Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Mastercard International Inc.MasterCardconsumer protection violation2017CFPB$13,000,000
Nationstar Mortgage LLCMr. Cooper Groupconsumer protection violation2017CFPB$1,750,000
American ExpressAmerican Expressconsumer protection violation2017CFPB$96,000,000
JPMorgan Chase Bank, N.A.JPMorgan Chaseconsumer protection violation2017CFPB$4,600,000
Citibank N.A.Citigroupconsumer protection violation2017CFPB$6,000,000
Wells Fargo Bank N.A.Wells Fargoconsumer protection violation2018CFPB$500,000,000
TCF National BankHuntington Bancsharesconsumer protection violation2018CFPB$28,000,000
Citibank, N.A.Citigroupconsumer protection violation2018CFPB$335,000,000
Santander Consumer USA Inc.Banco Santanderconsumer protection violation2018CFPB$11,790,000
Enova International, Inc.Enova Internationalconsumer protection violation2019CFPB$3,200,000
USAA Federal Savings BankUSAAconsumer protection violation2019CFPB$15,500,000
Freedom Mortgage CorporationFreedom Mortgagemortgage abuses2019CFPB$1,750,000
TD Bank, N.A.Toronto-Dominion Bankconsumer protection violation2020CFPB$122,000,000
Nationstar Mortgage, LLC dba Mr. CooperMr. Cooper Groupconsumer protection violation2020CFPB$74,500,000
Washington Federal Bank, N.A.Washington Federal Inc.consumer protection violation2020CFPB$200,000
Encore Capital Group, Inc.Encore Capital Groupconsumer protection violation2020CFPB$15,079,308
Discover Bank et al.Discover Financial Servicesconsumer protection violation2020CFPB$35,000,000
Santander Consumer USA Inc.Banco Santanderconsumer protection violation2020CFPB$4,750,000
GreenSky, LLCGoldman Sachsconsumer protection violation2021CFPB$11,500,000
Trustmark National BankTrustmarkdiscriminatory practices (non-employment)2021CFPB(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $5,000,000
Bank of AmericaBank of Americaconsumer protection violation2022CFPB$10,000,000
U.S. BankU.S. Bancorpbanking violation2022CFPB$37,500,000
Bank of AmericaBank of Americabanking violation2022CFPB$100,000,000
Regions BankRegions Financialconsumer protection violation2022CFPB$191,000,000
Wells Fargo BankWells Fargoconsumer protection violation2022CFPB$3,700,000,000
TitleMax and TMX FinanceTMX Financeconsumer protection violation2023CFPB$15,000,000
Citizens BankCitizens Financial Groupconsumer protection violation2023CFPB$9,000,000
OneMain FinancialOneMain Holdingsconsumer protection violation2023CFPB$20,000,000
Bank of AmericaBank of Americaconsumer protection violation2023CFPB$90,000,000
Freedom Mortgage CorporationFreedom Mortgagekickbacks and bribery2023CFPB$1,750,000
Enova International Inc.Enova Internationalconsumer protection violation2023CFPB$15,000,000
Citibank N.A.Citigroupdiscriminatory practices (non-employment)2023CFPB$25,900,000
Bank of AmericaBank of Americaconsumer protection violation2023CFPB$12,000,000
U.S. BankU.S. Bancorpconsumer protection violation2023CFPB$20,700,000
Wells Fargo Home Mortgage, Inc.Wells Fargoconsumer protection violation2003CA-SCCDA$25,000
R. R. Donnelley & Sons CoChatham Asset Managementenvironmental violation2017CA-SCAQMD$27,500
R. R. Donnelley & Sons Co.Chatham Asset Managementenvironmental violation2013CA-SCAQMD$7,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2012CA-SCAQMD$8,900
Mercury Air CentersMacquarieenvironmental violation2011CA-SCAQMD$5,500
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2009CA-SCAQMD$7,500
Bank of AmericaBank of Americaenvironmental violation2007CA-SCAQMD$46,000
First American TitleFirst American Financialenvironmental violation2006CA-SCAQMD$38,211
Mercury Air CentersMacquarieenvironmental violation2006CA-SCAQMD$11,750
Wheelabrator Norwalk Energy Co. Inc.Macquarieenvironmental violation2006CA-SCAQMD$9,000
Wedbush Morgan SecuritiesWedbush Securitiesenvironmental violation2006CA-SCAQMD$5,000
Mercury Air CentersMacquarieenvironmental violation2006CA-SCAQMD$10,000
Washington Mutual Bank, F. A.JPMorgan Chaseenvironmental violation2005CA-SCAQMD$23,264
Transamerica OccidentalAegonenvironmental violation2003CA-SCAQMD$5,438
First American Financial Corp.First American Financialenvironmental violation2002CA-SCAQMD$6,500
Countrywide Home LoansBank of Americaenvironmental violation2000CA-SCAQMD$5,000
Bank of America, N.A.Bank of Americaconsumer protection violation2017CA-MULTI$1,940,000
Allstate Insurance Co.Allstateinsurance violation2016CA-MULTI$600,000
Liberty Mutual Group, Inc.Liberty Mutual Insuranceconsumer protection violation2016CA-MULTI$925,000
Fidelity National Financial, Inc.Fidelity National Financialconsumer protection violation2013CA-MULTI$873,588
Metropolitan Life InsuranceMetLifekickbacks and bribery2008CA-MULTI$500,000
Prudential Insurance Co.Prudential Financialkickbacks and bribery2008CA-MULTI$350,000
Unum Insurance Co.Unumkickbacks and bribery2008CA-MULTI$250,000
Old Republic Title Co.Old Republic Internationalconsumer protection violation2002CA-MULTI$5,096,963
Synchrony BankSynchrony Financialconsumer protection violation2021CA-MULTI$3,500,000
Capital One, N.A.Capital One Financialconsumer protection violation2022CA-MULTI$2,000,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2018CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2019CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2019CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2020CA-MHC$15,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2020CA-MHC$15,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$75,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2020CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$30,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$15,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$7,500
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2021CA-MHC$12,500
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$40,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2022CA-MHC$10,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$6,500
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$12,000
Oscar Health Plan of CaliforniaOscar Health Inc.insurance violation2023CA-MHC$5,000
National City Mortgage Co.PNC Financial Serviceswage and hour violation2007CA-LCO$76,000
Ace America's Cash ExpressACE Cash Expresswage and hour violation2004CA-LCO$75,000
H & R BlockH&R Blockwage and hour violation2003CA-LCO$12,000
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2022CA-LCO$9,795
Ticor Title Company of CaliforniaFidelity National Financialwage and hour violation2022CA-LCO$32,017
Flagstar Bancorp, Inc. a Michigan CorporationNew York Community Bancorpwage and hour violation2021CA-LCO$30,677
Flagstar Bank, FSB,New York Community Bancorpwage and hour violation2021CA-LCO$30,677
Bank Of The WestBank of Montrealwage and hour violation2020CA-LCO$5,783
CitiBank, N.A.,Citigroupwage and hour violation2014CA-LCO$10,148
JPMorgan Chase BankJPMorgan Chasewage and hour violation2013CA-LCO$9,111
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2013CA-LCO$37,036
Liberty Mutual Insurance CompanyLiberty Mutual Insurancewage and hour violation2009CA-LCO$11,916
COUNTRYWIDE FINANCIAL CORPORATION,Bank of Americawage and hour violation2008CA-LCO$5,164
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2005CA-LCO$6,572
Wells Fargo Bank, National AssociationWells Fargowage and hour violation2022CA-LCO$12,399
US BankU.S. Bancorphousing code violation2016CA-LACA$13,500,000
Wells FargoWells Fargoconsumer protection violation2016CA-LACA$50,000,000
Harleysville Mutual Insurance Co.Nationwideinsurance violation2002CA-INS$200,000
American International Group et al.American International Groupinsurance violation2002CA-INS$411,500
Federal Insurance Co. et al.Chubb Limitedinsurance violation2003CA-INS$403,652
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.