violation2008TX-INS$21,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.