Trustmark National Bank | Trustmark | banking violation | 2021 | OCC | $4,000,000 |
Goldman Sachs Asset Management, L.P. | Goldman Sachs | investor protection violation | 2022 | SEC | $4,000,000 |
American Express Bank FSB | American Express | consumer protection violation | 2016 | private lawsuit-federal | $4,000,000 |
BMO Harris | Bank of Montreal | consumer protection violation | 2013 | private lawsuit-federal | $4,000,000 |
Washington Mutual | JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $4,000,000 |
M&T Bank | M&T Bank | consumer protection violation | 2015 | private lawsuit-federal | $4,000,000 |
PayPal, Inc. | PayPal Holdings | consumer protection violation | 2017 | private lawsuit-federal | $4,000,000 |
J.P. Morgan Securities LLC | JPMorgan Chase | investor protection violation | 2023 | SEC | $4,000,000 |
Wells Fargo Bank | Wells Fargo | consumer protection violation | 2016 | CFPB | $4,010,000 |
Nasdaq, Inc. | Nasdaq Inc. | economic sanction violation | 2023 | OFAC | $4,040,923 |
Wells Fargo Bank | Wells Fargo | False Claims Act and related | 2008 | USAO | $4,046,786 |
IMPERIAL SUGAR COMPANY; IMPERIAL-SAVANNAH, L.P. | Louis Dreyfus | workplace safety or health violation | 2008 | OSHA | $4,050,000 |
Louis Dreyfus Energy Services | Louis Dreyfus | False Claims Act and related | 2012 | DOJ_CIVIL | $4,084,000 |
Wells Fargo Bank N.A. | Wells Fargo | consumer protection violation | 2016 | DOJ_RIGHTS | $4,100,000 |
Bank of America | Bank of America | wage and hour violation | 2003 | private lawsuit-state | $4,100,000 |
Litton Loan Servicing LP | Ocwen Financial | consumer protection violation | 2016 | private lawsuit-federal | $4,121,000 |
Prospect Mortgage Company LLC | Homebridge Financial Services | mortgage abuses | 2017 | USAO | $4,157,000 |
ICBC Standard Bank Plc | Industrial and Commercial Bank of China | investor protection violation | 2015 | SEC | $4,200,000 |
Morgan Stanley | Morgan Stanley | wage and hour violation | 2014 | private lawsuit-federal | $4,200,000 |
CIT Technology Financing Services, Inc. | First Citizens BancShares | consumer protection violation | 2004 | NY-AG | $4,200,000 |
Bank of America | Bank of America | employment discrimination | 2019 | OFCCP | $4,200,000 |
Raymond James and Associates Inc. | Raymond James Financial | investor protection violation | 2016 | VT-FIN | $4,200,000 |
Citibank | Citigroup | consumer protection violation | 2021 | MULTI-AG | $4,200,000 |
Horizon Healthcare Services, Inc. | Horizon Healthcare Services | insurance violation | 2012 | NJ-DBI | $4,233,100 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2022 | private lawsuit-federal | $4,245,000 |
Credit Suisse Securities (USA) LLC | UBS | data submission deficiencies | 2015 | SEC | $4,250,000 |
OZ Management LP | Sculptor Capital Management | data submission deficiencies | 2015 | SEC | $4,250,000 |
Santander Bank, N.A. | Banco Santander | wage and hour violation | 2022 | private lawsuit-federal | $4,250,000 |
OneMain Financial Group LLC | OneMain Holdings | privacy violation | 2023 | NY-DFS | $4,250,000 |
Farmers Insurance Group | Zurich Insurance | discriminatory practices (non-employment) | 2001 | OH-AG | $4,300,000 |
GFI Securities LLC | BGC Partners | investor protection violation | 2019 | SEC | $4,300,000 |
Buckeye Pipe Line Co. | IFM Investors | environmental violation | 2021 | EPA | $4,350,000 |
CIT Technology Financing Services, Inc. | First Citizens BancShares | consumer protection violation | 2005 | NJ-AG | $4,360,000 |
USAA CASUALTY INSURANCE CO ET AL. | USAA | insurance violation | 2018 | VA-INS | $4,396,720 |
U.S. Bancorp | U.S. Bancorp | mortgage abuses | 2018 | FED | $4,400,000 |
Chase Bank USA, N.A. | JPMorgan Chase | consumer protection violation | 2009 | NY-AG | $4,400,000 |
Deutsche Bank Securities Inc. | Deutsche Bank | investor protection violation | 2018 | SEC | $4,450,000 |
St Paul Travelers Companies Inc. | Travelers | benefit plan administrator violation | 2007 | private lawsuit-federal | $4,450,000 |
SG Americas Securities, LLC | Societe Generale | investor protection violation | 2005 | FINRA | $4,478,000 |
Freedom Mortgage Corporation | Freedom Mortgage | wage and hour violation | 2019 | private lawsuit-federal | $4,480,000 |
State Street Corporation | State Street Corp. | employment discrimination | 2017 | OFCCP | $4,492,174 |
HealthNow | Highmark Inc. | insurance violation | 2011 | NY-DFS | $4,492,327 |
Commonwealth Land Title Insurance Co. et al. | Fidelity National Financial | insurance violation | 2006 | CA-INS | $4,499,997 |
New York Stock Exchange | IntercontinentalExchange Group | investor protection violation | 2014 | SEC | $4,500,000 |
Fidelity National Financial, Inc. | Fidelity National Financial | kickbacks and bribery | 2011 | HUD | $4,500,000 |
Allstate Insurance Company | Allstate | employment discrimination | 2009 | EEOC | $4,500,000 |
Ameriprise Financial Services Inc. | Ameriprise Financial | investor protection violation | 2018 | SEC | $4,500,000 |
MBNA Corp. | Bank of America | benefit plan administrator violation | 2009 | private lawsuit-federal | $4,500,000 |
ACE Group Holdings, Inc. | Chubb Limited | price-fixing or anti-competitive practices | 2007 | MULTI-AG | $4,500,000 |
Citigroup Global Markets, Inc. | Citigroup | consumer protection violation | 2015 | NY-AG | $4,500,000 |
Citibank N.A. | Citigroup | investor protection violation | 2020 | CFTC | $4,500,000 |
Credit Suisse Securities (USA) LLC | UBS | investor protection violation | 2011 | FINRA | $4,500,000 |
Wachovia Securities | Wells Fargo | investor protection violation | 2009 | FINRA | $4,500,000 |
Oppenheimer & Co. | Oppenheimer Holdings | investor protection violation | 2008 | FINRA | $4,500,000 |
Allstate Insurance | Allstate | privacy violation | 2022 | private lawsuit-federal | $4,500,000 |
First American Financial Corporation | First American Financial | price-fixing or anti-competitive practices | 2023 | NY-AG | $4,500,000 |
UBS Financial Services, Inc. | UBS | investor protection violation | 2006 | MT-FIN | $4,503,166 |
WFS Financial, Inc. | Wells Fargo | discriminatory practices (non-employment) | 2004 | private lawsuit-federal | $4,550,000 |
VOYA Financial Advisors Inc. | Voya Financial | investor protection violation | 2016 | FINRA | $4,550,000 |
Zurich American Insurance Company | Zurich Insurance | insurance violation | 2013 | NY-DFS | $4,560,000 |
UBS Financial Services, Inc | UBS | investor protection violation | 2013 | MULTI-AG | $4,580,000 |
National City Mortgage Inc. | PNC Financial Services | False Claims Act and related | 2008 | DOJ_CIVIL | $4,600,000 |
JPMorgan Chase Bank, N.A. | JPMorgan Chase | consumer protection violation | 2017 | CFPB | $4,600,000 |
UBS Financial Services Inc. | UBS | investor protection violation | 2013 | MULTI-FIN | $4,600,000 |
Oppenheimer & Co. Inc. | Oppenheimer Holdings | investor protection violation | 2019 | FINRA | $4,600,000 |
UBS Financial Services Inc. | UBS | investor protection violation | 2004 | SEC | $4,621,768 |
Ameritas Advisory Services, LLC | Ameritas Mutual Holding Company | investor protection violation | 2022 | SEC | $4,628,194 |
Barclays Capital Inc. | Barclays | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Citigroup Global Markets Inc. | Citigroup | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Goldman Sachs & Co. LLC | Goldman Sachs | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
J.P. Morgan Securities LLC | JPMorgan Chase | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bank of America | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
NatWest Markets Securities Inc. | NatWest Group PLC | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Washington Mutual Mortgage Securities Corp. | JPMorgan Chase | toxic securities abuses | 2021 | NM-AG | $4,642,857 |
Citigroup | Citigroup | wage and hour violation | 2015 | private lawsuit-federal | $4,650,000 |
Selective Insurance Companies | Selective Insurance Group | insurance violation | 2018 | NY-DFS | $4,666,268 |
ING Financial Partners, Inc. | Voya Financial | investor protection violation | 2008 | IL-SEC | $4,677,326 |
Allianz Life Insurance Company of North America | Allianz | insurance violation | 2015 | MULTI-AG | $4,700,000 |
Capital One, N.A. | Capital One Financial | consumer protection violation | 2015 | private lawsuit-federal | $4,724,638 |
Morgan Stanley Smith Barney LLC | Morgan Stanley | investor protection violation | 2016 | MS-SEC | $4,743,815 |
SunTrust Banks, Inc. | Truist Financial | benefit plan administrator violation | 2018 | private lawsuit-federal | $4,750,000 |
Citigroup Global Markets Inc. | Citigroup | toxic securities abuses | 2016 | VA-AG | $4,750,000 |
Santander Consumer USA Inc. | Banco Santander | consumer protection violation | 2020 | CFPB | $4,750,000 |
HSBC Bank PLC | HSBC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $4,750,000 |
Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $4,800,000 |
CashCall, Inc. and WS Funding LLC | CashCall Inc. | consumer protection violation | 2022 | AZ-AG | $4,800,000 |
Wachovia Securities, LLC | Wells Fargo | investor protection violation | 2004 | SEC | $4,844,465 |
H&R Block | H&R Block | consumer protection violation | 2009 | CA-AG | $4,850,000 |
Merrill Lynch | Bank of America | investor protection violation | 2010 | NJ-AG | $4,871,620 |
Progressive Advanced Insurance Company et al. | Progressive | insurance violation | 2019 | VA-INS | $4,876,344 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2017 | private lawsuit-federal | $4,900,000 |
KeyBank | KeyCorp | wage and hour violation | 2013 | private lawsuit-federal | $4,900,000 |
Hewitt Associates | Aon | wage and hour violation | 2009 | private lawsuit-federal | $4,900,000 |
Chase Bank USA, N.A. | JPMorgan Chase | consumer protection violation | 2011 | private lawsuit-federal | $4,900,000 |
TD Bank N.A. | Toronto-Dominion Bank | consumer protection violation | 2023 | private lawsuit-federal | $4,900,000 |
Bear, Stearns & Co. Inc. | JPMorgan Chase | investor protection violation | 2004 | FINRA | $4,950,000 |
Bank of America N.A. | Bank of America | consumer protection violation | 2020 | private lawsuit-federal | $4,950,000 |
Wells Fargo Advisors LLC | Wells Fargo | investor protection violation | 2014 | SEC | $5,000,000 |
Morgan Stanley | Morgan Stanley | investor protection violation | 2012 | CFTC | $5,000,000 |
LavaFlow Inc. | Citigroup | investor protection violation | 2014 | SEC | $5,000,000 |