| Nationwide Mutual Insurance Company | Nationwide | privacy violation | 2017 | MULTI-AG | $5,500,000 |
| Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2017 | CA-AG | $125,000,000 |
| Santander Consumer USA Holdings Inc. | Banco Santander | consumer protection violation | 2017 | MA-AG | $22,000,000 |
| Santander Consumer USA Holdings, Inc. | Banco Santander | consumer protection violation | 2017 | DE-AG | $3,875,000 |
| State Farm Life Insurance Co. | State Farm Insurance | insurance violation | 2017 | MULTI-AG | $250,000 |
| Western Sky Financial, LLC, CashCall, Inc. | CashCall Inc. | consumer protection violation | 2017 | GA-AG | $42,000,000 |
| Western Union Co. | Western Union | consumer protection violation | 2017 | MULTI-AG | $5,000,000 |
| Wilmington Trust N.A. | M&T Bank | benefit plan administrator violation | 2017 | private lawsuit-federal | $29,773,250 |
| Bank of America, N.A. | Bank of America | consumer protection violation | 2017 | CA-MULTI | $1,940,000 |
| AON SERVICE CORPORATION | Aon | wage and hour violation | 2017 | WHD | $7,406 |
| Cleco Corporation | Macquarie | wage and hour violation | 2017 | WHD | $12,190 |
| Ally Financial Inc | Ally Financial | wage and hour violation | 2017 | WHD | $34,169 |
| Ally Financial, LLC | Ally Financial | wage and hour violation | 2017 | WHD | $164,143 |
| Buckeye Partners, LP | IFM Investors | wage and hour violation | 2017 | WHD | $284,265 |
| Teachers Insurance & Annuity Assoc of America | TIAA | wage and hour violation | 2017 | WHD | $9,678 |
| Academy Mortgage Corp. | Academy Mortgage Corp. | consumer protection violation | 2017 | AK-DBS | $6,500 |
| Morgan Keegan & Co. | Raymond James Financial | investor protection violation | 2017 | AL-SEC | $20,000 |
| Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2017 | AR-INS | $50,000 |
| SunTrust Mortgage, Inc. | Truist Financial | consumer protection violation | 2017 | AR-SEC | $13,000 |
| CashCall, Inc. | CashCall Inc. | payday lending violation | 2017 | AZ-DIFI | $250,000 |
| Guaranteed Rate, Inc. | Guaranteed Rate Inc. | consumer protection violation | 2017 | CA-DFPI | $50,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| Ocwen Loan Servicing, LLC | Ocwen Financial | mortgage abuses | 2017 | CA-DFPI | $225,000,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $10,000 |
| Amerisave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2017 | CA-DFPI | $50,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $40,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| W.R. Berkley Corp. | W.R. Berkley | insurance violation | 2017 | CA-INS | $3,015,000 |
| Admiral Risk Insurance Services, Inc. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
| Admiral Insurance Co. | W.R. Berkley | insurance violation | 2017 | CA-INS | $1,542,500 |
| MLD Mortgage, Inc. dba The Money Store dba Mortgage Lending Direct | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2017 | CA-DFPI | $30,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $10,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| State Farm | State Farm Insurance | insurance violation | 2017 | CA-INS | $13,335,701 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $10,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $100,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| Blue Shield of California Promise Health Plan | California Physicians' Service | insurance violation | 2017 | CA-MHC | $7,500 |
| Homebridge Financial Services, Inc. | Homebridge Financial Services | consumer protection violation | 2017 | CA-DFPI | $80,000 |
| Bannockburn Global Forex, LLC | First Financial Bancorp. | consumer protection violation | 2017 | CA-DFPI | $500,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $10,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $5,000 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $7,500 |
| Nationstar Mortgage, LLC dba Mr. Cooper | Mr. Cooper Group | consumer protection violation | 2017 | CA-DFPI | $9,118,784 |
| California Physicians' Service (Blue Shield of California) | California Physicians' Service | insurance violation | 2017 | CA-MHC | $322,500 |
| California Physicians' Service dba Blue Shield of California | California Physicians' Service | insurance violation | 2017 | CA-MHC | $50,000 |
| Blue Shield of California Promise Health Plan | California Physicians' Service | insurance violation | 2017 | CA-MHC | $20,000 |
| Auto Owners Insurance Co. | Auto-Owners Insurance | insurance violation | 2017 | CO-INS | $25,875 |
| Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2017 | DE-INS | $79,000 |
| Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | ID-INS | $5,000 |
| Pruco Securities, LLC | Prudential Financial | investor protection violation | 2017 | IL-SEC | $900,000 |
| Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2017 | IL-SEC | $270,000 |
| NYLIFE Securities, LLC | New York Life Insurance | investor protection violation | 2017 | IN-SEC | $275,000 |
| AGCS Marine Insurance Co. | Allianz | insurance violation | 2017 | KS-INS | $63,483 |
| Great American Insurance Co. | American Financial Group | insurance violation | 2017 | KS-INS | $13,000 |
| Companion Life Insurance Co. | BlueCross BlueShield of South Carolina | insurance violation | 2017 | KS-INS | $100,000 |
| Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2017 | LA-INS | $10,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $975,000 |
| Investment Professionals, Inc. | Ameriprise Financial | investor protection violation | 2017 | MA-SEC | $100,000 |
| Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2017 | MA-SEC | $1,000,000 |
| LPL Financial LLC | LPL Financial | investor protection violation | 2017 | MA-SEC | $1,000,000 |
| Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2017 | MD-INS | $8,000 |
| Safety National Casualty Corp. | Tokio Marine | insurance violation | 2017 | MD-INS | $5,000 |
| Penn Mutual Life Insurance Co. | Penn Mutual | insurance violation | 2017 | MD-INS | $25,600 |
| Allied Property And Casualty Insurance Co. et al. | Nationwide | insurance violation | 2017 | MD-INS | $5,000 |
| JPMorgan Chase Bank, N.A. | JPMorgan Chase | investor protection violation | 2017 | MD-SEC | $100,000 |
| Metropolitan Life Insurance Co. | MetLife | insurance violation | 2017 | MD-INS | $11,300 |
| Transamerica Life Insurance Co. | Aegon | insurance violation | 2017 | MD-INS | $8,300 |
| American Security Insurance Co. et al. | Assurant | insurance violation | 2017 | MD-INS | $25,000 |
| Allianz Life Insurance Company of North America | Allianz | insurance violation | 2017 | MD-INS | $9,850 |
| Travelers Commercial Insurance Co. et al. | Travelers | insurance violation | 2017 | MD-INS | $10,000 |
| QBE Insurance Co. and Praetorian Insurance Co. | QBE Insurance | insurance violation | 2017 | MD-INS | $10,000 |
| Allstate Insurance Co. | Allstate | insurance violation | 2017 | MD-INS | $18,000 |
| Allstate Indemnity Co. | Allstate | insurance violation | 2017 | MD-INS | $25,000 |
| Pacific Life Insurance Co. | Pacific Life | insurance violation | 2017 | MD-INS | $9,000 |
| Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2017 | MD-INS | $67,500 |
| Globe Life and Accident Insurance Co. | Globe Life Inc. | insurance violation | 2017 | ME-INS | $250,000 |
| State Farm Mutual Automobile Insurance Co. | State Farm Insurance | insurance violation | 2017 | MN-FIN | $50,000 |
| Bristol West Casualty Insurance Co. | Zurich Insurance | insurance violation | 2017 | MN-FIN | $20,000 |
| ReliaStar Insurance Co. | Voya Financial | insurance violation | 2017 | MN-FIN | $5,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2017 | MN-FIN | $75,000 |
| QBE Holdings, Inc. et al. | QBE Insurance | insurance violation | 2017 | MN-FIN | $750,000 |
| Safeco Surplus Lines Insurance Co. | Liberty Mutual Insurance | insurance violation | 2017 | MN-FIN | $10,000 |
| Washington National Insurance Co. | CNO Financial | insurance violation | 2017 | MN-FIN | $140,000 |
| A.G. Edwards & Sons, Inc. | Wells Fargo | investor protection violation | 2017 | MO-SEC | $25,672 |
| Liberty Insurance Corp. et al. | Liberty Mutual Insurance | insurance violation | 2017 | MO-INS | $20,000 |
| Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2017 | MS-SEC | $50,000 |
| HCC Life Insurance Co. and HCC Medical Insurance Services, LLC | Tokio Marine | insurance violation | 2017 | MT-INS | $130,000 |
| Allstate Fire and Casualty Insurance Co. et al. | Allstate | insurance violation | 2017 | MT-INS | $10,000 |
| Great Plains Specialty Finance, Inc., d/b/a Check 'n go | CNG Financial | consumer protection violation | 2017 | NE-DBF | $49,600 |
| NYLIFE Securities LLC | New York Life Insurance | investor protection violation | 2017 | NH-BSR | $7,500 |
| Horizon Healthcare of New Jersey, Inc. | Horizon Healthcare Services | insurance violation | 2017 | NJ-DBI | $291,824 |
| Horizon Healthcare Services, Inc. and Horizon Healthcare of New Jersey Inc. | Horizon Healthcare Services | insurance violation | 2017 | NJ-DBI | $1,500,000 |
| Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | NY-DFS | $425,000,000 |
| Combined Life Insurance Company of New York | Chubb Limited | insurance violation | 2017 | NY-DFS | $23,740 |
| Globe Life Insurance Company of New York | Globe Life Inc. | insurance violation | 2017 | NY-DFS | $538,375 |
| United States Life Insurance Company in the City of New York | American International Group | insurance violation | 2017 | NY-DFS | $873,918 |
| Variable Annuity Life Insurance Company | American International Group | insurance violation | 2017 | NY-DFS | $25,000 |
| Lincoln Financial Group | Lincoln National | insurance violation | 2017 | NY-DFS | $52,200,000 |
| BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
