Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
Company sort iconCurrent ParentPrimary Offense TypeYearAgencyPenalty Amount
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$85,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$6,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2019CA-MHC$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$89,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$12,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$7,500
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$15,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$15,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$10,000
California Physicians' Service dba Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2022CA-MHC$10,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$150,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$30,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' Service d.b.a. Blue Shield of CaliforniaCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
California Physicians' Service (Blue Shield of California)California Physicians' Serviceinsurance violation2017CA-MHC$322,500
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$30,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$10,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$7,500
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$10,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2020CA-MHC$7,500
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$10,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$7,500
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' Serviceinsurance violation2021CA-MHC$5,000
California Physicians' ServiceCalifornia Physicians' ServiceMedicare Parts C and D Enforcement Action2022CMS$40,282
Cadaret, Grant & Co., Inc.Atria Wealth Solutionsinvestor protection violation2008NE-DBF$10,000
Cadaret, Grant & Co. Inc.Atria Wealth Solutionsinvestor protection violation2018SEC$513,194
Cadaret Grant & Co. Inc.Atria Wealth Solutionsinvestor protection violation2019PA-BKG$90,000
BUSEY BANKFirst Busey Corp.banking violation2006FDIC$5,200
BUSEY BANKFirst Busey Corp.banking violation2010FDIC$7,445
BUCKEYE TEXAS PROCESSING, LLCIFM Investorsworkplace safety or health violation2022OSHA$14,502
BUCKEYE TEXAS PROCESSING LLC (BTXPP)IFM Investorsenvironmental violation2017EPA$18,247
Buckeye Texas Processing LLCIFM Investorsenvironmental violation2020TX-ENV$607,617
Buckeye Texas HUB LLCIFM Investorsenvironmental violation2018TX-RRC$6,000
Buckeye Terminals, LLCIFM Investorsenvironmental violation2017VA-ENV$9,537
Buckeye Terminals, LLCIFM Investorsenvironmental violation2013VA-ENV$14,262
Buckeye Terminals, LLCIFM Investorsenvironmental violation2021VA-ENV$78,045
BUCKEYE TERMINALS, LLCIFM Investorsenvironmental violation2021EPA$67,856
Buckeye Terminals, LLCIFM Investorsenvironmental violation2012EPA$6,766
Buckeye Terminals LLC-MacungieIFM Investorsrailroad safety violation2019FRA$5,000
BUCKEYE TERMINALS LLC - HAMMONDIFM Investorsenvironmental violation2015IN-ENV$158,000
BUCKEYE TERMINALS LLCIFM Investorsenvironmental violation2016IN-ENV$49,750
Buckeye Terminals LLCIFM Investorsenvironmental violation2013SC-ENV$15,000
Buckeye TerminalsIFM Investorsenvironmental violation2019CA-ARB$6,000
BUCKEYE TERM LLCIFM Investorsenvironmental violation2013PA-ENV$7,000
BUCKEYE RARITAN BAY TERMINALIFM Investorsenvironmental violation2013NJ-ENV$10,000
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$425,000
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$9,700
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$8,200
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2007NJ-ENV$11,760
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2006NJ-ENV$20,005
BUCKEYE PORT READING TERMINAL LLCIFM Investorsenvironmental violation2005NJ-ENV$103,600
BUCKEYE PORT READING TERMINALIFM Investorsenvironmental violation2009NJ-ENV$7,000
Buckeye Pipline Co.IFM Investorsenvironmental violation2006PA-ENV$150,000
BUCKEYE PIPELINE COMPANY LPIFM Investorsenvironmental violation2015EPA$78,780
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PAIFM Investorsenvironmental violation2021EPA$153,637
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2008NJ-ENV$10,000
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2005NJ-ENV$31,500
BUCKEYE PIPELINE CO LLPIFM Investorsenvironmental violation2000NJ-ENV$14,000
BUCKEYE PIPELINEIFM Investorsenvironmental violation2009IL-ENV$82,845
BUCKEYE PIPELINEIFM Investorsenvironmental violation2000EPA$15,000
Buckeye Pipe Line Company, L.P. and West Shore Pipe Line ComanyIFM Investorsenvironmental violation2021IL-ENV$8,700,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2007OH-ENV$30,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2012EPA$8,397
Buckeye Pipe Line Company LP,IFM Investorsenvironmental violation2014EPA$5,813
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANYIFM Investorsenvironmental violation2018EPA$400,000
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2010EPA$78,780
Buckeye Pipe Line Co.IFM Investorsenvironmental violation2021EPA$4,350,000
BUCKEYE PIPE LINE CO LPIFM Investorsenvironmental violation2019IN-ENV$22,500
BUCKEYE PIPE LINE CO LINDEN STATIONIFM Investorsenvironmental violation2014NJ-ENV$5,000
BUCKEYE PIPE LINE COIFM Investorsenvironmental violation2021NJ-ENV$16,000
BUCKEYE PIPE LINE & WEST SHORE PIPE LINEIFM Investorsenvironmental violation2014IL-ENV$125,000
BUCKEYE PIPE LINEIFM Investorsenvironmental violation2021EPA$153,637
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2015NJ-ENV$13,000
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$231,875
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2009NJ-ENV$9,550
BUCKEYE PERTH AMBOY TERMINAL LLCIFM Investorsenvironmental violation2007NJ-ENV$5,700
BUCKEYE PENNSAUKEN TERMINAL LLCIFM Investorsenvironmental violation2012NJ-ENV$5,250
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.