| Societe Generale Private Banking (Suisse) SA | Societe Generale | tax violations | 2015 | DOJ_TAX | $17,807,000 |
| UBS AG | UBS | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $17,900,000 |
| Citibank, N.A. | Citigroup | banking violation | 2020 | OCC | $17,998,510 |
| U.S. Bank National Association | U.S. Bancorp | investor protection violation | 2015 | CFTC | $18,000,000 |
| MoneyGram International, Inc. | MoneyGram International | consumer protection violation | 2009 | FTC | $18,000,000 |
| Coast National Insurance | Zurich Insurance | wage and hour violation | 2002 | private lawsuit-state | $18,000,000 |
| Allianz Dresdner Asset Management of America LP | Allianz | investor protection violation | 2004 | NJ-AG | $18,000,000 |
| Franklin/Templeton Distributors, Inc. | Franklin Resources | investor protection violation | 2004 | CA-AG | $18,000,000 |
| Waddell & Reed, Inc. | Macquarie | investor protection violation | 2005 | MULTI-FIN | $18,000,000 |
| RBS Financial Products, Inc. | NatWest Group PLC | toxic securities abuses | 2020 | MD-AG | $18,000,000 |
| Charles Schwab & Company, Inc. | Charles Schwab Corp. | investor protection violation | 2011 | FINRA | $18,000,000 |
| LendingClub Corp. | LendingClub Corp. | consumer protection violation | 2021 | FTC | $18,000,000 |
| Cleco Power | Macquarie | utility administrative violation | 2004 | LA-PSC | $18,000,000 |
| Societe Generale | Societe Generale | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $18,000,000 |
| Mellon Bank N.A. | Bank of New York Mellon | False Claims Act and related | 2006 | USAO | $18,130,405 |
| Allstate Life Insurance Company of New York | Allstate | insurance violation | 2007 | NY-DFS | $18,250,000 |
| Pruco Securities, LLC | Prudential Financial | investor protection violation | 2020 | SEC | $18,252,341 |
| Citigroup Global Markets | Citigroup | investor protection violation | 2017 | SEC | $18,300,000 |
| Citizens Bank, N.A. | Citizens Financial Group | consumer protection violation | 2015 | CFPB | $18,500,000 |
| Discover Bank | Discover Financial Services | consumer protection violation | 2015 | CFPB | $18,500,000 |
| Wilmington Trust | M&T Bank | accounting fraud or deficiencies | 2014 | SEC | $18,500,000 |
| Deutsche Bank | Deutsche Bank | investor protection violation | 2016 | SEC | $18,500,000 |
| UBS Financial Services Incorporated of Puerto Rico | UBS | investor protection violation | 2015 | FINRA | $18,500,000 |
| HSBC Bank PLC | HSBC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $18,500,000 |
| Wells Fargo & Co. | Wells Fargo | employment discrimination | 2021 | private lawsuit-federal | $18,700,000 |
| Chatham Asset Management LLC | Chatham Asset Management | investor protection violation | 2023 | SEC | $18,800,000 |
| Cash America International Inc. | FirstCash | payday lending violation | 2013 | CFPB | $19,000,000 |
| Citigroup, Inc. | Citigroup | accounting fraud or deficiencies | 2003 | SEC | $19,000,000 |
| Edward D. Jones & Co. | Jones Financial | wage and hour violation | 2008 | private lawsuit-federal | $19,000,000 |
| Metropolitan Life Insurance Company | MetLife | consumer protection violation | 2006 | NY-AG | $19,000,000 |
| Nationwide Mutual Insurance Company | Nationwide | Fair Credit Reporting Act violation | 2006 | private lawsuit-federal | $19,250,000 |
| Amerisave Mortgage Corporation and Novo Appraisal Management Company | AmeriSave Mortgage | consumer protection violation | 2014 | CFPB | $19,300,000 |
| Deutsche Investment Management Americas, Inc. et al. | Deutsche Bank | investor protection violation | 2006 | SEC | $19,329,729 |
| Western Asset Management Company | Franklin Resources | investor protection violation | 2014 | SEC | $19,400,000 |
| UBS AG | UBS | investor protection violation | 2015 | SEC | $19,500,000 |
| Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. | Bank of America | toxic securities abuses | 2016 | VA-AG | $19,500,000 |
| Chase Bank USA et al. | JPMorgan Chase | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $19,500,000 |
| John Hancock Investment Management Services, LLC | Manulife Financial | investor protection violation | 2007 | SEC | $19,787,879 |
| Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $19,975,000 |
| Oppenheimer & Co., Inc. | Oppenheimer Holdings | anti-money-laundering deficiencies | 2015 | FINCEN | $20,000,000 |
| BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP | Bank of America | mortgage abuses | 2011 | DOJ_CIVIL | $20,000,000 |
| Edward D. Jones & Co. LP | Jones Financial | investor protection violation | 2015 | SEC | $20,000,000 |
| JPMorgan Chase Bank | JPMorgan Chase | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
| Guggenheim Partners Investment Management LLC | Guggenheim Partners | investor protection violation | 2015 | SEC | $20,000,000 |
| New York Stock Exchange, Inc. | IntercontinentalExchange Group | investor protection violation | 2005 | SEC | $20,000,000 |
| Citigroup Global Markets, Inc. | Citigroup | investor protection violation | 2005 | SEC | $20,000,000 |
| Franklin Advisers, Inc. and Franklin Templeton Distributors, Inc. | Franklin Resources | investor protection violation | 2004 | SEC | $20,000,000 |
| Wells Fargo Bank, National Association | Wells Fargo | consumer protection violation | 2016 | OCC | $20,000,000 |
| Bank of America Corporation | Bank of America | investor protection violation | 2014 | SEC | $20,000,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
| A.G. Edwards | Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
| Washington Mutual Pension Plan | JPMorgan Chase | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| Citigroup | Citigroup | toxic securities abuses | 2008 | MA-AG | $20,000,000 |
| OppenheimerFunds Inc. | Invesco | investor protection violation | 2009 | OR-AG | $20,000,000 |
| Royal Bank of Scotland | NatWest Group PLC | toxic securities abuses | 2018 | IL-AG | $20,000,000 |
| The Hartford Financial Services Group | Hartford Financial Services | investor protection violation | 2006 | MULTI-AG | $20,000,000 |
| UniCredit Bank Austria AG | UniCredit | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| ABN AMRO | ABN AMRO | economic sanction violation | 2005 | NY-DFS | $20,000,000 |
| AXA Equitable | Equitable Holdings | insurance violation | 2014 | NY-DFS | $20,000,000 |
| Wells Fargo & Co. | Wells Fargo | investor protection violation | 2020 | MD-AG | $20,000,000 |
| Bank of America N.A. | Bank of America | price-fixing or anti-competitive practices | 2014 | private lawsuit-federal | $20,000,000 |
| Goldman Sachs | Goldman Sachs | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,000,000 |
| Robinhood Financial LLC | Robinhood Markets | privacy violation | 2023 | private lawsuit-federal | $20,000,000 |
| UniCredit Bank Austria AG | UniCredit | economic sanction violation | 2019 | OFAC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $20,326,340 |
| Citigroup | Citigroup | toxic securities abuses | 2011 | NCUA | $20,500,000 |
| Jackson National Life Insurance Company | Jackson Financial | employment discrimination | 2020 | EEOC | $20,500,000 |
| IFCO Systems | Triton Investments Advisers | work visa violations | 2008 | USAO | $20,700,000 |
| Wells Fargo & Company | Wells Fargo | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
| BNP Paribas Securities Corp. | BNP Paribas | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Cantor Fitzgerald & Co. | Cantor Fitzgerald | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Citigroup Global Markets Inc. | Citigroup | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Credit Suisse Securities (USA) LLC | Credit Suisse | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| HSBC Securities (USA) Inc. | HSBC | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| J.P. Morgan Securities LLC | JPMorgan Chase | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Merrill Lynch Pierce Fenner & Smith Inc. | Bank of America | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Morgan Stanley & Co. LLC | Morgan Stanley | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| Nomura Securities International Inc. | Nomura | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| SG Americas Securities LLC | Societe Generale | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| TD Securities (USA) LLC | Toronto-Dominion Bank | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| UBS Securities LLC | UBS | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| SunTrust Mortgage Inc. | Truist Financial | banking violation | 2012 | DOJ_RIGHTS | $21,000,000 |
| Merrill Lynch | Bank of America | wage and hour violation | 2013 | private lawsuit-federal | $21,000,000 |
| Edward D. Jones & Co. | Jones Financial | wage and hour violation | 2008 | private lawsuit-federal | $21,000,000 |
| Western Asset Management Company | Franklin Resources | benefit plan administrator violation | 2014 | EBSA | $21,000,000 |
| Bank of America Corp | Bank of America | benefit plan administrator violation | 2011 | private lawsuit-federal | $21,000,000 |
| QBE Holdings Inc. | QBE Insurance | insurance violation | 2017 | MULTI-FIN | $21,164,000 |
| Fifth Third Bank | Fifth Third Bancorp | consumer protection violation | 2015 | CFPB | $21,500,000 |
| Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| World Acceptance Corporation | World Acceptance Corporation | Foreign Corrupt Practices Act | 2020 | SEC | $21,700,000 |
| Deutsche Bank Americas Holding Corp. | Deutsche Bank | benefit plan administrator violation | 2019 | private lawsuit-federal | $21,900,000 |
| Citigroup Inc. | Citigroup | banking violation | 2012 | FED | $22,000,000 |
| Goldman Sachs & Co. | Goldman Sachs | investor protection violation | 2012 | SEC | $22,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2001 | private lawsuit-state | $22,000,000 |
| Santander Consumer USA Holdings Inc. | Banco Santander | consumer protection violation | 2017 | MA-AG | $22,000,000 |
| Wells Fargo | Wells Fargo | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
| Regions Financial Corp. | Regions Financial | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,500,000 |
| Morgan Stanley | Morgan Stanley | toxic securities abuses | 2016 | IL-AG | $22,500,000 |
| Goldman Sachs | Goldman Sachs | investor protection violation | 2008 | MULTI-FIN | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $22,500,000 |
| TIAA-CREF | TIAA | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,800,000 |
| Voya Financial Advisors, Inc. | Voya Financial | investor protection violation | 2020 | SEC | $22,919,155 |
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