Cleco Power | Macquarie | utility administrative violation | 2004 | LA-PSC | $18,000,000 |
Cleco Corporation | Macquarie | energy market violation | 2003 | FERC | $2,850,000 |
Cleco Corporation | Macquarie | wage and hour violation | 2017 | WHD | $12,190 |
CLECO CORPORATION | Macquarie | workplace safety or health violation | 2017 | OSHA | $8,626 |
CLECO CORPORATION | Macquarie | workplace safety or health violation | 2017 | OSHA | $5,545 |
Cleco Corp | Macquarie | workplace safety or health violation | 2012 | MSHA | $9,310 |
Clearstream Banking SA | Deutsche Borse | economic sanction violation | 2014 | OFAC | $152,000,000 |
Claritas Investments Ltd. | Principal Financial | investor protection violation | 2013 | SEC | $144,819 |
City National Bank | Royal Bank of Canada | banking violation | 2010 | OCC | $5,250 |
City National Bank | Royal Bank of Canada | banking violation | 2005 | OCC | $750,000 |
City National Bank | Royal Bank of Canada | discriminatory practices (non-employment) | 2023 | DOJ_RIGHTS | $31,000,000 |
City National Bank | Royal Bank of Canada | banking violation | 2024 | OCC | $65,000,000 |
Citizens Republic Bancorp Inc. | Huntington Bancshares | banking violation | 2011 | DOJ_RIGHTS | $3,600,000 |
CITIZENS FINANCIAL GROUP, INC. | Citizens Financial Group | workplace safety or health violation | 2017 | OSHA | $6,338 |
Citizens Financial Group | Citizens Financial Group | wage and hour violation | 2014 | private lawsuit-federal | $11,501,500 |
Citizens Financial | Citizens Financial Group | consumer protection violation | 2013 | private lawsuit-federal | $137,500,000 |
CITIZENS BUSINESS BANK | CVB Financial | banking violation | 2009 | FDIC | $16,200 |
Citizens Bank, National Association | Citizens Financial Group | banking violation | 2015 | OCC | $2,000,000 |
Citizens Bank, N.A. | Citizens Financial Group | consumer protection violation | 2015 | CFPB | $18,500,000 |
Citizens Bank of Rhode Island | Citizens Financial Group | environmental violation | 2007 | RI-ENV | $7,510 |
Citizens Bank of Pennsylvania | Citizens Financial Group | discriminatory practices (non-employment) | 2016 | HUD | $115,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2015 | FDIC | $8,800,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2013 | FDIC | $6,400,000 |
Citizens Bank | Citizens Financial Group | wage and hour violation | 2014 | private lawsuit-federal | $3,000,000 |
Citizens Bank | Citizens Financial Group | consumer protection violation | 2023 | CFPB | $9,000,000 |
Citizens Bank | Citizens Financial Group | wage and hour violation | 2017 | MI-LEO | $5,719 |
Citizens Bank | Citizens Financial Group | wage and hour violation | 2011 | MI-LEO | $8,169 |
Citizens Bank | Citizens Financial Group | employment discrimination | 2023 | EEOC | $100,000 |
CitiMortgage, Inc. | Citigroup | consumer protection violation | 2006 | HUD | $650,000 |
CitiMortgage, Inc. | Citigroup | consumer protection violation | 2014 | AR-SEC | $20,000 |
CitiMortgage, Inc. | Citigroup | consumer protection violation | 2019 | CA-DFPI | $7,800,000 |
CITIMORTGAGE, INC. | Citigroup | workplace safety or health violation | 2007 | OSHA | $5,097 |
Citimortgage Inc. and Citibank N.A. | Citigroup | toxic securities abuses | 2013 | FHFA | $395,000,000 |
Citimortgage Inc. | Citigroup | mortgage abuses | 2012 | USAO | $158,300,000 |
Citimortgage Inc. | Citigroup | consumer protection violation | 2015 | private lawsuit-federal | $2,200,000 |
CitigroupInc. | Citigroup | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
Citigroup, N. A. | Citigroup | economic sanction violation | 2008 | OFAC | $16,250 |
Citigroup, Inc. | Citigroup | investor protection violation | 2005 | SEC | $208,000,000 |
Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | SEC | $101,000,000 |
Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | SEC | $19,000,000 |
Citigroup, Inc. | Citigroup | benefit plan administrator violation | 2019 | private lawsuit-federal | $6,900,000 |
Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | NY-MANDA | $25,000,000 |
Citigroup Technology Inc | Citigroup | wage and hour violation | 2016 | WHD | $1,967,689 |
Citigroup Private Bank GP, Inc. | Citigroup | data submission deficiencies | 2009 | CFTC | $100,000 |
Citigroup Mortgage Loan Trust Inc. | Citigroup | consumer protection violation | 2012 | private lawsuit-federal | $24,975,000 |
CITIGROUP INC. | Citigroup | banking violation | 2015 | FED | $342,000,000 |
Citigroup Inc. | Citigroup | banking violation | 2012 | FED | $22,000,000 |
Citigroup Inc. | Citigroup | toxic securities abuses | 2014 | DOJ | $7,000,000,000 |
Citigroup Inc. | Citigroup | mortgage abuses | 2012 | DOJ | $2,202,000,000 |
Citigroup Inc. | Citigroup | toxic securities abuses | 2010 | SEC | $75,000,000 |
Citigroup Inc. | Citigroup | banking violation | 2004 | FED | $70,000,000 |
Citigroup Inc. | Citigroup | consumer protection violation | 2002 | FTC | $215,000,000 |
Citigroup Inc. | Citigroup | benefit plan administrator violation | 2014 | private lawsuit-federal | $8,500,000 |
Citigroup Inc. | Citigroup | toxic securities abuses | 2014 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000 |
Citigroup Inc. | Citigroup | economic sanction violation | 2014 | OFAC | $217,841 |
Citigroup Inc. | Citigroup | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $23,000,000 |
Citigroup Inc. | Citigroup | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $402,000,000 |
Citigroup Inc. | Citigroup | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $42,000,000 |
Citigroup Inc. | Citigroup | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $9,950,000 |
Citigroup Inc. | Citigroup | consumer protection violation | 2016 | private lawsuit-federal | $13,500,000 |
Citigroup Global Markets, Inc. and Citi Smith Barney | Citigroup | investor protection violation | 2008 | MULTI-AG | $7,100,000,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2006 | SEC | $1,500,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2005 | SEC | $20,000,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2007 | SEC | $200,000 |
Citigroup Global Markets, Inc. | Citigroup | consumer protection violation | 2014 | NY-AG | $16,000,000 |
Citigroup Global Markets, Inc. | Citigroup | consumer protection violation | 2015 | NY-AG | $4,500,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2017 | NY-AG | $23,500,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | AK-DBS | $150,507 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2015 | AK-DBS | $35,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | IN-SEC | $692,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | MO-SEC | $277,500 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2014 | FINRA | $15,000,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2012 | FINRA | $3,500,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2012 | FINRA | $725,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2011 | FINRA | $500,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2010 | FINRA | $650,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2008 | FINRA | $300,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2007 | FINRA | $15,200,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2006 | FINRA | $350,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2005 | FINRA | $6,250,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2004 | FINRA | $275,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2004 | FINRA | $250,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2004 | FINRA | $250,000 |
Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2023 | SEC | $1,975,000 |
Citigroup Global Markets, Inc | Citigroup | investor protection violation | 2012 | FINRA | $2,741,489 |
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc. | Citigroup | investor protection violation | 2003 | SEC | $400,000,000 |
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC | Citigroup | investor protection violation | 2015 | SEC | $180,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2015 | SEC | $500,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2017 | CFTC | $25,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2018 | SEC | $12,937,475 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2009 | DE-AG | $309,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2009 | NJ-AG | $3,300,932 |
Citigroup Global Markets Inc. | Citigroup | toxic securities abuses | 2016 | VA-AG | $4,750,000 |
Citigroup Global Markets Inc. | Citigroup | consumer protection violation | 2009 | CT-BKG | $75,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2015 | CT-SEC | $35,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2012 | MA-SEC | $2,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2013 | MA-SEC | $30,000,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2015 | NH-BSR | $35,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2010 | TX-SEC | $130,000 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2014 | VA-SEC | $9,500 |
Citigroup Global Markets Inc. | Citigroup | investor protection violation | 2010 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000 |