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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000$388,802,802,308
Number of Records: 7,734
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,294,650,890329
JPMorgan Chase$39,688,888,209277
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,264,317,61841
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense TypeYearAgency sort iconPenalty Amount
Deutsche BankDeutsche Bankinvestor protection violation2012private lawsuit-federal$32,500,000
Deutsche Bank AGDeutsche Bankconsumer protection violation2019private lawsuit-federal$55,000,000
Deutsche Bank Securities Inc.Deutsche Bankconsumer protection violation2015private lawsuit-federal$10,571,428
Midland Funding LLCEncore Capital Groupconsumer protection violation2019private lawsuit-federal$9,805,000
First National Bank of PennsylvaniaF.N.B. Corporationconsumer protection violation2013private lawsuit-federal$3,000,000
Fidelity & Guaranty Life Insurance Co.Fidelity National Financialconsumer protection violation2014private lawsuit-state$6,250,000
Fifth Third BancorpFifth Third Bancorpconsumer protection violation2015private lawsuit-federal$1,801,384
Fifth Third BankFifth Third Bancorpconsumer protection violation2021private lawsuit-federal$5,200,000
Fifth Third BankFifth Third Bancorpconsumer protection violation2011private lawsuit-federal$9,500,000
IBERIABANK CorporationFirst Horizon Nationalconsumer protection violation2012private lawsuit-federal$2,500,000
Great Western BankFirst Interstate Bancsystemconsumer protection violation2013private lawsuit-federal$2,200,000
Genworth Life and Annuity InsuranceGenworth Financialconsumer protection violation2022private lawsuit-federal$24,997,961
Central Payment Co.Global Payments Inc.consumer protection violation2022private lawsuit-federal$84,000,000
Goldman SachsGoldman Sachsconsumer protection violation2016private lawsuit-federal$272,000,000
Goldman SachsGoldman Sachsconsumer protection violation2015private lawsuit-federal$78,333,333
Goldman SachsGoldman Sachsconsumer protection violation2012private lawsuit-federal$26,612,500
Goldman Sachs Group Inc.Goldman Sachsconsumer protection violation2016private lawsuit-federal$27,500,000
Goldman, Sachs & Co.Goldman Sachsconsumer protection violation2015private lawsuit-federal$10,571,428
HSBC Bank U.S.A. N.A.HSBCconsumer protection violation2016private lawsuit-state$32,000,000
HSBC Bank USA N.A.HSBCconsumer protection violation2012private lawsuit-federal$23,500,000
HSBC Bank USA, N.A.HSBCconsumer protection violation2014private lawsuit-federal$16,000,000
HSBC Mortgage Services Inc.HSBCconsumer protection violation2015private lawsuit-federal$900,000
Jackson National Life Insurance Co.Jackson Financialconsumer protection violation2014private lawsuit-federal$11,200,000
Chase Bank NAJPMorgan Chaseconsumer protection violation2012private lawsuit-federal$100,000,000
Chase Bank USA, N.A.JPMorgan Chaseconsumer protection violation2011private lawsuit-federal$7,800,000
Chase Bank USA, N.A.JPMorgan Chaseconsumer protection violation2011private lawsuit-federal$4,900,000
Chase Home Finance LLCJPMorgan Chaseconsumer protection violation2012private lawsuit-federal$56,000,000
J.P. Morgan Securities LLCJPMorgan Chaseconsumer protection violation2015private lawsuit-federal$10,571,428
JPMorgan ChaseJPMorgan Chaseconsumer protection violation2012private lawsuit-federal$2,463,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2020private lawsuit-federal$2,500,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2020private lawsuit-federal$62,462,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2019private lawsuit-federal$9,500,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2018private lawsuit-federal$3,250,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2018private lawsuit-federal$11,220,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2018private lawsuit-federal$2,150,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2017private lawsuit-federal$2,295,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2015private lawsuit-federal$388,000,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2015private lawsuit-federal$280,000,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2015private lawsuit-federal$505,000,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2014private lawsuit-federal$218,000,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2014private lawsuit-federal$300,000,000
JPMorgan Chase & Co.JPMorgan Chaseconsumer protection violation2014private lawsuit-federal$18,300,000
JPMorgan Chase BankJPMorgan Chaseconsumer protection violation2022private lawsuit-federal$11,500,000
JPMorgan Chase BankJPMorgan Chaseconsumer protection violation2014private lawsuit-federal$22,125,000
JPMorgan Chase BankJPMorgan Chaseconsumer protection violation2012private lawsuit-federal$110,000,000
Providian Financial Corp.JPMorgan Chaseconsumer protection violation2000private lawsuit-federal$105,000,000
Washington MutualJPMorgan Chaseconsumer protection violation2015private lawsuit-federal$10,000,000
Washington MutualJPMorgan Chaseconsumer protection violation2012private lawsuit-federal$4,000,000
Washington MutualJPMorgan Chaseconsumer protection violation2011private lawsuit-federal$8,736,000
M&T BankM&T Bankconsumer protection violation2022private lawsuit-federal$3,325,000
M&T BankM&T Bankconsumer protection violation2015private lawsuit-federal$4,000,000
John Hancock Life Insurance CompanyManulife Financialconsumer protection violation2022private lawsuit-federal$123,074,128
John Hancock Life Insurance CompanyManulife Financialconsumer protection violation2019private lawsuit-federal$91,250,000
Massachusetts Mutual Life Insurance CompanyMassachusetts Mutual Life Insuranceconsumer protection violation2017private lawsuit-federal$37,500,000
Metropolitan Life Insurance Co.MetLifeconsumer protection violation2010private lawsuit-federal$50,000,000
MidFirst BankMidFirst Bankconsumer protection violation2014private lawsuit-federal$2,600,000
Morgan Stanley & Co.Morgan Stanleyconsumer protection violation2014private lawsuit-federal$95,000,000
Nationstar Mortgage, LLCMr. Cooper Groupconsumer protection violation2015private lawsuit-federal$76,000,000
Seterus Inc.Mr. Cooper Groupconsumer protection violation2021private lawsuit-federal$7,000,000
Mutual of OmahaMutual of Omahaconsumer protection violation2012private lawsuit-federal$1,900,000
National Western Life Insurance Co.National Western Lifeconsumer protection violation2014private lawsuit-federal$21,020,000
RBS Financial Products Inc.NatWest Group PLCconsumer protection violation2013private lawsuit-federal$1,750,000
RBS Securities Inc.NatWest Group PLCconsumer protection violation2015private lawsuit-federal$10,571,428
Royal Bank of Scotland GroupNatWest Group PLCconsumer protection violation2014private lawsuit-federal$275,000,000
Royal Bank of Scotland PLCNatWest Group PLCconsumer protection violation2019private lawsuit-federal$55,000,000
Navient Corp.Navientconsumer protection violation2018private lawsuit-federal$275,000
Navy Federal Credit UnionNavy Federal Credit Unionconsumer protection violation2021private lawsuit-federal$16,000,000
Litton Loan Servicing LPOcwen Financialconsumer protection violation2016private lawsuit-federal$4,121,000
Ocwen Loan Servicing LLCOcwen Financialconsumer protection violation2015private lawsuit-federal$70,000,000
Ocwen Loan Servicing, LLCOcwen Financialconsumer protection violation2017private lawsuit-federal$600,000
PHH CorporationOcwen Financialconsumer protection violation2018private lawsuit-federal$8,500,000
Old Republic National Title Insurance CompanyOld Republic Internationalconsumer protection violation2009private lawsuit-federal$3,300,000
PayPal, Inc.PayPal Holdingsconsumer protection violation2017private lawsuit-federal$4,000,000
PNC Bank N.A.PNC Financial Servicesconsumer protection violation2020private lawsuit-federal$7,500,000
PNC Bank N.A.PNC Financial Servicesconsumer protection violation2016private lawsuit-federal$24,000,000
PNC Bank N.A.PNC Financial Servicesconsumer protection violation2016private lawsuit-federal$32,300,000
PNC Bank N.A.PNC Financial Servicesconsumer protection violation2013private lawsuit-federal$90,000,000
PNC Merchant Services Company, L.P.PNC Financial Servicesconsumer protection violation2022private lawsuit-federal$10,000,000
Progressive Direct Insurance CompanyProgressiveconsumer protection violation2022private lawsuit-federal$19,228,696
Progressive Specialty Insurance CompanyProgressiveconsumer protection violation2020private lawsuit-federal$2,000,000
Prudential Insurance Company of AmericaPrudential Financialconsumer protection violation2014private lawsuit-federal$40,000,000
Prudential Insurance Company of AmericaPrudential Financialconsumer protection violation2005private lawsuit-federal$22,000,000
Raymond James FinancialRaymond James Financialconsumer protection violation2019private lawsuit-federal$15,000,000
Sentry InsuranceSentry Insuranceconsumer protection violation2016private lawsuit-federal$5,718,825
Sallie Mae Inc.SLM Corp.consumer protection violation2013private lawsuit-federal$76,000,000
State Farm Fire and Casualty CompanyState Farm Insuranceconsumer protection violation2020private lawsuit-federal$11,757,954
State Farm Fire and Casualty CompanyState Farm Insuranceconsumer protection violation2010private lawsuit-federal$30,000,000
State Farm Life Insurance CompanyState Farm Insuranceconsumer protection violation2023private lawsuit-federal$325,000,000
State Farm Life Insurance CompanyState Farm Insuranceconsumer protection violation2018private lawsuit-federal$34,222,414
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceconsumer protection violation2019private lawsuit-federal$18,500,000
State Farm Mutual Automobile Insurance CompanyState Farm Insuranceconsumer protection violation2018private lawsuit-federal$250,000,000
State Street Bank and Trust Co.State Street Corp.consumer protection violation2012private lawsuit-federal$6,250,000
Synovus Financial Corp.Synovus Financialconsumer protection violation2015private lawsuit-federal$3,900,000
TD Bank N.A.Toronto-Dominion Bankconsumer protection violation2023private lawsuit-federal$2,250,000
TD Bank N.A.Toronto-Dominion Bankconsumer protection violation2022private lawsuit-federal$4,245,000
TD Bank N.A.Toronto-Dominion Bankconsumer protection violation2022private lawsuit-federal$41,500,000
TD Bank N.A.Toronto-Dominion Bankconsumer protection violation2020private lawsuit-federal$70,000,000
TD Bank N.A.Toronto-Dominion Bankconsumer protection violation2013private lawsuit-federal$62,000,000
TD Bank, N.A.Toronto-Dominion Bankconsumer protection violation2017private lawsuit-federal$500,000
Branch Banking & Trust Co.Truist Financialconsumer protection violation2017private lawsuit-federal$3,350,000
U.S. Bank NAU.S. Bancorpconsumer protection violation2016private lawsuit-federal$14,050,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.