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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
Wells Fargo$27,616,269,231266
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Goldman SachsGoldman Sachsmortgage abuses2013FED$330,000,000
Morgan StanleyMorgan Stanleymortgage abuses2013FED$227,000,000
HSBC HOLDINGS PLCHSBCbanking violation2012FED$165,000,000
STANDARD CHARTERED PLCStandard Charteredbanking violation2012FED$100,000,000
AMERICAN EXPRESS COMPANYAmerican Expressbanking violation2012FED$9,000,000
METLIFE, INCMetLifebanking violation2012FED$3,200,000
THE BANK OF NEW YORK MELLONBank of New York Mellonbanking violation2012FED$6,000,000
Citigroup Inc.Citigroupbanking violation2012FED$22,000,000
Ally Financial Inc.Ally Financialbanking violation2012FED$207,000,000
Bank of America CorporationBank of Americabanking violation2012FED$175,500,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasebanking violation2012FED$275,000,000
Wells Fargo & CompanyWells Fargobanking violation2012FED$87,000,000
Bank of Hampton RoadsAtlantic Union Banksharesbanking violation2011FED$33,600
Wells Fargo & CompanyWells Fargobanking violation2011FED$85,000,000
PlainsCapital Bank and PrimeLendingHilltop Holdingsbanking violation2011FED$30,780
Goldman Sachs GroupGoldman Sachsbanking violation2016FED$36,300,000
Regions BankRegions Financialbanking violation2009FED$135,000
Compass BankPNC Financial Servicesbanking violation2009FED$70,625
Heritage Bank of CommerceHeritage Commerce Corp.banking violation2008FED$6,840
Capital City BankCapital City Bank Groupbanking violation2007FED$85,045
Hanmi BankHanmi Financial Corp.banking violation2007FED$8,835
East West BankEast West Bancorpbanking violation2007FED$16,245
First Interstate BankFirst Interstate Bancsystembanking violation2005FED$15,750
Citigroup Inc.Citigroupbanking violation2004FED$70,000,000
UBS AGUBSeconomic sanction violation2004FED$100,000,000
Credit Agricole S.A.Credit Agricolebanking violation2004FED$8,000,000
U.S. Trust CorporationBank of Americabanking violation2001FED$5,000,000
JPMorgan Chase & Co.JPMorgan Chasebanking violation2016FED$61,900,000
Customers BankCustomers Bancorpbanking violation2016FED$960,000
Banco Bilbao Vizcaya Argentaria, S.A.Banco Bilbao Vizcaya Argentariabanking violation2016FED$27,000,000
ServiceLink Holdings, LLCFidelity National Financialbanking violation2017FED$65,000,000
Deutsche Bank AGDeutsche Bankanti-money-laundering deficiencies2017FED$41,000,000
SunTrust BankTruist Financialbanking violation2017FED$1,501,000
Deutsche Bank AGDeutsche Bankprice-fixing or anti-competitive practices2017FED$156,600,000
BNP Paribas S.A.BNP Paribasprice-fixing or anti-competitive practices2017FED$246,000,000
Bank of New York Mellon CorporationBank of New York Mellonbanking violation2017FED$3,000,000
HSBC HoldingsHSBCbanking violation2017FED$175,000,000
Goldman Sachs Bank USAGoldman Sachsbanking violation2018FED$90,000
Goldman SachsGoldman Sachsmortgage abuses2018FED$14,000,000
Morgan StanleyMorgan Stanleymortgage abuses2018FED$8,000,000
CIT Group Inc.First Citizens BancSharesmortgage abuses2018FED$5,200,000
U.S. BancorpU.S. Bancorpmortgage abuses2018FED$4,400,000
PNC Financial Services GroupPNC Financial Servicesmortgage abuses2018FED$3,500,000
US BancorpU.S. Bancorpbanking violation2018FED$15,000,000
Goldman Sachs Group, Inc.Goldman Sachsinvestor protection violation2018FED$54,750,000
CitigroupCitigroupbanking violation2018FED$8,600,000
Societe Generale S.A.Societe Generaleeconomic sanction violation2018FED$81,300,000
Bank of New York MellonBank of New York Mellonbanking violation2018FED$16,000
Wintrust Financial CorporationWintrust Financial Corp.banking violation2019FED$1,012,500
UniCredit, S.p.A.UniCreditbanking violation2019FED$158,000,000
Standard Chartered plcStandard Charteredbanking violation2019FED$164,000,000
East West BankEast West Bancorpbanking violation2020FED$129,108
Bank Hapoalim B.M,Bank Hapoalimtax violations2020FED$37,350,000
Goldman Sachs Group, Inc.Goldman Sachsbanking violation2020FED$154,000,000
M&T BankM&T Bankbanking violation2020FED$546,000
Bryn Mawr Trust CompanyWSFS Financial Corp.banking violation2021FED$105,000
First Midwest BankOld National Bancorpbanking violation2022FED$253,500
Deutsche Bank Trust Company AmericasDeutsche Bankbanking violation2022FED$105,500
Wells Fargo & Co.Wells Fargobanking violation2023FED$67,762,500
Deutsche Bank AGDeutsche Bankanti-money-laundering deficiencies2023FED$186,000,000
UBS Group AGUBSbanking violation2023FED$268,500,000
Regions BankRegions Financialbanking violation2023FED$2,950,000
Industrial and Commercial Bank of China Ltd.Industrial and Commercial Bank of Chinabanking violation2024FED$2,400,000
Highmark, Inc.Highmark Inc.campaign finance violation2005FEC$54,078
Fannie MaeFannie Maecampaign finance violation2004FEC$10,000
Branch Banking & Trust CorporationTruist Financialcampaign finance violation2001FEC$22,000
Morgan Stanley & Co. LLCMorgan Stanleytoxic securities abuses2016FDIC$62,950,000
WEX Bank and Higher One, Inc.WEX Inc.banking violation2015FDIC$34,980,000
Comenity Bank and Comenity Capital BankBread Financial Holdingsbanking violation2015FDIC$63,950,000
Citizens BankCitizens Financial Groupbanking violation2015FDIC$8,800,000
Banamex USACitigroupbanking violation2015FDIC$140,000,000
Sallie Mae BankSLM Corp.banking violation2014FDIC$93,300,000
Navient Solutions, Inc.Navientbanking violation2014FDIC$33,300,000
American Express Centurion BankAmerican Expressbanking violation2013FDIC$3,600,000
Citizens BankCitizens Financial Groupbanking violation2013FDIC$6,400,000
American Express Centurion BankAmerican Expressbanking violation2012FDIC$3,900,000
1st Financial Bank USA1st Financial Bank USAbanking violation2010FDIC$10,140,000
Synovus BankSynovus Financialbanking violation2013FDIC$135,050
German American BancorpGerman American Bancorpbanking violation2013FDIC$70,000
Great Western BankFirst Interstate Bancsystembanking violation2013FDIC$40,810
1ST FINANCIAL BANK USA1st Financial Bank USAbanking violation2009FDIC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $140,000
AFB&TSynovus Financialbanking violation2009FDIC$7,040
BANK OF KENTUCKY, INC., THETruist Financialbanking violation2009FDIC$30,415
American Express Centurion BankAmerican Expressbanking violation2009FDIC$250,000
REPUBLIC BANK & TRUST COMPANYRepublic Bancorpbanking violation2009FDIC$22,000
CITIZENS BUSINESS BANKCVB Financialbanking violation2009FDIC$16,200
WELLS FARGO FINANCIAL BANKWells Fargobanking violation2009FDIC$125,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$116,400,000
BANK OF THE CASCADESFirst Interstate Bancsystembanking violation2008FDIC$43,550
UMPQUA BANKUmpqua Holdingsbanking violation2008FDIC$90,240
CATHAY BANKCathay General Bancorpbanking violation2008FDIC$55,500
BUSEY BANKFirst Busey Corp.banking violation2006FDIC$5,200
THE RICHLAND TRUST COMPANYPark National Corp.banking violation2006FDIC$11,100
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
NEW YORK COMMUNITY BANKNew York Community Bancorpbanking violation2004FDIC$8,000
THE COLUMBIA BANKFulton Financialbanking violation2002FDIC$7,000
Republic Bank & Trust CompanyRepublic Bancorpbanking violation2018FDIC$300,000
FirstBank Puerto RicoFirst Bancorp (Puerto Rico)banking violation2019FDIC$17,700
HomeStreet BankHomeStreet Inc.banking violation2019FDIC$1,350,000
German American BancorpGerman American Bancorpbanking violation2012FDIC$15,000
BANK OF THE WESTBank of Montrealbanking violation2011FDIC$135,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.