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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Standard Fire Insurance CompanyTravelersinsurance violation2010TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$55,000
Travelers Indemnity CompanyTravelersinsurance violation2010TX-INS$60,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2010TX-INS$20,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2012TX-INS$25,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2012TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2013TX-INS$5,000
United States Fidelity and Guaranty CompanyTravelersinsurance violation2014TX-INS$13,307
The Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$10,628
The Standard Fire Insurance CompanyTravelersinsurance violation2014TX-INS$9,795
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$19,442
Travelers Property and Casualty Company of AmericaTravelersinsurance violation2014TX-INS$17,012
Travelers Casualty Insurance Company of AmericaTravelersinsurance violation2014TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2014TX-INS$11,500
Phoenix Insurance CompanyTravelersinsurance violation2014TX-INS$5,750
Travelers Casualty and Surety CompanyTravelersinsurance violation2015TX-INS$8,000
Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$10,000
Travelers Indemnity Company et al.Travelersinsurance violation2015TX-INS$1,200,000
The Travelers Indemnity CompanyTravelersinsurance violation2015TX-INS$7,500
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2015TX-INS$60,000
The Travelers Indemnity CompanyTravelersinsurance violation2016TX-INS$9,000
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2016TX-INS$7,000
The Standard Fire Insurance CompanyTravelersinsurance violation2016TX-INS$5,000
The Travelers Indemnity Co. of ConnecticutTravelersinsurance violation2016TX-INS$18,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2016TX-INS$62,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2016TX-INS$100,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2017TX-INS$13,000
Travelers Lloyds of Texas Insurance CompanyTravelersinsurance violation2017TX-INS$10,000
The Standard Fire Insurance CompanyTravelersinsurance violation2018TX-INS$27,855
Travelers Casualty and Surety CompanyTravelersinsurance violation2018TX-INS$11,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2018TX-INS$14,500
The Travelers Indemnity CompanyTravelersinsurance violation2018TX-INS$7,500
The Travelers Indemnity Company of ConnecticutTravelersinsurance violation2018TX-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2019TX-INS$20,000
The Phoenix Insurance CompanyTravelersinsurance violation2019TX-INS$6,000
Travelers Indemnity CompanyTravelersinsurance violation2019TX-INS$5,000
Travelers Casualty and Surety CompanyTravelersinsurance violation2019TX-INS$14,000
THE TRAVELERS INDEMNITY CO. et al.Travelersinsurance violation2009VA-INS$7,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2009VA-INS$6,000
The Travelers Indemnity Company ofAmericaTravelersinsurance violation2020VA-INS$49,500
Travelers Indemnity Co. et al.Travelersinsurance violation2016VT-FIN$96,000
St. Paul Fire & Marine Insurance Co.Travelersinsurance violation2005WI-INS$20,000
Travelers Casualty & Surety Company of AmericaTravelersinsurance violation2008WI-INS$30,000
Travelers Property Casualty Co. of AmericaTravelersinsurance violation2020TX-INS$10,000
Travelers Indemnity CompanyTravelersdiscriminatory practices (non-employment)2018private lawsuit-federal$450,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2021WA-INS$10,000
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2021WA-INS$5,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$11,000
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$23,500
Travelers Indemnity Co.Travelersinsurance violation2021TX-INS$5,000
Standard Fire Insurance Co.Travelersinsurance violation2021TX-INS$7,500
Travelers Home and Marine Insurance Company et al.Travelersinsurance violation2021MN-FIN$30,000
Travelers Casualty and Surety Company of AmericaTravelersinsurance violation2021NY-DFS$75,000
Travelers Indemnity Company et al.Travelersinsurance violation2022WA-INS$20,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$5,000
Standard Fire Insurance CompanyTravelersinsurance violation2022TX-INS$8,000
Travelers Personal Insurance Company et al.Travelersinsurance violation2022TX-INS$7,344,048
Travelers Personal Insurance CompanyTravelersinsurance violation2022VA-INS$167,427
STANDARD FIRE INSURANCE COMPANYTravelersinsurance violation2022WA-INS$15,000
Travelers Home and Marine Insurance CompanyTravelersinsurance violation2022KS-INS$26,240
Travelers Personal Insurance CompanyTravelersinsurance violation2022KS-INS$5,980
Travelers Companies Inc.Travelersprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$7,000
Travelers Indemnity Company of ConnecticutTravelersinsurance violation2023TX-INS$5,500
Travelers Property Casualty Company of AmericaTravelersinsurance violation2023TX-INS$6,000
Travelers Indemnity Company of AmericaTravelersinsurance violation2023TX-INS$6,000
Standard Fire Insurance CompanyTravelersinsurance violation2023TX-INS$25,000
Travelers Casualty & Surety CompanyTravelersinsurance violation2023TX-INS$22,000
Travelers Property Casualty Company of AmericaTravelersinsurance violation2023TX-INS$15,000
Phoenix Insurance CompanyTravelersinsurance violation2023TX-INS$12,500
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2009WHD$22,377
IFCO Systems of North America Inc.Triton Investments Adviserswage and hour violation2006WHD$82,085
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$1,712,712
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$84,459
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$294,023
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$270,379
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$13,399
IFCO Systems of North America, Inc.Triton Investments Adviserswage and hour violation2006WHD$108,261
IFCO SYSTEMSTriton Investments Adviserslabor relations violation2013NLRB$91,866
IFCO SystemsTriton Investments Adviserswork visa violations2008USAO$20,700,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersenvironmental violation2008FL-DEP$15,000
IFCO SYSTEMS NORTH AMERICATriton Investments Advisersworkplace safety or health violation2004OSHA$5,250
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$20,000
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2008OSHA$5,400
IFCO SYSTEMS DBA VALLEY WOOD PRODUCTS, INC.Triton Investments Advisersworkplace safety or health violation2006OSHA$5,226
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2007OSHA$9,210
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2006OSHA$9,450
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2007OSHA$5,550
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2007OSHA$27,690
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2008OSHA$18,500
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2008OSHA$7,500
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2010OSHA$11,200
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2009OSHA$11,100
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2010OSHA$8,000
IFCO SYSTEMS N.A., INC.Triton Investments Advisersworkplace safety or health violation2010OSHA$7,000
IFCO SYSTEMS NA INC DBA PALLET COMPANIES INCTriton Investments Advisersworkplace safety or health violation2010OSHA$44,000
IFCO SYSTEMS NORTH AMERICA, INC.Triton Investments Advisersworkplace safety or health violation2011OSHA$5,950
IFCO SYSTEMS NORTH AMERICA INC.Triton Investments Advisersworkplace safety or health violation2011OSHA$73,950
IFCO SYSTEMS NORTH AMERICA INCTriton Investments Advisersworkplace safety or health violation2011OSHA$8,000
IFCO SYSTEMSTriton Investments Advisersworkplace safety or health violation2011OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.