| Jefferson National Life Insurance Company | Nationwide | insurance violation | 2018 | TX-INS | $15,000 |
| Zurich American Insurance Company | Zurich Insurance | insurance violation | 2019 | TX-INS | $15,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | insurance violation | 2012 | UT-INS | $15,000 |
| AMERICAN BANKERS LIFE ASSURANCE OF FLORIDA | Assurant | insurance violation | 2001 | VA-INS | $15,000 |
| FIDELITY & GUARANTY LIFE INSURANCE | Fidelity National Financial | insurance violation | 2002 | VA-INS | $15,000 |
| AMERICAN HERITAGE LIFE INSURANCE CO | Allstate | insurance violation | 2002 | VA-INS | $15,000 |
| PRUDENTIAL INSURANCE COMPANY | Prudential Financial | insurance violation | 2002 | VA-INS | $15,000 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE | Massachusetts Mutual Life Insurance | insurance violation | 2003 | VA-INS | $15,000 |
| UNITED AMERICAN INSURANCE CO. | Globe Life Inc. | insurance violation | 2003 | VA-INS | $15,000 |
| LIBERTY INSURANCE CORP. ET AL. | Liberty Mutual Insurance | insurance violation | 2007 | VA-INS | $15,000 |
| UNITED AMERICAN INSURANCE CO. | Globe Life Inc. | insurance violation | 2007 | VA-INS | $15,000 |
| HARTFORD CASUALTY INSURANCE, ET AL. | Hartford Financial Services | insurance violation | 2010 | VA-INS | $15,000 |
| ALLSTATE INSURANCE COMPANY | Allstate | insurance violation | 2010 | VA-INS | $15,000 |
| ALPHA PROPERTY & CASUALTY INSURANCE | Kemper | insurance violation | 2012 | VA-INS | $15,000 |
| AMERICAN HOME ASSURANCE CO. | American International Group | insurance violation | 2012 | VA-INS | $15,000 |
| Globe Life and Accident Insurance Company | Globe Life Inc. | insurance violation | 2019 | VA-INS | $15,000 |
| National General Insurance Company | Allstate | insurance violation | 2010 | WA-INS | $15,000 |
| Unitrin Auto And Home Insurance Company | Kemper | insurance violation | 2012 | WA-INS | $15,000 |
| United States Fire Insurance Company | Fairfax Financial Holdings | insurance violation | 2013 | WA-INS | $15,000 |
| Allstate Fire & Casualty Insurance Company | Allstate | insurance violation | 2013 | WA-INS | $15,000 |
| Hartford Accident & Indemnity Company | Hartford Financial Services | insurance violation | 2015 | WA-INS | $15,000 |
| American Family Mutual Insurance Company S.I. | American Family Insurance | insurance violation | 2016 | WA-INS | $15,000 |
| AGCS Marine Insurance Company | Allianz | insurance violation | 2016 | WA-INS | $15,000 |
| Homesite Insurance Company Of The Midwest | American Family Insurance | insurance violation | 2019 | WA-INS | $15,000 |
| Transamerica Life Insurance Company | Aegon | insurance violation | 2019 | WA-INS | $15,000 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2000 | WI-INS | $15,000 |
| Hartford Accident and Indemnity Co. | Hartford Financial Services | insurance violation | 2001 | WI-INS | $15,000 |
| Lincoln National Life Insurance Co. | Lincoln National | insurance violation | 2020 | MO-INS | $15,000 |
| Permanent General Assurance Corp. | American Family Insurance | insurance violation | 2020 | MO-INS | $15,000 |
| Trumbull Insurance Co. | Hartford Financial Services | insurance violation | 2020 | TX-INS | $15,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2020 | CA-MHC | $15,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2020 | CA-MHC | $15,000 |
| NEW HAMPSHIRE INSURANCE COMPANY | American International Group | insurance violation | 2020 | WA-INS | $15,000 |
| FIRST MIDWEST BANK | Old National Bancorp | wage and hour violation | 2018 | IL-DOL | $15,000 |
| SYNAGRO CTL LLC | Goldman Sachs | environmental violation | 2003 | PA-ENV | $15,000 |
| IFCO SYSTEMS NORTH AMERICA, INC. | Triton Investments Advisers | environmental violation | 2008 | FL-DEP | $15,000 |
| Buckeye Terminals LLC | IFM Investors | environmental violation | 2013 | SC-ENV | $15,000 |
| Indemnity Insurance Company of North America | Chubb Limited | insurance violation | 2020 | TX-INS | $15,000 |
| Deutsche Bank Securities, Inc. | Deutsche Bank | investor protection violation | 2004 | FINRA | $15,000 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | investor protection violation | 2001 | FINRA | $15,000 |
| Oscar Health Plan of California | Oscar Health Inc. | insurance violation | 2021 | CA-MHC | $15,000 |
| Foremost Insurance Company Grand Rapids, Michigan | Zurich Insurance | insurance violation | 2021 | OR-FIN | $15,000 |
| New Hampshire Insurance Co. | American International Group | insurance violation | 2021 | TX-INS | $15,000 |
| Interactive Brokers LLC | Interactive Brokers Group | investor protection violation | 2022 | OK-SEC | $15,000 |
| XL Specialty Insurance Company | AXA | consumer protection violation | 2021 | RI-FIN | $15,000 |
| Ameritas Investment Co. | Ameritas Mutual Holding Company | investor protection violation | 2022 | NV-SEC | $15,000 |
| Bank of America, N.A. | Bank of America | discriminatory practices (non-employment) | 2022 | HUD | $15,000 |
| STANDARD FIRE INSURANCE COMPANY | Travelers | insurance violation | 2022 | WA-INS | $15,000 |
| National Union Fire Insurance Company of Pittsburgh, PA | American International Group | insurance violation | 2022 | TX-INS | $15,000 |
| AIU Insurance Company | American International Group | insurance violation | 2023 | TX-INS | $15,000 |
| Chase Bank | JPMorgan Chase | wage and hour violation | 2010 | MI-LEO | $15,000 |
| Washington National Insurance Co. | CNO Financial | insurance violation | 2023 | SD-INS | $15,000 |
| Travelers Property Casualty Company of America | Travelers | insurance violation | 2023 | TX-INS | $15,000 |
| WHEELABRATOR ENERGY COMPANY, INCORPORATED | Macquarie | workplace safety or health violation | 2011 | OSHA | $15,000 |
| BUCKEYE PIPELINE | IFM Investors | environmental violation | 2000 | EPA | $15,000 |
| Barclays Bank PLC | Barclays | economic sanction violation | 2004 | OFAC | $14,970 |
| American Express Centurion Bank | American Express | tax violations | 2012 | CT-AG | $14,970 |
| BOYD CORPORATION | Goldman Sachs | workplace safety or health violation | 2022 | OSHA | $14,917 |
| Union Bank of CA | U.S. Bancorp | economic sanction violation | 2003 | OFAC | $14,913 |
| Ace American Insurance Company | Chubb Limited | insurance violation | 2008 | TX-INS | $14,875 |
| UBS (USA) Inc | UBS | economic sanction violation | 2003 | OFAC | $14,750 |
| Imperial-Savannah LP | Louis Dreyfus | environmental violation | 2014 | GA-ENV | $14,750 |
| Nyrstar Gordonsville, LLC | Trafigura | workplace safety or health violation | 2014 | MSHA | $14,743 |
| General Casualty Company of Wisconsin | QBE Insurance | insurance violation | 2013 | MO-INS | $14,722 |
| Solium Financial Services LLC | Morgan Stanley | investor protection violation | 2020 | MT-FIN | $14,700 |
| WAUSAU BUSINESS INSURANCE COMPANY | Liberty Mutual Insurance | insurance violation | 2001 | FL-OFR | $14,625 |
| Ace Fire Underwriters Insurance Company | Chubb Limited | insurance violation | 2014 | TX-INS | $14,615 |
| LOUIS DREYFUS CITRUS, INC. | Louis Dreyfus | environmental violation | 2010 | FL-DEP | $14,600 |
| Bank of America | Bank of America | Family and Medical Leave Act | 2017 | WHD | $14,528 |
| BUCKEYE TEXAS PROCESSING, LLC | IFM Investors | workplace safety or health violation | 2022 | OSHA | $14,502 |
| PayPal, Inc. | PayPal Holdings | consumer protection violation | 2015 | FL-OFR | $14,500 |
| Sentry Insurance A Mutual Company | Sentry Insurance | insurance violation | 2001 | MA-INS | $14,500 |
| Travelers Property Casualty Company of America | Travelers | insurance violation | 2018 | TX-INS | $14,500 |
| Liberty Mutual Fire Insurance Company | Liberty Mutual Insurance | insurance violation | 2023 | TX-INS | $14,500 |
| Allied Home Mortgage Capital Corporation | Americus Mortgage | wage and hour violation | 2006 | WHD | $14,479 |
| Hartford Insurance Company of the Midwest | Hartford Financial Services | insurance violation | 2014 | NY-DFS | $14,450 |
| WHEELABRATOR SOUTH BROWARD, INC. | Macquarie | environmental violation | 2005 | FL-DEP | $14,450 |
| NYRSTAR CLARKSVILLE INC. | Trafigura | workplace safety or health violation | 2022 | OSHA | $14,400 |
| Mid-Century Insurance Company | Zurich Insurance | insurance violation | 2013 | TX-INS | $14,360 |
| Wedbush Securities Inc. | Wedbush Securities | insurance violation | 2011 | CO-INS | $14,300 |
| Buckeye Terminals, LLC | IFM Investors | environmental violation | 2013 | VA-ENV | $14,262 |
| Iberiabank Corp | First Horizon National | environmental violation | 2017 | LA-ENV | $14,213 |
| Bankers Life and Casualty Co. | CNO Financial | insurance violation | 2018 | MD-INS | $14,100 |
| Vitol, Inc. | Vitol | environmental violation | 2015 | EPA | $14,047 |
| Allied Home Mortgage | Americus Mortgage | wage and hour violation | 2004 | WHD | $14,037 |
| Wells Fargo | Wells Fargo | employment discrimination | 2015 | OFCCP | $14,000 |
| Louis Dreyfus Commodities Grand Junction LLC | Louis Dreyfus | tax violations | 2017 | ATTTB | $14,000 |
| Property Casualty Insurance Company of Hartford | Hartford Financial Services | insurance violation | 2019 | CT-INS | $14,000 |
| Allianz Life Insurance Company of North America | Allianz | insurance violation | 2000 | FL-OFR | $14,000 |
| LPL Financial, LLC | LPL Financial | investor protection violation | 2013 | IN-SEC | $14,000 |
| Gerber Life Insurance Co. | Western & Southern Financial Group | insurance violation | 2013 | MD-INS | $14,000 |
| Solium Financial Services LLC | Morgan Stanley | consumer protection violation | 2019 | NE-DBF | $14,000 |
| Bankers Life and Casualty Company | CNO Financial | insurance violation | 2012 | OR-FIN | $14,000 |
| Arch Insurance Company | Arch Capital | insurance violation | 2010 | TX-INS | $14,000 |
| Praetorian Insurance Company | QBE Insurance | insurance violation | 2012 | TX-INS | $14,000 |
| Hartford Underwriters Insurance Company | Hartford Financial Services | insurance violation | 2014 | TX-INS | $14,000 |
| Travelers Casualty and Surety Company | Travelers | insurance violation | 2019 | TX-INS | $14,000 |
| AMERICAN GENERAL LIFE | American International Group | insurance violation | 2001 | VA-INS | $14,000 |
| AMICA MUTUAL INSURANCE COMPANY | Amica Mutual Insurance | insurance violation | 2002 | VA-INS | $14,000 |
| UNUM LIFE INSURANCE COMPANY | Unum | insurance violation | 2003 | VA-INS | $14,000 |
| AMERIPRISE FINANCIAL SERVICES, INC. | Ameriprise Financial | investor protection violation | 2016 | VA-SEC | $14,000 |
