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Violation Tracker Industry Summary Page
Industry: financial services
Penalty Total since 2000: $364,987,502,767
Number of Records: 7,424
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
| Top 10 Current Parent Companies | Total Penalty $ | Number of Records |
| Bank of America | $83,860,718,022 | 283 |
| JPMorgan Chase | $36,735,865,891 | 239 |
| Citigroup | $26,665,437,031 | 170 |
| Wells Fargo | $25,943,801,143 | 236 |
| Deutsche Bank | $19,684,396,135 | 92 |
| UBS | $17,479,735,000 | 115 |
| Goldman Sachs | $17,054,777,591 | 97 |
| NatWest Group PLC | $14,007,380,190 | 38 |
| Credit Suisse | $11,673,430,792 | 57 |
| Morgan Stanley | $10,440,931,900 | 196 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Current Parent | Primary Offense Type  . | Year | Agency | Penalty Amount |
| Towers, Perrin, Forrester & Crosby | Willis Towers Watson | wage and hour violation | 2005 | WHD | $294,279 |
| TIAA | TIAA | wage and hour violation | 2005 | WHD | $327,168 |
| The First American Title Insurance, Co. | First American Financial | wage and hour violation | 2005 | WHD | $24,067 |
| TD Waterhouse Investor Services, Inc. | Toronto-Dominion Bank | wage and hour violation | 2005 | WHD | $55,208 |
| Goodrich Aviation Technical Services, Inc. | Macquarie | wage and hour violation | 2005 | WHD | $47,369 |
| National City Mortgage, Co. | PNC Financial Services | wage and hour violation | 2004 | WHD | $6,150 |
| First Horizon National Corporation | First Horizon National | wage and hour violation | 2004 | WHD | $9,344 |
| Ace America's Cash Express, Inc. | ACE Cash Express | wage and hour violation | 2004 | WHD | $26,295 |
| Towers Perrin | Willis Towers Watson | wage and hour violation | 2004 | WHD | $376,093 |
| Wells Fargo Bank, National Association | Wells Fargo | wage and hour violation | 2004 | WHD | $228,209 |
| Bank of America Corporation | Bank of America | wage and hour violation | 2004 | WHD | $5,972 |
| AON Consulting Corporation Inc | Aon | wage and hour violation | 2004 | WHD | $47,131 |
| JPMorgan Chase Bank | JPMorgan Chase | wage and hour violation | 2004 | WHD | $19,373 |
| Santander Mortgage Corporation | Banco Santander | wage and hour violation | 2004 | WHD | $62,895 |
| Countrywide Financial Corporation | Bank of America | wage and hour violation | 2004 | WHD | $54,453 |
| Sentry Insurance a Mutual Company | Sentry Insurance | wage and hour violation | 2004 | WHD | $46,524 |
| Fidelity National Financial, Inc | Fidelity National Financial | wage and hour violation | 2004 | WHD | $7,945 |
| Allied Home Mortgage | Americus Mortgage | wage and hour violation | 2004 | WHD | $14,037 |
| Banco Popular North America, Inc. | Popular Inc. | wage and hour violation | 2004 | WHD | $17,363 |
| Wachovia Bank | Wells Fargo | wage and hour violation | 2004 | WHD | $5,798,744 |
| Household International | HSBC | wage and hour violation | 2003 | WHD | $54,328 |
| Bear Stearns Companies Inc. | JPMorgan Chase | wage and hour violation | 2003 | WHD | $358,974 |
| Alliance Data Systems, Inc. | Bread Financial Holdings | wage and hour violation | 2003 | WHD | $40,320 |
| Conseco Finance Servicing Corp. | CNO Financial | wage and hour violation | 2002 | WHD | $145,512 |
| Farmer's Insurance | Zurich Insurance | wage and hour violation | 2011 | WHD | $1,520,705 |
| RR Donnelly & Sons Company | Chatham Asset Management | wage and hour violation | 2016 | WHD | $104,981 |
| National City Mortgage Co. | PNC Financial Services | wage and hour violation | 2007 | CA-LCO | $76,000 |
| Ace America's Cash Express | ACE Cash Express | wage and hour violation | 2004 | CA-LCO | $75,000 |
| H & R Block | H&R Block | wage and hour violation | 2003 | CA-LCO | $12,000 |
| GUARANTEED RATE INC | Guaranteed Rate Inc. | wage and hour violation | 2015 | IL-DOL | $7,291 |
| US BANK | U.S. Bancorp | wage and hour violation | 2014 | IL-DOL | $131,922 |
| Umpqua Bank | Umpqua Holdings | wage and hour violation | 2015 | WA-DLI | $15,350 |
| UNUM | Unum | wage and hour violation | 2011 | WA-DLI | $15,070 |
| Ameritas Life Insurance Corp | Ameritas Mutual Holding Company | wage and hour violation | 2017 | WHD | $9,019 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $3,000,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2018 | private lawsuit-state | $27,500,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2018 | private lawsuit-federal | $8,333,333 |
| BB&T | Truist Financial | wage and hour violation | 2018 | private lawsuit-federal | $72,336 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
| Progressive | Progressive | wage and hour violation | 2017 | private lawsuit-federal | $46,000 |
| Prudential Financial | Prudential Financial | wage and hour violation | 2017 | private lawsuit-federal | $12,500,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,000,000 |
| Wells Fargo Advisors | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
| U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $16,666,667 |
| Ditech Financial LLC | Ditech Holding Corporation | wage and hour violation | 2017 | private lawsuit-federal | $1,383,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2017 | private lawsuit-federal | $775,000 |
| Citigroup | Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $1,080,000 |
| Regions Financial | Regions Financial | wage and hour violation | 2017 | private lawsuit-federal | $620,634 |
| Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $1,111,388 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
| PNC Bank | PNC Financial Services | wage and hour violation | 2017 | private lawsuit-federal | $16,000,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2017 | private lawsuit-federal | $5,707,279 |
| U.S. Bancorp | U.S. Bancorp | wage and hour violation | 2017 | private lawsuit-federal | $1,150,000 |
| Allstate Insurance | Allstate | wage and hour violation | 2017 | private lawsuit-state | $2,000,000 |
| Wells Fargo | Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $7,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $1,900,000 |
| Farmers Insurance Exchange | Farmers Insurance Exchange | wage and hour violation | 2017 | private lawsuit-federal | $4,900,000 |
| Bank of America | Bank of America | wage and hour violation | 2017 | private lawsuit-federal | $6,600,000 |
| Citigroup | Citigroup | wage and hour violation | 2017 | private lawsuit-federal | $325,000 |
| PNC Financial Services | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $6,000,000 |
| Hartford Fire Insurance | Hartford Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $2,650,000 |
| Merrill Lynch | Bank of America | wage and hour violation | 2016 | private lawsuit-state | $2,645,000 |
| Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-state | $4,000,000 |
| HSBC | HSBC | wage and hour violation | 2016 | private lawsuit-federal | $6,982,000 |
| BMO Financial | Bank of Montreal | wage and hour violation | 2016 | private lawsuit-federal | $700,000 |
| Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $3,250,000 |
| PNC Bank | PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $1,500,000 |
| Morgan Stanley | Morgan Stanley | wage and hour violation | 2016 | private lawsuit-federal | $5,995,000 |
| AXA Advisors | Equitable Holdings | wage and hour violation | 2016 | private lawsuit-federal | $2,300,000 |
| Merrill Lynch | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $14,000,000 |
| New York Life | New York Life Insurance | wage and hour violation | 2016 | private lawsuit-federal | $94,818 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2016 | private lawsuit-federal | $950,000 |
| Banco Popular | Popular Inc. | wage and hour violation | 2016 | private lawsuit-federal | $50,243 |
| Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $36,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2016 | private lawsuit-federal | $2,250,000 |
| Compass Bank | PNC Financial Services | wage and hour violation | 2015 | private lawsuit-federal | $500,000 |
| Citigroup | Citigroup | wage and hour violation | 2015 | private lawsuit-federal | $4,650,000 |
| Wells Fargo Insurance Services | Wells Fargo | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $12,000,000 |
| Capital One | Capital One Financial | wage and hour violation | 2015 | private lawsuit-federal | $3,000,000 |
| Bank of America | Bank of America | wage and hour violation | 2015 | private lawsuit-federal | $9,000,000 |
| TD Bank | Toronto-Dominion Bank | wage and hour violation | 2015 | private lawsuit-federal | $9,900,000 |
| MB Financial | Fifth Third Bancorp | wage and hour violation | 2015 | private lawsuit-federal | $800,000 |
| UBS | UBS | wage and hour violation | 2015 | private lawsuit-federal | $1,312,500 |
| Freedom Mortgage | Freedom Mortgage | wage and hour violation | 2015 | private lawsuit-federal | $900,000 |
| Flagstar Bank | New York Community Bancorp | wage and hour violation | 2015 | private lawsuit-federal | $895,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2015 | private lawsuit-federal | $2,400,000 |
| Countrywide Home Loans Inc. | Bank of America | wage and hour violation | 2015 | private lawsuit-federal | $9,649,000 |
| BMO Financial | Bank of Montreal | wage and hour violation | 2015 | private lawsuit-federal | $3,900,000 |
| Wells Fargo Bank | Wells Fargo | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
| U.S. Bank | U.S. Bancorp | wage and hour violation | 2015 | private lawsuit-federal | $3,031,075 |
| MetLife | MetLife | wage and hour violation | 2015 | private lawsuit-federal | $1,970,000 |
| Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2015 | private lawsuit-federal | $3,250,000 |
| Morgan Stanley | Morgan Stanley | wage and hour violation | 2014 | private lawsuit-federal | $4,200,000 |
| TD Bank | Toronto-Dominion Bank | wage and hour violation | 2014 | private lawsuit-federal | $6,000,000 |
| Charles Schwab | Charles Schwab Corp. | wage and hour violation | 2014 | private lawsuit-federal | $3,800,000 |
| JPMorgan Chase | JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| Merrill Lynch | Bank of America | wage and hour violation | 2014 | private lawsuit-federal | $6,900,000 |
| Fifth Third Bank | Fifth Third Bancorp | wage and hour violation | 2014 | private lawsuit-federal | $4,000,000 |
