Violation Tracker

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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Current Parent Companies	Total Penalty $	Number of Records
Bank of America	$87,286,650,890	328
JPMorgan Chase	$39,340,688,209	275
UBS	$31,069,299,125	179
Wells Fargo	$27,616,269,231	266
Citigroup	$26,945,611,792	181
Deutsche Bank	$20,011,467,563	99
Goldman Sachs	$17,729,358,987	111
NatWest Group PLC	$14,370,701,618	43
Morgan Stanley	$10,780,502,443	203
BNP Paribas	$10,363,464,666	23

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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Company	Current Parent	Primary Offense Type	Year	Agency	Penalty Amount
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,209
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,209
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,209
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2020	MSHA	$5,332
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2015	MSHA	$5,080
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2011	MSHA	$13,268
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2023	MSHA	$9,979
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2013	MSHA	$6,351
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2012	MSHA	$6,996
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2019	MSHA	$36,151
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$6,200
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$6,062
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2011	MSHA	$12,248
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2011	MSHA	$13,510
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2018	MSHA	$5,997
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$10,200
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2012	MSHA	$31,100
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$5,080
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$9,000
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$11,000
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2012	MSHA	$7,000
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$7,578
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$5,503
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2018	MSHA	$8,947
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2018	MSHA	$9,942
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2011	MSHA	$5,080
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2015	MSHA	$5,645
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2015	MSHA	$5,961
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2018	MSHA	$10,473
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$6,800
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$7,176
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$5,961
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2009	MSHA	$6,600
Nyrstar Tennessee Mines - Gordonsville, LLC	Trafigura	workplace safety or health violation	2011	MSHA	$5,016
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2019	MSHA	$72,600
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2019	MSHA	$11,041
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2019	MSHA	$7,401
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2019	MSHA	$8,016
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$10,437
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$5,080
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$13,268
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$6,500
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,209
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,209
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$33,400
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$14,743
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,893
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,000
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,600
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$8,000
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$11,500
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$38,925
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$38,925
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2010	MSHA	$5,000
Nyrstar Gordonsville, LLC	Trafigura	workplace safety or health violation	2014	MSHA	$5,000
The Travelers Indemnity Company	Travelers	wage and hour violation	2009	WHD	$21,283
St Paul Travelers Companies Inc.	Travelers	benefit plan administrator violation	2007	private lawsuit-federal	$4,450,000
Premier Insurance Company of Massachusetts	Travelers	consumer protection violation	2011	MA-AG	$5,000,386
St. Paul Travelers	Travelers	price-fixing or anti-competitive practices	2006	MULTI-AG	$77,000,000
St. Paul Travelers Companies Inc.	Travelers	investor protection violation	2005	NM-AG	$67,500,000
Travelers Companies, Inc.	Travelers	consumer protection violation	2018	CT-AG	$5,000,000
TravelersCompanies, Inc.	Travelers	price-fixing or anti-competitive practices	2007	MULTI-AG	$6,000,000
United States Fidelity & Guaranty	Travelers	False Claims Act and related	2007	CT-AG	$17,500,000
United States Fidelity and Guaranty Co.	Travelers	False Claims Act and related	2010	MA-AG	$2,925,000
Travelers Insurance Company	Travelers	False Claims Act and related	2004	USAO	$10,900,000
Travelers Companies	Travelers	insurance violation	2012	CA-INS	$10,500,000
The Travelers Indemnity Company of America et al.	Travelers	insurance violation	2020	DE-INS	$6,000
Travelers Indemnity Co.	Travelers	insurance violation	2003	FL-OFR	$8,000
Travelers Indemnity Company of Illinois	Travelers	insurance violation	2003	FL-OFR	$20,500
St. Paul Fire & Marine Insurance Co.	Travelers	insurance violation	2007	FL-OFR	$23,750
Travelers Casualty & Surety Company of America et al.	Travelers	insurance violation	2011	IA-INS	$5,000
St. Paul Fire & Marine Insurance Co.	Travelers	insurance violation	2006	KS-INS	$5,000
The Travelers Indemnity Co. et al.	Travelers	insurance violation	2010	KS-INS	$10,000
Standard Fire Insurance Co.	Travelers	insurance violation	2018	KS-INS	$7,500
Travelers Insurance Company	Travelers	insurance violation	2002	MA-INS	$8,600
Travelers Casualty and Surety Company of America	Travelers	insurance violation	2011	MD-INS	$5,000
Phoenix Insurance Co. and Travelers Property Casualty Company of America	Travelers	insurance violation	2013	MD-INS	$50,000
The Travelers Indemnity Company of America et al.	Travelers	insurance violation	2014	MD-INS	$55,000
The Travelers Indemnity Company of America et al.	Travelers	insurance violation	2014	MD-INS	$20,400
The Standard Fire Insurance Co.	Travelers	insurance violation	2015	MD-INS	$8,000
The Standard Fire Insurance Co.	Travelers	insurance violation	2015	MD-INS	$10,000
Standard Fire Insurance Co. et al.	Travelers	insurance violation	2016	MD-INS	$7,500
Travelers Commercial Insurance Co. et al.	Travelers	insurance violation	2017	MD-INS	$10,000
Travelers Casualty and Surety Co.	Travelers	insurance violation	2018	MD-INS	$67,500
Travelers Indemnity Co.	Travelers	insurance violation	2002	MN-FIN	$5,000
Travelers Home and Marine Insurance Co.	Travelers	insurance violation	2016	MN-FIN	$10,000
The Travelers Home and Marine Insurance Co.	Travelers	insurance violation	2016	MN-FIN	$15,000
The Travelers Indemnity Co.	Travelers	insurance violation	2019	MN-FIN	$10,000
Standard Fire Insurance Co.	Travelers	insurance violation	2015	MO-INS	$89,000
Travelers Indemnity Company of America	Travelers	insurance violation	2016	MO-INS	$20,000
Travelers Property and Casualty Company of America	Travelers	insurance violation	2016	MO-INS	$19,000
Phoenix Insurance Co.	Travelers	insurance violation	2016	MO-INS	$21,000
Travelers Casualty Insurance Company of America et al.	Travelers	insurance violation	2016	MO-INS	$16,000
Travelers Casualty and Surety Co. et al.	Travelers	insurance violation	2013	MT-FIN	$5,000
Travelers Home & Marine Insurance Company	Travelers	insurance violation	2014	NY-DFS	$100,000
Standard Fire Insurance Company	Travelers	insurance violation	2018	OR-FIN	$71,200
Travelers Indemnity Company of Connecticut	Travelers	insurance violation	2004	PA-INS	$7,500
Travelers Indemnity Co.	Travelers	insurance violation	2017	PA-INS	$100,000
Travelers Indemnity Company of America	Travelers	insurance violation	2009	RI-FIN	$5,000
Standard Fire Insurance Company	Travelers	insurance violation	2000	SC-INS	$10,000
Standard Fire Insurance Company	Travelers	insurance violation	2010	TX-INS	$8,000