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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$340,660,984,318
Number of Records: 7,055
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,124,221,356268
JPMorgan Chase$36,129,269,434222
Citigroup$25,540,655,365157
Wells Fargo$22,081,446,244228
Deutsche Bank$18,341,457,30276
UBS$16,880,243,334103
Goldman Sachs$16,399,475,84887
NatWest Group PLC$13,515,546,85731
BNP Paribas$12,154,369,73321
Credit Suisse$10,732,400,12649

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort iconPrimary Offense TypeYearAgencyPenalty Amount
Great American Alliance Insurance Co.American Financial Groupinsurance violation2014MO-INS$33,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2014MO-INS$23,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2015NY-DFS$90,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2005OR-FIN$5,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$16,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Great American Insurance Company of New YorkAmerican Financial Groupinsurance violation2004PA-INS$17,500
Great American Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$20,000
Great American Spirit Insurance CompanyAmerican Financial Groupinsurance violation2004PA-INS$25,000
Great American Insurance CompanyAmerican Financial Groupinsurance violation2005PA-INS$150,000
Great American Assurance Co. et al.American Financial Groupinsurance violation2011TX-INS$195,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2013TX-INS$23,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$7,500
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2014TX-INS$5,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2015TX-INS$15,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2016TX-INS$17,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2017TX-INS$6,000
National Interstate Insurance CompanyAmerican Financial Groupinsurance violation2018TX-INS$10,000
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
GREAT AMERICAN INSURANCE COMPANY ET ALAmerican Financial Groupinsurance violation2006VA-INS$7,200
Great American Insurance Co.American Financial Groupinsurance violation2004WI-INS$5,000
Great American Assurance CompanyAmerican Financial Groupinsurance violation2021MN-FIN$25,000
Great American Alliance Insurance CompanyAmerican Financial Groupinsurance violation2021TX-INS$7,000
Austin Mutual Insurance CompanyAmerican Family Insurancewage and hour violation2006WHD$16,245
Permanent General Assurance Corp.American Family Insuranceinsurance violation2011AZ-DIFI$70,000
Homesite Indemnity Co.American Family Insuranceinsurance violation2011AZ-DIFI$19,000
Austin Mututal Insurance Co.American Family Insuranceinsurance violation2011AZ-DIFI$30,000
American Family Connect Property and Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2020AZ-DIFI$50,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013CA-INS$360,522
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2006CO-INS$6,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2007CO-INS$5,500
Permanent General Assurance Corp.American Family Insuranceinsurance violation2009CO-INS$31,900
Permanent General Assurance Corp.American Family Insuranceinsurance violation2019CO-INS$56,494
Permanent General Assurance Corporation of OhioAmerican Family Insuranceinsurance violation2019CO-INS$50,974
HomeSite Insurance Co.American Family Insuranceinsurance violation2016DE-INS$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016KS-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2013MD-INS$20,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2015MD-INS$5,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2011ME-INS$7,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$5,000
Austin Mutual Insurance Co. and Northern Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$12,500
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2002MN-FIN$10,000
Homesite Insurance Company of the MidwestAmerican Family Insuranceinsurance violation2009MN-FIN$15,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2011MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2013MN-FIN$5,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2014MN-FIN$7,500
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$10,000
Homesite Insurance Co.American Family Insuranceinsurance violation2019MN-FIN$5,000
American Family Mutual Insurance Co. and American Standard Insurance Co. of WisconsinAmerican Family Insuranceinsurance violation2015MO-INS$472,089
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2016MO-INS$7,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2009ND-INS$5,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2014ND-INS$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2016NE-DOI$15,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2018NE-DOI$15,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2014NY-DFS$75,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2003OR-FIN$10,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2008OR-FIN$6,500
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2013RI-FIN$5,000
The General Automobile Insurance Company Inc.American Family Insuranceinsurance violation2018TX-INS$100,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2018TX-INS$70,000
American Family Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2018UT-INS$39,400
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2010VA-INS$126,252
HOMESITE INSURANCE COMPANYAmerican Family Insuranceinsurance violation2016VA-INS$94,986
THE GENERAL AUTOMOBILE INSURANCE CO.American Family Insuranceinsurance violation2018VA-INS$66,996
General Automobile Insurance Company, IncAmerican Family Insuranceinsurance violation2019VA-INS$27,624
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2019VT-FIN$11,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2020VT-FIN$31,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2010WA-INS$10,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2011WA-INS$10,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2011WA-INS$12,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2011WA-INS$20,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2012WA-INS$30,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2013WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2015WA-INS$10,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2016WA-INS$15,000
American Family Connect Property And Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2016WA-INS$10,000
Permanent General Assurance CorporationAmerican Family Insuranceinsurance violation2016WA-INS$5,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2018WA-INS$10,000
Homesite Insurance Company Of The MidwestAmerican Family Insuranceinsurance violation2019WA-INS$15,000
American Family Connect Property And Casualty Insurance CompanyAmerican Family Insuranceinsurance violation2019WA-INS$7,500
Austin Mutual Insurance Co.American Family Insuranceinsurance violation2007WI-INS$8,000
Homesite Insurance GroupAmerican Family Insuranceinsurance violation2016MULTI-FIN$500,000
Permanent General Assurance Corp.American Family Insuranceinsurance violation2020MO-INS$15,000
American Family Mutual Insurance Co. and American Family Insurance Co.American Family Insuranceinsurance violation2020MN-FIN$35,000
American Family Connect Insurance CompanyAmerican Family Insuranceinsurance violation2021NY-DFS$23,000
AMERICAN FAMILY INSURANCE COMPANYAmerican Family Insuranceinsurance violation2021WA-INS$50,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2021CT-INS$193,000
American Family Mutual Insurance Co.American Family Insuranceinsurance violation2022MULTI-FIN$1,950,000
American Family Mutual Insurance Company S.I.American Family Insuranceinsurance violation2022WA-INS$25,000
American Family Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$25,000
Homesite Insurance CompanyAmerican Family Insuranceinsurance violation2022WA-INS$50,000
Austin Mutual Insurance CompanyAmerican Family Insuranceinsurance violation2022WI-INS$5,000
AMERICAN FAMILY INSURANCEAmerican Family Insuranceworkplace safety or health violation2012OSHA$12,500
American ExpressAmerican Expressconsumer protection violation2013CFPB$69,100,000
American ExpressAmerican Expressconsumer protection violation2012CFPB$99,100,000
American Express Centurion BankAmerican Expressbanking violation2013FDIC$3,600,000
American Express Centurion BankAmerican Expressbanking violation2012FDIC$3,900,000
American Express Bank, FSBAmerican Expressbanking violation2013OCC$7,500,000
American Express Bank, FSBAmerican Expressbanking violation2012OCC$6,500,000
AMERICAN EXPRESS COMPANYAmerican Expressbanking violation2012FED$9,000,000
American Express Centurion BankAmerican Expressbanking violation2009FDIC$250,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.