Heritage Bank of Commerce | Heritage Commerce Corp. | banking violation | 2008 | FED | $6,840 |
Capital City Bank | Capital City Bank Group | banking violation | 2007 | FED | $85,045 |
Hanmi Bank | Hanmi Financial Corp. | banking violation | 2007 | FED | $8,835 |
East West Bank | East West Bancorp | banking violation | 2007 | FED | $16,245 |
First Interstate Bank | First Interstate Bancsystem | banking violation | 2005 | FED | $15,750 |
Citigroup Inc. | Citigroup | banking violation | 2004 | FED | $70,000,000 |
UBS AG | UBS | economic sanction violation | 2004 | FED | $100,000,000 |
Credit Agricole S.A. | Credit Agricole | banking violation | 2004 | FED | $8,000,000 |
U.S. Trust Corporation | Bank of America | banking violation | 2001 | FED | $5,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | banking violation | 2016 | FED | $61,900,000 |
Customers Bank | Customers Bancorp | banking violation | 2016 | FED | $960,000 |
Banco Bilbao Vizcaya Argentaria, S.A. | Banco Bilbao Vizcaya Argentaria | banking violation | 2016 | FED | $27,000,000 |
ServiceLink Holdings, LLC | Fidelity National Financial | banking violation | 2017 | FED | $65,000,000 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2017 | FED | $41,000,000 |
SunTrust Bank | Truist Financial | banking violation | 2017 | FED | $1,501,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2017 | FED | $156,600,000 |
BNP Paribas S.A. | BNP Paribas | price-fixing or anti-competitive practices | 2017 | FED | $246,000,000 |
Bank of New York Mellon Corporation | Bank of New York Mellon | banking violation | 2017 | FED | $3,000,000 |
HSBC Holdings | HSBC | banking violation | 2017 | FED | $175,000,000 |
Goldman Sachs Bank USA | Goldman Sachs | banking violation | 2018 | FED | $90,000 |
Goldman Sachs | Goldman Sachs | mortgage abuses | 2018 | FED | $14,000,000 |
Morgan Stanley | Morgan Stanley | mortgage abuses | 2018 | FED | $8,000,000 |
CIT Group Inc. | First Citizens BancShares | mortgage abuses | 2018 | FED | $5,200,000 |
U.S. Bancorp | U.S. Bancorp | mortgage abuses | 2018 | FED | $4,400,000 |
PNC Financial Services Group | PNC Financial Services | mortgage abuses | 2018 | FED | $3,500,000 |
US Bancorp | U.S. Bancorp | banking violation | 2018 | FED | $15,000,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | investor protection violation | 2018 | FED | $54,750,000 |
Citigroup | Citigroup | banking violation | 2018 | FED | $8,600,000 |
Societe Generale S.A. | Societe Generale | economic sanction violation | 2018 | FED | $81,300,000 |
Bank of New York Mellon | Bank of New York Mellon | banking violation | 2018 | FED | $16,000 |
Wintrust Financial Corporation | Wintrust Financial Corp. | banking violation | 2019 | FED | $1,012,500 |
UniCredit, S.p.A. | UniCredit | banking violation | 2019 | FED | $158,000,000 |
Standard Chartered plc | Standard Chartered | banking violation | 2019 | FED | $164,000,000 |
State Bank of India | State Bank of India | anti-money-laundering deficiencies | 2001 | FED | $3,750,000 |
East West Bank | East West Bancorp | banking violation | 2020 | FED | $129,108 |
Bank Hapoalim B.M, | Bank Hapoalim | tax violations | 2020 | FED | $37,350,000 |
Goldman Sachs Group, Inc. | Goldman Sachs | banking violation | 2020 | FED | $154,000,000 |
M&T Bank | M&T Bank | banking violation | 2020 | FED | $546,000 |
Bryn Mawr Trust Company | WSFS Financial Corp. | banking violation | 2021 | FED | $105,000 |
First Midwest Bank | Old National Bancorp | banking violation | 2022 | FED | $253,500 |
Deutsche Bank Trust Company Americas | Deutsche Bank | banking violation | 2022 | FED | $105,500 |
Popular Bank | Popular Inc. | banking violation | 2023 | FED | $2,300,000 |
Wells Fargo & Co. | Wells Fargo | banking violation | 2023 | FED | $67,762,500 |
Deutsche Bank AG | Deutsche Bank | anti-money-laundering deficiencies | 2023 | FED | $186,000,000 |
UBS Group AG | UBS | banking violation | 2023 | FED | $268,500,000 |
Regions Bank | Regions Financial | banking violation | 2023 | FED | $2,950,000 |
Industrial and Commercial Bank of China Ltd. | Industrial and Commercial Bank of China | banking violation | 2024 | FED | $2,400,000 |
JPMorgan Chase & Co. | JPMorgan Chase | banking violation | 2024 | FED | $98,200,000 |
Citigroup | Citigroup | banking violation | 2024 | FED | $60,600,000 |
First Interstate Bank | First Interstate Bancsystem | banking violation | 2024 | FED | $70,000 |
Toronto-Dominion Bank | Toronto-Dominion Bank | anti-money-laundering deficiencies | 2024 | FED | $123,500,000 |
Highmark, Inc. | Highmark Inc. | campaign finance violation | 2005 | FEC | $54,078 |
Fannie Mae | Fannie Mae | campaign finance violation | 2004 | FEC | $10,000 |
Branch Banking & Trust Corporation | Truist Financial | campaign finance violation | 2001 | FEC | $22,000 |
Morgan Stanley & Co. LLC | Morgan Stanley | toxic securities abuses | 2016 | FDIC | $62,950,000 |
WEX Bank and Higher One, Inc. | WEX Inc. | banking violation | 2015 | FDIC | $34,980,000 |
Comenity Bank and Comenity Capital Bank | Bread Financial Holdings | banking violation | 2015 | FDIC | $63,950,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2015 | FDIC | $8,800,000 |
Banamex USA | Citigroup | banking violation | 2015 | FDIC | $140,000,000 |
Sallie Mae Bank | SLM Corp. | banking violation | 2014 | FDIC | $93,300,000 |
Navient Solutions, Inc. | Navient | banking violation | 2014 | FDIC | $33,300,000 |
American Express Centurion Bank | American Express | banking violation | 2013 | FDIC | $3,600,000 |
Citizens Bank | Citizens Financial Group | banking violation | 2013 | FDIC | $6,400,000 |
American Express Centurion Bank | American Express | banking violation | 2012 | FDIC | $3,900,000 |
1st Financial Bank USA | 1st Financial Bank USA | banking violation | 2010 | FDIC | $10,140,000 |
Synovus Bank | Synovus Financial | banking violation | 2013 | FDIC | $135,050 |
German American Bancorp | German American Bancorp | banking violation | 2013 | FDIC | $70,000 |
Great Western Bank | First Interstate Bancsystem | banking violation | 2013 | FDIC | $40,810 |
1ST FINANCIAL BANK USA | 1st Financial Bank USA | banking violation | 2009 | FDIC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $140,000 |
AFB&T | Synovus Financial | banking violation | 2009 | FDIC | $7,040 |
BANK OF KENTUCKY, INC., THE | Truist Financial | banking violation | 2009 | FDIC | $30,415 |
American Express Centurion Bank | American Express | banking violation | 2009 | FDIC | $250,000 |
REPUBLIC BANK & TRUST COMPANY | Republic Bancorp | banking violation | 2009 | FDIC | $22,000 |
CITIZENS BUSINESS BANK | CVB Financial | banking violation | 2009 | FDIC | $16,200 |
WELLS FARGO FINANCIAL BANK | Wells Fargo | banking violation | 2009 | FDIC | $125,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $116,400,000 |
BANK OF THE CASCADES | First Interstate Bancsystem | banking violation | 2008 | FDIC | $43,550 |
UMPQUA BANK | Umpqua Holdings | banking violation | 2008 | FDIC | $90,240 |
CATHAY BANK | Cathay General Bancorp | banking violation | 2008 | FDIC | $55,500 |
BUSEY BANK | First Busey Corp. | banking violation | 2006 | FDIC | $5,200 |
THE RICHLAND TRUST COMPANY | Park National Corp. | banking violation | 2006 | FDIC | $11,100 |
FIRST BANK | First Bancorp (North Carolina) | banking violation | 2004 | FDIC | $12,000 |
NEW YORK COMMUNITY BANK | New York Community Bancorp | banking violation | 2004 | FDIC | $8,000 |
THE COLUMBIA BANK | Fulton Financial | banking violation | 2002 | FDIC | $7,000 |
Republic Bank & Trust Company | Republic Bancorp | banking violation | 2018 | FDIC | $300,000 |
FirstBank Puerto Rico | First Bancorp (Puerto Rico) | banking violation | 2019 | FDIC | $17,700 |
HomeStreet Bank | HomeStreet Inc. | banking violation | 2019 | FDIC | $1,350,000 |
German American Bancorp | German American Bancorp | banking violation | 2012 | FDIC | $15,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2011 | FDIC | $135,000 |
REPUBLIC BANK & TRUST COMPANY | Republic Bancorp | banking violation | 2011 | FDIC | $900,000 |
CATHAY BANK | Cathay General Bancorp | banking violation | 2011 | FDIC | $17,710 |
MIZRAHI TEFAHOT BANK, LTD. | Bank Mizrahi-Tefahot | banking violation | 2011 | FDIC | $175,000 |
BANCORPSOUTH BANK | Cadence Bank | banking violation | 2011 | FDIC | $46,500 |
GREAT SOUTHERN BANK | Great Southern Bancorp | banking violation | 2011 | FDIC | $21,935 |
MAINSOURCE BANK | First Financial Bancorp. | banking violation | 2010 | FDIC | $22,000 |
BANK OF THE WEST | Bank of Montreal | banking violation | 2010 | FDIC | $68,200 |
S&T BANK | S&T Bancorp | banking violation | 2010 | FDIC | $32,640 |
BUSEY BANK | First Busey Corp. | banking violation | 2010 | FDIC | $7,445 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $806,000 |
CompuCredit Corporation | Atlanticus Holdings | banking violation | 2008 | FDIC | $558,000 |
FIRST BANK | First Bancorp (North Carolina) | banking violation | 2004 | FDIC | $12,000 |