Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
WEX Bank and Higher One, Inc.WEX Inc.banking violation2015FDIC$34,980,000
Comenity Bank and Comenity Capital BankBread Financial Holdingsbanking violation2015FDIC$63,950,000
Citizens BankCitizens Financial Groupbanking violation2015FDIC$8,800,000
Banamex USACitigroupbanking violation2015FDIC$140,000,000
Sallie Mae BankSLM Corp.banking violation2014FDIC$93,300,000
Navient Solutions, Inc.Navientbanking violation2014FDIC$33,300,000
American Express Centurion BankAmerican Expressbanking violation2013FDIC$3,600,000
Citizens BankCitizens Financial Groupbanking violation2013FDIC$6,400,000
American Express Centurion BankAmerican Expressbanking violation2012FDIC$3,900,000
1st Financial Bank USA1st Financial Bank USAbanking violation2010FDIC$10,140,000
Synovus BankSynovus Financialbanking violation2013FDIC$135,050
German American BancorpGerman American Bancorpbanking violation2013FDIC$70,000
Great Western BankFirst Interstate Bancsystembanking violation2013FDIC$40,810
1ST FINANCIAL BANK USA1st Financial Bank USAbanking violation2009FDIC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $140,000
AFB&TSynovus Financialbanking violation2009FDIC$7,040
BANK OF KENTUCKY, INC., THETruist Financialbanking violation2009FDIC$30,415
American Express Centurion BankAmerican Expressbanking violation2009FDIC$250,000
REPUBLIC BANK & TRUST COMPANYRepublic Bancorpbanking violation2009FDIC$22,000
CITIZENS BUSINESS BANKCVB Financialbanking violation2009FDIC$16,200
WELLS FARGO FINANCIAL BANKWells Fargobanking violation2009FDIC$125,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$116,400,000
BANK OF THE CASCADESFirst Interstate Bancsystembanking violation2008FDIC$43,550
UMPQUA BANKUmpqua Holdingsbanking violation2008FDIC$90,240
CATHAY BANKCathay General Bancorpbanking violation2008FDIC$55,500
BUSEY BANKFirst Busey Corp.banking violation2006FDIC$5,200
THE RICHLAND TRUST COMPANYPark National Corp.banking violation2006FDIC$11,100
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
NEW YORK COMMUNITY BANKNew York Community Bancorpbanking violation2004FDIC$8,000
THE COLUMBIA BANKFulton Financialbanking violation2002FDIC$7,000
Republic Bank & Trust CompanyRepublic Bancorpbanking violation2018FDIC$300,000
FirstBank Puerto RicoFirst Bancorp (Puerto Rico)banking violation2019FDIC$17,700
HomeStreet BankHomeStreet Inc.banking violation2019FDIC$1,350,000
German American BancorpGerman American Bancorpbanking violation2012FDIC$15,000
BANK OF THE WESTBNP Paribasbanking violation2011FDIC$135,000
REPUBLIC BANK & TRUST COMPANYRepublic Bancorpbanking violation2011FDIC$900,000
CATHAY BANKCathay General Bancorpbanking violation2011FDIC$17,710
BANCORPSOUTH BANKCadence Bankbanking violation2011FDIC$46,500
GREAT SOUTHERN BANKGreat Southern Bancorpbanking violation2011FDIC$21,935
MAINSOURCE BANKFirst Financial Bancorp.banking violation2010FDIC$22,000
BANK OF THE WESTBNP Paribasbanking violation2010FDIC$68,200
S&T BANKS&T Bancorpbanking violation2010FDIC$32,640
BUSEY BANKFirst Busey Corp.banking violation2010FDIC$7,445
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$806,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$558,000
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
Glacier BankGlacier Bancorpbanking violation2020FDIC$16,750
Bank of the WestBNP Paribasbanking violation2021FDIC$281,000
Umpqua BankUmpqua Holdingsbanking violation2021FDIC$1,800,000
ASI SERVICESProgressiveaviation safety violation2015FAA$17,000
ASI SERVICESProgressiveaviation safety violation2015FAA$27,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2007FAA$7,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2005FAA$5,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2005FAA$90,000
NEOVIA LOGISTICSGoldman Sachsaviation safety violation2016FAA$35,000
NEOVIA LOGISTICSGoldman Sachsaviation safety violation2015FAA$5,000
TIAA-CREFTIAAaviation safety violation2015FAA$7,500
Neovia Logistics ServicesGoldman Sachsaviation safety violation2015FAA$116,250
El Paso ElectricJPMorgan Chaseenvironmental violation2015EPA$3,800,000
Louisiana Generating (NRG Energy)Macquarieenvironmental violation2012EPA$264,000,000
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2010EPA$78,780
Chemoil CorporationGlencoreenvironmental violation2016EPA$27,000,000
Synagro NortheastGoldman Sachsenvironmental violation2017EPA$104,000
Synagro Northeast, LLCGoldman Sachsenvironmental violation2021EPA$373,660
The Gas Company, LLCMacquarieenvironmental violation2021EPA$230,000
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2021EPA$4,350,000
BUCKEYE PIPELINE COMPANY LPIFM Investorsenvironmental violation2015EPA$78,780
BUCKEYE PIPELINEIFM Investorsenvironmental violation2000EPA$15,000
BUCKEYE PARTNERSIFM Investorsenvironmental violation2012EPA$463,745
MORGAN STANLEYMorgan Stanleyenvironmental violation2014EPA$10,000
Buckeye Caribbean Terminals, LLCIFM Investorsenvironmental violation2016EPA$9,600
BUCKEYE TERMINALS, LLCIFM Investorsenvironmental violation2021EPA$67,856
R. R. DONNELLEY AND SONS COMPANYChatham Asset Managementenvironmental violation2001EPA$11,344
IMPERIAL SUGAR COMPANYLouis Dreyfusenvironmental violation2009EPA$5,240
NYRSTAR CLARKSVILLE, INC.Trafiguraenvironmental violation2010EPA$45,524
IAC GREENVILLE, LLCInvescoenvironmental violation2013EPA$16,870
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC.Louis Dreyfusenvironmental violation2010EPA$77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR CORInvescoenvironmental violation2012EPA$35,000
Peter Cremer North AmericaCremerenvironmental violation2013EPA$98,000
TOPS PRODUCTS, A DIVISION OF R.R. DONNELLEY & SONSChatham Asset Managementenvironmental violation2015EPA$318,000
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANYIFM Investorsenvironmental violation2018EPA$400,000
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIESLouis Dreyfusenvironmental violation2019EPA$155,806
BUCKEYE PIPE LINEIFM Investorsenvironmental violation2021EPA$153,637
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PAIFM Investorsenvironmental violation2021EPA$153,637
Louisiana GeneratingMacquarieenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
BUCKEYE TEXAS PROCESSING LLC (BTXPP)IFM Investorsenvironmental violation2017EPA$18,247
The Gas Company LLC (dba Hawaii Gas)Macquarieenvironmental violation2014EPA$155,000
THE GAS COMPANY SNG PLANTMacquarieenvironmental violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $230,000
Vitol S.A., Inc.Vitolenvironmental violation2005EPA$41,600
Morgan Stanley Capital Group Inc.Morgan Stanleyenvironmental violation2009EPA$405,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2012EPA$8,397
Buckeye Terminals, LLCIFM Investorsenvironmental violation2012EPA$6,766
Trafigura AGTrafiguraenvironmental violation2012EPA$73,465
Glencore Ltd.Glencoreenvironmental violation2013EPA$98,954
Buckeye Pipe Line Company LP,IFM Investorsenvironmental violation2014EPA$5,813
Vitol Inc.Vitolenvironmental violation2014EPA$30,394
CHEMOIL CORPORATIONGlencoreenvironmental violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Trafigura AGTrafiguraenvironmental violation2015EPA$21,450
Vitol, Inc.Vitolenvironmental violation2015EPA$14,047
Vitol, Inc.Vitolenvironmental violation2016EPA$17,934
Vitol Inc.Vitolenvironmental violation2016EPA$9,814
Morgan Stanley Capital Group, Inc.Morgan Stanleyenvironmental violation2017EPA$1,119,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.