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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,816,534,046
Number of Records: 7,081
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,269,434222
Citigroup$25,740,655,365159
Wells Fargo$22,081,446,244228
Deutsche Bank$18,541,457,30278
UBS$17,082,743,334106
Goldman Sachs$16,599,475,84889
NatWest Group PLC$13,515,546,85731
Credit Suisse$10,932,400,12651
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
R. R. Donnelley & Sons CoChatham Asset Managementenvironmental violation2017CA-SCAQMD$27,500
R. R. Donnelley & Sons Co.Chatham Asset Managementenvironmental violation2013CA-SCAQMD$7,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2012CA-SCAQMD$8,900
Mercury Air CentersMacquarieenvironmental violation2011CA-SCAQMD$5,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2009CA-SCAQMD$7,500
Bank of AmericaBank of Americaenvironmental violation2007CA-SCAQMD$46,000
First American TitleFirst American Financialenvironmental violation2006CA-SCAQMD$38,211
Mercury Air CentersMacquarieenvironmental violation2006CA-SCAQMD$11,750
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2006CA-SCAQMD$9,000
Wedbush Morgan SecuritiesWedbush Securitiesenvironmental violation2006CA-SCAQMD$5,000
Mercury Air CentersMacquarieenvironmental violation2006CA-SCAQMD$10,000
Washington Mutual Bank, F. A.JPMorgan Chaseenvironmental violation2005CA-SCAQMD$23,264
Transamerica OccidentalAegonenvironmental violation2003CA-SCAQMD$5,438
First American Financial Corp.First American Financialenvironmental violation2002CA-SCAQMD$6,500
Countrywide Home LoansBank of Americaenvironmental violation2000CA-SCAQMD$5,000
Buckeye Pipe Line Company, L.P. and West Shore Pipe Line ComanyIFM Investorsenvironmental violation2021IL-ENV$8,700,000
Louis Dreyfus Company Agricultural Industries LLCLouis Dreyfusenvironmental violation2021IN-ENV$17,400
SYNAGRO WOONSOCKET, LLCGoldman Sachsenvironmental violation2022RI-ENV$120,000
IAC Greencastle, LLCInvescoenvironmental violation2022IN-ENV$14,000
BUCKEYE PIPELINE COMPANY LPIFM Investorsenvironmental violation2015EPA$78,780
BUCKEYE PIPELINEIFM Investorsenvironmental violation2000EPA$15,000
BUCKEYE PARTNERSIFM Investorsenvironmental violation2012EPA$463,745
MORGAN STANLEYMorgan Stanleyenvironmental violation2014EPA$10,000
Buckeye Caribbean Terminals, LLCIFM Investorsenvironmental violation2016EPA$9,600
BUCKEYE TERMINALS, LLCIFM Investorsenvironmental violation2021EPA$67,856
R. R. DONNELLEY AND SONS COMPANYChatham Asset Managementenvironmental violation2001EPA$11,344
IMPERIAL SUGAR COMPANYLouis Dreyfusenvironmental violation2009EPA$5,240
NYRSTAR CLARKSVILLE, INC.Trafiguraenvironmental violation2010EPA$45,524
IAC GREENVILLE, LLCInvescoenvironmental violation2013EPA$16,870
LOUIS DREYFUS AGRICULTURAL INDUSTRIES, LLC.Louis Dreyfusenvironmental violation2010EPA$77,628
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR CORInvescoenvironmental violation2012EPA$35,000
Peter Cremer North AmericaCremerenvironmental violation2013EPA$98,000
TOPS PRODUCTS, A DIVISION OF R.R. DONNELLEY & SONSChatham Asset Managementenvironmental violation2015EPA$318,000
BUCKEYE PIPE LINE COMPANY LP AND WEST SHORE PIPE LINE COMPANYIFM Investorsenvironmental violation2018EPA$400,000
LOUIS DREYFUS COMPANY AGRICULTURAL INDUSTRIESLouis Dreyfusenvironmental violation2019EPA$155,806
BUCKEYE PIPE LINEIFM Investorsenvironmental violation2021EPA$153,637
BUCKEYE PIPELINE CO LP-BREINIGSVILLE, PAIFM Investorsenvironmental violation2021EPA$153,637
Louisiana GeneratingMacquarieenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
BUCKEYE TEXAS PROCESSING LLC (BTXPP)IFM Investorsenvironmental violation2017EPA$18,247
The Gas Company LLC (dba Hawaii Gas)Macquarieenvironmental violation2014EPA$155,000
THE GAS COMPANY SNG PLANTMacquarieenvironmental violation2021EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $230,000
Vitol S.A., Inc.Vitolenvironmental violation2005EPA$41,600
Morgan Stanley Capital Group Inc.Morgan Stanleyenvironmental violation2009EPA$405,000
Buckeye Pipe Line Company, L.P.IFM Investorsenvironmental violation2012EPA$8,397
Buckeye Terminals, LLCIFM Investorsenvironmental violation2012EPA$6,766
Trafigura AGTrafiguraenvironmental violation2012EPA$73,465
Glencore Ltd.Glencoreenvironmental violation2013EPA$98,954
Buckeye Pipe Line Company LP,IFM Investorsenvironmental violation2014EPA$5,813
Vitol Inc.Vitolenvironmental violation2014EPA$30,394
CHEMOIL CORPORATIONGlencoreenvironmental violation2016EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $27,000,000
Trafigura AGTrafiguraenvironmental violation2015EPA$21,450
Vitol, Inc.Vitolenvironmental violation2015EPA$14,047
Vitol, Inc.Vitolenvironmental violation2016EPA$17,934
Vitol Inc.Vitolenvironmental violation2016EPA$9,814
Morgan Stanley Capital Group, Inc.Morgan Stanleyenvironmental violation2017EPA$1,119,000
VitolVitolenvironmental violation2017EPA$35,000
VITOL SA, INCVitolenvironmental violation2002EPA$95,000
HSBC North AmericaHSBCenvironmental violation2010EPA$36,083
JP Morgan Chase Bank, N.A.JPMorgan Chaseenvironmental violation2017EPA$230,392
Morgan Stanley Capital Group, Inc.Morgan Stanleyenvironmental violation2002EPA$7,500
Cleco Power, LLCMacquarieenergy market violation2007FERC$2,000,000
Cleco CorporationMacquarieenergy market violation2003FERC$2,850,000
El Paso Electric CorporationJPMorgan Chaseenergy market violation2003FERC$15,500,000
Louis Dreyfus Energy ServiceLouis Dreyfusenergy market violation2014FERC$7,406,257
Cleco CorporationMacquarieenergy market violation2003FERC$2,850,000
Wheelabrator Claremont Company, L.P.Macquarieenergy market violation2018FERC$357,231
Vitol Inc.Vitolenergy market violation2019FERC$2,742,881
Deutsche Bank Energy Trading LLDeutsche Bankenergy market manipulation2013FERC$1,670,000
JP Morgan Ventures Energy CorporationJPMorgan Chaseenergy market manipulation2013FERC$410,000,000
Barclays Bank PLCBarclaysenergy market manipulation2017FERC$105,000,000
Glencore International A.G.Glencoreenergy market manipulation2022CFTC$1,186,000,000
Umpqua BankUmpqua Holdingsemployment screening violation2019private lawsuit-federal$325,000
Wells Fargo BankWells Fargoemployment screening violation2016private lawsuit-federal$12,000,000
Ameriprise Financial, Inc.Ameriprise Financialemployment discrimination2016OFCCP$128,200
Bank of America CorpBank of Americaemployment discrimination2013OFCCP$2,181,593
Vanguard GroupVanguard Groupemployment discrimination2010EEOC$300,000
Branch Banking and Trust (BB&T)Truist Financialemployment discrimination2010EEOC$24,000
Mercury Air Centers Inc.Macquarieemployment discrimination2010EEOC$600,000
Bank of the WestBNP Paribasemployment discrimination2011EEOC$48,000
United Insurance Company of AmericaKemperemployment discrimination2012EEOC$37,500
Vitol, Inc.Vitolemployment discrimination2012EEOC$62,500
BMO Harris BankBank of Montrealemployment discrimination2013EEOC$400,000
Regions Financial CorporationRegions Financialemployment discrimination2013EEOC$95,000
JPMorgan ChaseJPMorgan Chaseemployment discrimination2014EEOC$1,450,000
BOK Financial Corporation dba the Bank of AlbuquerqueBOK Financialemployment discrimination2014EEOC$230,000
SunTrust BankTruist Financialemployment discrimination2014EEOC$300,000
Wells Fargo Bank, N.A.Wells Fargoemployment discrimination2014EEOC$290,000
Wells Fargo & CompanyWells Fargoemployment discrimination2014EEOC$295,000
Bank of AmericaBank of Americaemployment discrimination2014EEOC$110,000
Bank of AmericaBank of Americaemployment discrimination2016EEOC$30,000
Farmers Insurance ExchangeFarmers Insurance Exchangeemployment discrimination2016EEOC$225,000
Simmons First National BankSimmons First National Corp.employment discrimination2010OFCCP$360,187
Wells FargoWells Fargoemployment discrimination2015OFCCP$14,000
Standard Insurance CompanyMeiji Yasuda Life Insuranceemployment discrimination2011OFCCP$18,505
Allstate Insurance CompanyAllstateemployment discrimination2009EEOC$4,500,000
Merrill LynchBank of Americaemployment discrimination2008EEOC$1,550,000
Vanguard Group, Inc.Vanguard Groupemployment discrimination2008EEOC$500,000
JPMorgan Chase & Co.JPMorgan Chaseemployment discrimination2006EEOC$2,200,000
Morgan StanleyMorgan Stanleyemployment discrimination2004EEOC$54,000,000
R.R. Donnelley & SonsChatham Asset Managementemployment discrimination2002EEOC$150,000
Salomon Smith BarneyMorgan Stanleyemployment discrimination2001EEOC$635,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.