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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
World Acceptance CorporationWorld Acceptance CorporationForeign Corrupt Practices Act2020SEC$21,700,000
Vitol Inc.VitolForeign Corrupt Practices Act2020DOJ_CRIMINAL$135,000,000
Goldman Sachs Group Inc.Goldman SachsForeign Corrupt Practices Act2020DOJ_CRIMINAL$2,921,088,000
Goldman Sachs Group Inc.Goldman SachsForeign Corrupt Practices Act2020SEC(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,006,000,000
Deutsche BankDeutsche BankForeign Corrupt Practices Act2021DOJ_CRIMINAL$87,091,424
Deutsche Bank AGDeutsche BankForeign Corrupt Practices Act2021SEC$43,000,000
Credit Suisse Group AGUBSForeign Corrupt Practices Act2021SEC$99,000,000
Glencore International A.G. and Glencore Ltd.GlencoreForeign Corrupt Practices Act2022DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000
Jardine Lloyd Thompson Group Holdings Ltd.Marsh & McLennanForeign Corrupt Practices Act2022DOJ_CRIMINAL$29,081,951
American Family Life Assurance Co., known as AflacAflacFamily and Medical Leave Act2012WHD$16,882
Univest Corporation of PennsylvaniaUnivest FinancialFamily and Medical Leave Act2016WHD$5,076
Wells Fargo Bank, N. A.Wells FargoFamily and Medical Leave Act2016WHD$11,874
BMO Harris Bank N.A.Bank of MontrealFamily and Medical Leave Act2015WHD$11,304
IAC Springfield, LLCInvescoFamily and Medical Leave Act2015WHD$5,377
TitleMax of Missouri, Inc.TMX FinanceFamily and Medical Leave Act2015WHD$11,648
Huntington Bancshares IncorporatedHuntington BancsharesFamily and Medical Leave Act2015WHD$7,788
Asset Acceptance, LLCEncore Capital GroupFamily and Medical Leave Act2014WHD$7,450
TMX Finance LLCTMX FinanceFamily and Medical Leave Act2012WHD$36,596
State Farm Mutual Automobile Insurance CompanState Farm InsuranceFamily and Medical Leave Act2010WHD$27,787
Metropolitan Life Insurance CompanyMetLifeFamily and Medical Leave Act2009WHD$6,375
Bank of AmericaBank of AmericaFamily and Medical Leave Act2008WHD$6,500
J P Morgan ChaseJPMorgan ChaseFamily and Medical Leave Act2007WHD$5,008
Wells Fargo BankWells FargoFamily and Medical Leave Act2006WHD$5,152
The Cincinnati Insurance CompaniesCincinnati FinancialFamily and Medical Leave Act2005WHD$15,000
American Express Travel Related Services CompAmerican ExpressFamily and Medical Leave Act2004WHD$26,722
Bank of AmericaBank of AmericaFamily and Medical Leave Act2017WHD$14,528
Franklin Templeton Distributors, Inc.Franklin ResourcesFamily and Medical Leave Act2016WHD$23,252
Regions Financial CorporationRegions FinancialFamily and Medical Leave Act2021WHD$7,210
M&T Bank Corp.M&T BankFalse Claims Act and related2016DOJ_CIVIL$64,000,000
Freedom Mortgage CorporationFreedom MortgageFalse Claims Act and related2016DOJ_CIVIL$113,000,000
Wells Fargo Bank, National AssociationWells FargoFalse Claims Act and related2016DOJ_CIVIL$1,200,000,000
First Tennessee Bank N.A.First Horizon NationalFalse Claims Act and related2015DOJ_CIVIL$212,500,000
MetLife Home Loans LLCMetLifeFalse Claims Act and related2015DOJ_CIVIL$123,500,000
U.S. BankU.S. BancorpFalse Claims Act and related2014DOJ_CIVIL$200,000,000
JPMorgan ChaseJPMorgan ChaseFalse Claims Act and related2014DOJ_CIVIL$614,000,000
PNC Bank N.APNC Financial ServicesFalse Claims Act and related2013DOJ_CIVIL$7,100,000
Walter Investment Management Corp.Ditech Holding CorporationFalse Claims Act and related2015DOJ_CIVIL$29,630,000
Fireman's Fund Insurance CompanyAllianzFalse Claims Act and related2015DOJ_CIVIL$44,000,000
BNP ParibasBNP ParibasFalse Claims Act and related2014DOJ_CIVIL$80,000,000
SunTrust Mortgage Inc.Truist FinancialFalse Claims Act and related2014DOJ_CIVIL$418,000,000
Louis Dreyfus Energy ServicesLouis DreyfusFalse Claims Act and related2012DOJ_CIVIL$4,084,000
Nelnet Inc.NelnetFalse Claims Act and related2010DOJ_CIVIL$47,000,000
RBC Mortgage CompanyRoyal Bank of CanadaFalse Claims Act and related2008DOJ_CIVIL$10,710,000
National City Mortgage Inc.PNC Financial ServicesFalse Claims Act and related2008DOJ_CIVIL$4,600,000
Mellon Bank, N.A.Bank of New York MellonFalse Claims Act and related2007DOJ_CIVIL$16,500,000
Crawford and CompanyCrawford & Co.False Claims Act and related2006DOJ_CIVIL$1,363,204
Highmark, Inc.Highmark Inc.False Claims Act and related2004DOJ_CIVIL$1,500,000
General American Life Insurance Company, Inc.MetLifeFalse Claims Act and related2002DOJ_CIVIL$76,000,000
Regions BankRegions FinancialFalse Claims Act and related2016DOJ_CIVIL$52,400,000
Branch Banking & Trust Company (BB&T)Truist FinancialFalse Claims Act and related2016DOJ_CIVIL$83,000,000
PHH Corp.Ocwen FinancialFalse Claims Act and related2017DOJ_CIVIL$74,453,802
Progressive Casualty Insurance Co. and Progressive Garden State Insurance Co.ProgressiveFalse Claims Act and related2017USAO$2,000,000
HSBC Bank USA N.A.HSBCFalse Claims Act and related2017USAO$2,118,861
PNC Bank N.A.PNC Financial ServicesFalse Claims Act and related2016USAO$9,500,000
IBERIABANKFirst Horizon NationalFalse Claims Act and related2017DOJ_CIVIL$11,692,149
Philadelphia Indemnity Insurance CompanyTokio MarineFalse Claims Act and related2018USAO$30,508
ACE American Insurance Company ET AL.Chubb LimitedFalse Claims Act and related2010NY-AG$70,000,000
American International GroupAmerican International GroupFalse Claims Act and related2008MA-AG$218,920
American International GroupAmerican International GroupFalse Claims Act and related2007MA-AG$58,500,000
Bank of AmericaBank of AmericaFalse Claims Act and related2001AK-AG$35,600,000
Insurance Company of the State of PennsylvaniaAmerican International GroupFalse Claims Act and related2016NV-AG$300,000
United States Fidelity & GuarantyTravelersFalse Claims Act and related2007CT-AG$17,500,000
United States Fidelity and Guaranty Co.TravelersFalse Claims Act and related2010MA-AG$2,925,000
Unum Life Insurance Co.UnumFalse Claims Act and related2005MA-AG$650,000
Zurich American Insurance Company et al.Zurich InsuranceFalse Claims Act and related2010NY-AG$37,500,000
Mellon Bank N.A.Bank of New York MellonFalse Claims Act and related2006USAO$18,130,405
Wells Fargo BankWells FargoFalse Claims Act and related2008USAO$4,046,786
Watson Wyatt & CompanyWillis Towers WatsonFalse Claims Act and related2005USAO$689,828
Travelers Insurance CompanyTravelersFalse Claims Act and related2004USAO$10,900,000
Guaranteed Rate Inc.Guaranteed Rate Inc.False Claims Act and related2020DOJ_CIVIL$15,060,000
HSBCHSBCFalse Claims Act and related2020CA-AG$7,000,000
Academy Mortgage CorporationAcademy Mortgage Corp.False Claims Act and related2022DOJ_CIVIL$38,500,000
State Farm Fire and Casualty Co.State Farm InsuranceFalse Claims Act and related2022private lawsuit-federal$100,000,000
Nationwide Mutual Insurance CompanyNationwideFair Credit Reporting Act violation2006private lawsuit-federal$19,250,000
Balli Aviation Ltd. and Balli Group PLCBalli Groupexport control violation2010BIS$15,000,000
Balli Aviation Ltd.Balli Groupexport control violation2010DOJ_NATSEC$2,000,000
CIT Group Inc.First Citizens BancSharesexport control violation2005BIS$74,800
Bank of AmericaBank of Americaexport control violation2017BIS$44,625
Bank of New York Mellon (Shanghai Branch)Bank of New York Mellonexport control violation2011BIS$30,000
JP Morgan Chase Bank, NAJPMorgan Chaseexport control violation2010BIS$19,125
Citibank NACitigroupexport control violation2018BIS$60,000
El Paso ElectricJPMorgan Chaseenvironmental violation2015EPA$3,800,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$402,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$290,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2014PHMSA$271,300
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$141,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$102,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2010PHMSA$100,000
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2015PHMSA$89,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$83,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$81,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$78,900
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2011PHMSA$74,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$69,100
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$66,400
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2013PHMSA$47,800
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$36,200
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$22,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$17,500
BUCKEYE PARTNERS LPIFM Investorsenvironmental violation2012PHMSA$11,800
Louisiana Generating (NRG Energy)Macquarieenvironmental violation2012EPA$264,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.