Chicago Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | AZ-DIFI | $10,000 |
Scottsdale Insurance Co. | Nationwide | insurance violation | 2010 | AZ-DIFI | $37,500 |
World Group Securities, Inc. | Aegon | investor protection violation | 2010 | AZ-CC | $853,501 |
Titan Indemnity Co. | Nationwide | insurance violation | 2010 | AZ-DIFI | $20,000 |
Unigard Insurance Co. | QBE Insurance | insurance violation | 2010 | AZ-DIFI | $16,000 |
QBE Insurance Corp. | QBE Insurance | insurance violation | 2010 | AZ-DIFI | $40,000 |
Hartford Accident and Indemnity Co. et al. | Hartford Financial Services | insurance violation | 2010 | CA-INS | $40,000 |
Old Republic Title Co. and Old Republic National Title Insurance Co. | Old Republic International | insurance violation | 2010 | CA-INS | $399,000 |
ACE Cash Express, Inc. | ACE Cash Express | payday lending violation | 2010 | CA-DFPI | $118,400 |
Esurance Insurance Co. | Allstate | insurance violation | 2010 | CO-INS | $154,500 |
Zurich Insurance Group | Zurich Insurance | insurance violation | 2010 | CT-INS | $235,000 |
Raymond James Financial Services, Inc. | Raymond James Financial | investor protection violation | 2010 | CT-SEC | $15,000 |
Prospect Mortgage Company, LLC | Homebridge Financial Services | consumer protection violation | 2010 | CT-BKG | $33,000 |
Chicago Title Insurance Company, | Fidelity National Financial | insurance violation | 2010 | CT-INS | $62,000 |
Prosper Marketplace, Inc. | Prosper Marketplace | investor protection violation | 2010 | CT-SEC | $5,000 |
Wachovia Securities, LLC nka Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2010 | CT-SEC | $75,000 |
PNC Investments LLC | PNC Financial Services | investor protection violation | 2010 | DE-SEC | $250,000 |
Stewart Title Guaranty Co. | Stewart Information Services | insurance violation | 2010 | FL-OFR | $165,000 |
Jackson National Life Insurance Co. | Jackson Financial | insurance violation | 2010 | FL-OFR | $53,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2010 | FL-OFR | $23,000 |
Genworth Life and Annuity Insurance Co. | Genworth Financial | insurance violation | 2010 | FL-OFR | $18,000 |
State Farm Life Insurance Co. | State Farm Insurance | insurance violation | 2010 | FL-OFR | $10,500 |
National Union Fire Insurance Company of Pittsburgh, Pa. | American International Group | insurance violation | 2010 | ID-INS | $15,000 |
Progressive Northwestern Insurance Co. and Progressive Direct Insurance Co. | Progressive | insurance violation | 2010 | ID-INS | $32,000 |
GMAC Mortgage, LLC | Ally Financial | consumer protection violation | 2010 | IL-BKG | $50,000 |
Countrywide Home Loans, Inc. | Bank of America | consumer protection violation | 2010 | IL-BKG | $54,000 |
Indiana Insurance Co. | Liberty Mutual Insurance | insurance violation | 2010 | IL-INS | $25,000 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2010 | IL-SEC | $300,000 |
MetLife Securities, Inc. | MetLife | investor protection violation | 2010 | IL-SEC | $135,000 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2010 | IN-INS | $200,000 |
Safeco Insurance Company of America | Liberty Mutual Insurance | insurance violation | 2010 | IN-INS | $5,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | IN-SEC | $692,000 |
ProEquities, Inc. | Dai-ichi Life | investor protection violation | 2010 | IN-SEC | $9,000 |
Wells Fargo Advisors, LLC | Wells Fargo | investor protection violation | 2010 | IN-SEC | $8,495 |
Bankers Life & Casualty Co. | CNO Financial | insurance violation | 2010 | KS-INS | $22,000 |
Liberty Mutual Insurance Co. | Liberty Mutual Insurance | insurance violation | 2010 | KS-INS | $13,000 |
The Travelers Indemnity Co. et al. | Travelers | insurance violation | 2010 | KS-INS | $10,000 |
James B. Nutter & Company | James B. Nutter & Company | consumer protection violation | 2010 | KY-FIN | $24,000 |
PHH Mortgage Corp. | Ocwen Financial | consumer protection violation | 2010 | KY-FIN | $8,000 |
Nationstar Mortgage LLC | Mr. Cooper Group | consumer protection violation | 2010 | KY-FIN | $19,500 |
AmeriSave Mortgage Corp. | AmeriSave Mortgage | consumer protection violation | 2010 | MA-BKG | $25,000 |
Litton Loan Servicing | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
Saxon Mortgage Services | Ocwen Financial | consumer protection violation | 2010 | MD-FIN | $71,000 |
Allstate Indemnity Co. et al. | Allstate | insurance violation | 2010 | MD-INS | $10,000 |
American Modern Home Insurance Co. | Munich Re | insurance violation | 2010 | MD-INS | $5,000 |
AIU Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
American Home Assurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Commerce and Industry Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Granite State Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Illinois National Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
The Insurance Company of the State of Pennsylvania | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
National Union Fire Insurance Company of Pittsburg, Pa. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
New Hampshire Insurance Co. | American International Group | insurance violation | 2010 | ME-INS | $11,111 |
Edward D. Jones & Co., L.P. | Jones Financial | investor protection violation | 2010 | ME-SEC | $10,000 |
Allstate Indemnity Insurance Co. | Allstate | insurance violation | 2010 | MN-FIN | $9,000 |
National Union Fire Insurance Company of Pittsburgh, Pa. | American International Group | insurance violation | 2010 | MN-FIN | $100,000 |
First American Title Insurance Co. | First American Financial | insurance violation | 2010 | MN-FIN | $21,750 |
Commonwealth Land Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | MO-INS | $188,976 |
Fidelity National Title Insurance Co. | Fidelity National Financial | insurance violation | 2010 | MO-INS | $73,113 |
Lawyers Title Insurance Corp. | Fidelity National Financial | insurance violation | 2010 | MO-INS | $190,000 |
Stifel, Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2010 | MO-SEC | $211,617 |
Edward D. Jones & Co. L.P. | Jones Financial | investor protection violation | 2010 | MO-SEC | $40,500 |
Bankers Life and Casualty Co. | CNO Financial | investor protection violation | 2010 | MO-SEC | $789,600 |
LPL Financial Corp. | LPL Financial | investor protection violation | 2010 | MO-SEC | $37,540 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | MO-SEC | $277,500 |
AXA Advisors, LLC | Equitable Holdings | investor protection violation | 2010 | MO-SEC | $92,015 |
John Alden Life Insurance Co. | Assurant | insurance violation | 2010 | MT-FIN | $175,000 |
Time Insurance Co. | Haven Holdings | insurance violation | 2010 | MT-FIN | $50,000 |
NEXT Financial Group, Inc. | Atria Wealth Solutions | investor protection violation | 2010 | MT-FIN | $5,000 |
Edward Jones | Jones Financial | investor protection violation | 2010 | MT-FIN | $100,000 |
Safeco Insurance Company of Illinois | Liberty Mutual Insurance | insurance violation | 2010 | MT-FIN | $25,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2010 | NC-SEC | $7,800,000 |
Allstate Insurance Company | Allstate | insurance violation | 2010 | NC-INS | $680,718 |
Ace Cash Express, Inc., | ACE Cash Express | consumer protection violation | 2010 | NE-DBF | $7,000 |
Ace Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2010 | NE-DBF | $11,950 |
Ace Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2010 | NE-DBF | $8,550 |
Ace Cash Express, Inc. | ACE Cash Express | consumer protection violation | 2010 | NE-DBF | $6,550 |
Great Plains Specialty Finance, Inc., d/b/a Check 'n Go | CNG Financial | consumer protection violation | 2010 | NE-DBF | $18,350 |
National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2010 | NH-INS | $100,000 |
Virginia Surety Company Inc. | Assurant | insurance violation | 2010 | NH-INS | $20,000 |
21st Century National Insurance Company | Zurich Insurance | insurance violation | 2010 | NJ-DBI | $10,000 |
Stifel Nicolaus & Company, Inc. | Stifel Financial | investor protection violation | 2010 | NJ-BOS | $5,415,381 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | insurance violation | 2010 | NJ-DBI | $500,000 |
AXA Equitable Life Insurance Company | Equitable Holdings | insurance violation | 2010 | NY-DFS | $1,900,000 |
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc. | Citigroup | insurance violation | 2010 | NY-DFS | $2,000,000 |
American General Financial Services Inc. | OneMain Holdings | privacy violation | 2010 | OR-FIN | $75,000 |
Bankers Life and Casualty Company | CNO Financial | insurance violation | 2010 | OR-FIN | $25,000 |
Ace Fire Underwriters Insurance Company | Chubb Limited | insurance violation | 2010 | OR-FIN | $7,900 |
AMCO Insurance Company | Nationwide | insurance violation | 2010 | OR-FIN | $8,000 |
MLD Mortgage Inc. dba The Money Store | MLD Mortgage Inc. dba The Money Store | consumer protection violation | 2010 | PA-BKG | $5,000 |
Safeco Insurance Company of Indiana | Liberty Mutual Insurance | insurance violation | 2010 | PA-INS | $50,000 |
GMAC Mortgage LLC dba Ditech | Ally Financial | consumer protection violation | 2010 | PA-BKG | $43,000 |
Freedom Mortgage Corporation dba Jefferson Home Mortgage and Loan | Freedom Mortgage | consumer protection violation | 2010 | PA-BKG | $10,000 |
Franklin American Mortgage Company | Citizens Financial Group | consumer protection violation | 2010 | PA-BKG | $6,750 |
Morgan Keegan & Co. Inc. | Raymond James Financial | investor protection violation | 2010 | RI-FIN | $20,000 |
USAA Casualty Insurance Co. | USAA | insurance violation | 2010 | SC-INS | $7,000 |
American Home Assurance Company et al. | American International Group | insurance violation | 2010 | TX-INS | $650,000 |
UBS Securities LLC | UBS | investor protection violation | 2010 | TX-SEC | $6,640,432 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2010 | TX-SEC | $130,000 |
Lincoln Financial Securities Corporation | Lincoln National | investor protection violation | 2010 | TX-SEC | $40,000 |
Hartford Accident and Indemnity Company | Hartford Financial Services | insurance violation | 2010 | TX-INS | $18,000 |