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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,416,567,662
Number of Records: 7,172
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort icon . YearAgencyPenalty Amount
FIDELITY NATIONAL TITLE INSURANCE COMPANYFidelity National Financialinsurance violation2021MO-INS$45,900
USAA Casualty Insurance Company et al.USAAinsurance violation2021NH-INS$25,000
Transamerica Financial Life Insurance CompanyAegoninsurance violation2020NY-DFS$750,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2021NY-DFS$23,000
Erie Insurance Company of New YorkErie Indemnityinsurance violation2021NY-DFS$22,000
Mercury Casualty CompanyMercury General Corporationinsurance violation2020NY-DFS$11,000
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & Co.insurance violation2020NY-DFS$300,800
Arthur J. Gallagher Risk Management Services, Inc.Arthur J. Gallagher & Co.insurance violation2020NY-DFS$39,750
Farmers InsuranceZurich Insuranceinsurance violation2021OK-AG$25,000,000
Ace American Insurance CompanyChubb Limitedinsurance violation2021UT-INS$41,500
Transamerica Premier Life Insurance CompanyAegoninsurance violation2021VT-FIN$84,000
Metropolitan Property and Casualty Insurance CompanyZurich Insuranceinsurance violation2021VT-FIN$13,000
United Services Automobile Association et al.USAAinsurance violation2021VA-INS$10,000
LIFEWISE HEALTH PLAN OF WASHINGTONPremera Blue Crossinsurance violation2021WA-INS$20,000
PREMERA BLUE CROSSPremera Blue Crossinsurance violation2021WA-INS$10,000
AMERICAN FAMILY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2021WA-INS$50,000
HSBC SECURITIES USA INCHSBCinsurance violation2021WA-INS$10,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
ALLIED PROPERTY AND CASUALTY INSURANCE COMPANY ET AL.Nationwideinsurance violation2021WA-INS$20,000
NATIONAL CASUALTY COMPANYNationwideinsurance violation2021WA-INS$50,000
State Farm Fire & Casualty CoState Farm Insuranceinsurance violation2021WI-INS$10,000
First American Title Co.First American Financialinsurance violation2021CA-INS$1,185,000
First American Title Co.First American Financialinsurance violation2021CA-INS$55,000
Jefferson National Life Insurance Co.Nationwideinsurance violation2021CA-INS$165,342
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$150,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$15,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$30,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
Provident Life and Accident Insurance Co.Unuminsurance violation2021CT-INS$7,500
UNUM Life Insurance Company of AmericaUnuminsurance violation2021CT-INS$12,500
United Services Automobile AssociationUSAAinsurance violation2021CT-INS$32,500
USAA Casualty Insurance Co.USAAinsurance violation2021CT-INS$36,500
USAA Indemnity Co.USAAinsurance violation2021CT-INS$32,500
Lincoln National Life Insurance Co.Lincoln Nationalinsurance violation2021DE-INS$91,000
Principal Life Insurance Co.Principal Financialinsurance violation2021DE-INS$23,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021KS-INS$5,000
Ace American Insurance Co. and Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021MD-INS$7,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceinsurance violation2021MN-FIN$6,000
Companion Life Insurance Co.BlueCross BlueShield of South Carolinainsurance violation2021MULTI-FIN$5,000,000
Scottsdale Insurance Co.Nationwideinsurance violation2021NH-INS$10,579
Foremost Insurance Company Grand Rapids, MichiganZurich Insuranceinsurance violation2021OR-FIN$15,000
Liberty Mutual Group Inc. and Safeco Insurance Company of OregonLiberty Mutual Insuranceinsurance violation2021OR-FIN$120,000
XL Specialty Insurance Co.AXAinsurance violation2021TX-INS$15,825
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
XL Insurance America, Inc.AXAinsurance violation2021TX-INS$17,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$6,500
Federal Insurance Co.Chubb Limitedinsurance violation2021TX-INS$19,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,200
Old Republic InsuranceOld Republic Internationalinsurance violation2021TX-INS$6,750
Protective Insurance Co.Progressiveinsurance violation2021TX-INS$8,500
Safety National Casualty Corp.Tokio Marineinsurance violation2021TX-INS$9,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$7,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Trumbull Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$7,500
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$7,500
Ace American Insurance Co.Chubb Limitedinsurance violation2021TX-INS$5,000
QBE Insurance Corp.QBE Insuranceinsurance violation2021TX-INS$10,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$6,000
Insurance Company of the State of PennsylvaniaAmerican International Groupinsurance violation2021TX-INS$9,000
Sagamore Insurance Co.Progressiveinsurance violation2021TX-INS$20,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$15,000
LM Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$40,000
New Hampshire Insurance Co.American International Groupinsurance violation2021TX-INS$6,000
Accident Fund General Insurance Co.AF Groupinsurance violation2021TX-INS$5,000
Indemnity Insurance Company of North AmericaChubb Limitedinsurance violation2021TX-INS$5,000
Liberty Insurance Corp.Liberty Mutual Insuranceinsurance violation2021TX-INS$14,000
Arch Insurance Co.Arch Capitalinsurance violation2021TX-INS$69,000
Hartford Fire Insurance Co.Hartford Financial Servicesinsurance violation2021TX-INS$5,000
Acadia Insurance Co.W.R. Berkleyinsurance violation2021TX-INS$8,250
Accident Fund National Insurance Co.AF Groupinsurance violation2021TX-INS$7,500
Safeco Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021WA-INS$100,000
LIFEWISE HEALTH PLAN OF WASHINGTONPremera Blue Crossinsurance violation2021WA-INS$10,000
Nationwide General Insurance Co.Nationwideinsurance violation2021WA-INS$35,000
Foremost Insurance Company Grand Rapids MichiganZurich Insuranceinsurance violation2021WA-INS$75,000
Transamerica Life Insurance Co.Aegoninsurance violation2021WA-INS$30,000
State Farm Fire and Casualty Co.State Farm Insuranceinsurance violation2021WI-INS$10,000
Affinity Insurance Services, Inc.Aoninsurance violation2021AK-INS$35,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$7,500
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2021CT-INS$193,000
Great American Life Insurance CompanyMassachusetts Mutual Life Insuranceinsurance violation2021CT-INS$6,000
Progressive Direct Insurance CompanyProgressiveinsurance violation2021DE-INS$6,500
American General Life Insurance CompanyAmerican International Groupinsurance violation2021DE-INS$106,000
USAA Casualty Insurance Company et al.USAAinsurance violation2021KS-INS$5,000
First American Title Insurance Company of LouisianaFirst American Financialinsurance violation2021LA-INS$5,000
National Union Fire Insurance Company of Pittsburgh, PaAmerican International Groupinsurance violation2021LA-INS$9,000
The Cincinnati Insurance CompanyCincinnati Financialinsurance violation2021MD-INS$96,980
American States Preferred Insurance CompanyLiberty Mutual Insuranceinsurance violation2021MD-INS$111,176
SAFECO Insurance Company of AmericaLiberty Mutual Insuranceinsurance violation2021MD-INS$196,044
American General Life Insurance CompanyAmerican International Groupinsurance violation2021MD-INS$32,250
ACE American Insurance Company and Insurance Company of North America, and ACE Fire Underwriters Insurance CompanyChubb Limitedinsurance violation2021MN-FIN$15,400
Great American Assurance CompanyAmerican Financial Groupinsurance violation2021MN-FIN$25,000
American Fire & Casualty CompanyLiberty Mutual Insuranceinsurance violation2021MO-INS$64,000
New York Life Insurance Company and New York Life Insurance and Annuity CorporationNew York Life Insuranceinsurance violation2021MT-INS$10,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.