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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $347,398,347,522
Number of Records: 7,169
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,354,221,356271
JPMorgan Chase$36,129,286,132223
Wells Fargo$25,781,458,643230
Citigroup$25,740,655,365159
Deutsche Bank$18,541,562,80279
UBS$17,082,743,334106
Goldman Sachs$16,603,475,84890
NatWest Group PLC$13,515,546,85731
Credit Suisse$11,427,400,12652
Morgan Stanley$10,167,765,234190

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort icon . YearAgencyPenalty Amount
SunTrust BankTruist Financialbanking violation2005WI-AG$10,107
Wells Fargo Bank N.A.Wells Fargobanking violation2018MULTI-AG$575,000,000
Wilmington Savings Fund Society, Federal Savings BankWSFS Financial Corp.banking violation2019OCC$85,265
HomeStreet BankHomeStreet Inc.banking violation2019FDIC$1,350,000
German American BancorpGerman American Bancorpbanking violation2012FDIC$15,000
BANK OF THE WESTBNP Paribasbanking violation2011FDIC$135,000
REPUBLIC BANK & TRUST COMPANYRepublic Bancorpbanking violation2011FDIC$900,000
CATHAY BANKCathay General Bancorpbanking violation2011FDIC$17,710
BANCORPSOUTH BANKCadence Bankbanking violation2011FDIC$46,500
GREAT SOUTHERN BANKGreat Southern Bancorpbanking violation2011FDIC$21,935
MAINSOURCE BANKFirst Financial Bancorp.banking violation2010FDIC$22,000
BANK OF THE WESTBNP Paribasbanking violation2010FDIC$68,200
S&T BANKS&T Bancorpbanking violation2010FDIC$32,640
BUSEY BANKFirst Busey Corp.banking violation2010FDIC$7,445
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$806,000
CompuCredit CorporationAtlanticus Holdingsbanking violation2008FDIC$558,000
FIRST BANKFirst Bancorp (North Carolina)banking violation2004FDIC$12,000
Citibank, N.A.Citigroupbanking violation2019OCC$30,000,000
Glacier BankGlacier Bancorpbanking violation2020FDIC$16,750
Citibank, N.A.Citigroupbanking violation2020OCC$17,998,510
East West BankEast West Bancorpbanking violation2020FED$129,108
Regions BankRegions Financialbanking violation2014AL-SBD$5,000,000
Societe Generale Financial CorporationSociete Generalebanking violation2020CA-DFPI$10,250
Credit AgricoleCredit Agricolebanking violation2004NY-DFS$5,000,000
MUFG Bank Ltd.U.S. Bancorpbanking violation2019NY-DFS$33,000,000
Deutsche Bank AG and Deutsche Bank Trust Co. AmericaDeutsche Bankbanking violation2020NY-DFS$150,000,000
Capital One Bank (USA), National AssociationCapital One Financialbanking violation2020OCC$80,000,000
Goldman Sachs Group, Inc.Goldman Sachsbanking violation2020FED$154,000,000
M&T BankM&T Bankbanking violation2020FED$546,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasebanking violation2020OCC$250,000,000
USAA Federal Savings BankUSAAbanking violation2020OCC$85,000,000
Morgan Stanley Bank, N.A.Morgan Stanleybanking violation2020OCC$60,000,000
Citibank, National AssociationCitigroupbanking violation2020OCC$400,000,000
CIT Bank, National AssociationFirst Citizens BancSharesbanking violation2020OCC$82,500
USAA Federal Savings BankUSAAbanking violation2020OCC$382,500
State Farm Bank, FSBState Farm Insurancebanking violation2020OCC$547,200
Bank of the WestBNP Paribasbanking violation2021FDIC$281,000
Bryn Mawr Trust CompanyWSFS Financial Corp.banking violation2021FED$105,000
Umpqua BankUmpqua Holdingsbanking violation2021FDIC$1,800,000
Wells Fargo Bank, National AssociationWells Fargobanking violation2021OCC$250,000,000
Trustmark National BankTrustmarkbanking violation2021OCC$4,000,000
Washington Federal Bank, National AssociationWashington Federal Inc.banking violation2021OCC$2,500,000
Washington Federal Bank, National AssociationWashington Federal Inc.banking violation2021OCC$40,500
Wells Fargo Bank, N.A.Wells Fargobanking violation2021USAO$72,600,000
First Midwest BankOld National Bancorpbanking violation2022FED$253,500
Flagstar Bank, FSBNew York Community Bancorpbanking violation2021OCC$3,620,000
U.S. BankU.S. Bancorpbanking violation2022CFPB$37,500,000
Bank of AmericaBank of Americabanking violation2022CFPB$100,000,000
PNC Bank, National AssociationPNC Financial Servicesbanking violation2022OCC$2,614,456
Bank of America NABank of Americabanking violation2022OCC$125,000,000
Deutsche Bank Trust Company AmericasDeutsche Bankbanking violation2022FED$105,500
ASI SERVICESProgressiveaviation safety violation2015FAA$17,000
ASI SERVICESProgressiveaviation safety violation2015FAA$27,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2007FAA$7,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2005FAA$5,000
GOODRICH AVIATION TECHNICAL SERVICES INCMacquarieaviation safety violation2005FAA$90,000
NEOVIA LOGISTICSGoldman Sachsaviation safety violation2016FAA$35,000
NEOVIA LOGISTICSGoldman Sachsaviation safety violation2015FAA$5,000
TIAA-CREFTIAAaviation safety violation2015FAA$7,500
Neovia Logistics ServicesGoldman Sachsaviation safety violation2015FAA$116,250
Oppenheimer & Co., Inc.Oppenheimer Holdingsanti-money-laundering deficiencies2015FINCEN$20,000,000
J.P. Morgan Chase Bank, N.A.JPMorgan Chaseanti-money-laundering deficiencies2014FINCEN$461,000,000
Wachovia BankWells Fargoanti-money-laundering deficiencies2010FINCEN$110,000,000
HSBC Holdings plc HSBC Bank USA N.A.HSBCanti-money-laundering deficiencies2012DOJ_CRIMINAL$1,256,000,000
MoneyGram International Inc.MoneyGram Internationalanti-money-laundering deficiencies2012DOJ_CRIMINAL$100,000,000
JPMorgan Chase BankJPMorgan Chaseanti-money-laundering deficiencies2014USAO$1,700,000,000
Union Bank of California, N.A.U.S. Bancorpanti-money-laundering deficiencies2007DOJ_CRIMINAL$21,600,000
American Express Bank InternationalAmerican Expressanti-money-laundering deficiencies2007DOJ_CRIMINAL$55,000,000
BankAtlanticTruist Financialanti-money-laundering deficiencies2006DOJ_CRIMINAL$10,000,000
Riggs Bank National AssociationPNC Financial Servicesanti-money-laundering deficiencies2004OCC$25,000,000
Union Bank of California, N.A.U.S. Bancorpanti-money-laundering deficiencies2007FINCEN$10,000,000
Israel Discount BankIsrael Discount Bankanti-money-laundering deficiencies2006FINCEN$12,000,000
Oppenheimer & Company, Inc.Oppenheimer Holdingsanti-money-laundering deficiencies2005FINCEN$2,800,000
AmSouthRegions Financialanti-money-laundering deficiencies2004FINCEN$10,000,000
Western Union CompanyWestern Unionanti-money-laundering deficiencies2017DOJ_CRIMINAL$586,000,000
Deutsche Bank AGDeutsche Bankanti-money-laundering deficiencies2017FED$41,000,000
Banamex USACitigroupanti-money-laundering deficiencies2017DOJ_CRIMINAL$97,440,000
Banco Popular de Puerto RicoPopular Inc.anti-money-laundering deficiencies2003DOJ_CRIMINAL$21,600,000
M&T BankM&T Bankanti-money-laundering deficiencies2014USAO$560,000
Wachovia Bank N.A.Wells Fargoanti-money-laundering deficiencies2010USAO$50,000,000
The Bank of New YorkBank of New York Mellonanti-money-laundering deficiencies2005USAO$38,000,000
Riggs BankPNC Financial Servicesanti-money-laundering deficiencies2005USAO$16,000,000
Citibank N.A.Citigroupanti-money-laundering deficiencies2018OCC$70,000,000
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBank of Americaanti-money-laundering deficiencies2017SEC$13,000,000
Wells Fargo Advisors, LLCWells Fargoanti-money-laundering deficiencies2017SEC$3,500,000
Rabobank National AssociationRabobankanti-money-laundering deficiencies2018DOJ_CRIMINAL$368,701,259
U.S. BancorpU.S. Bancorpanti-money-laundering deficiencies2018USAO$453,000,000
Rabobank, National AssociationRabobankanti-money-laundering deficiencies2018OCC$50,000,000
U.S. Bank National AssociationU.S. Bancorpanti-money-laundering deficiencies2018OCC$75,000,000
U.S. Bank National AssociationU.S. Bancorpanti-money-laundering deficiencies2018FINCEN$70,000,000
Rabobank N.A.Rabobankanti-money-laundering deficiencies2018USAO$500,000
MoneyGram International Inc.MoneyGram Internationalanti-money-laundering deficiencies2018DOJ_CRIMINAL$125,000,000
Capital One Bank (USA), National AssociationCapital One Financialanti-money-laundering deficiencies2018OCC$100,000,000
UBS Financial Services Inc.UBSanti-money-laundering deficiencies2018FINCEN$5,000,000
Western Union Financial Services, Inc.Western Unionanti-money-laundering deficiencies2010MULTI-AG$94,000,000
Bank of America Corp.Bank of Americaanti-money-laundering deficiencies2006NY-MANDA$7,500,000
Israel Discount Bank of New YorkIsrael Discount Bankanti-money-laundering deficiencies2005NY-MANDA$8,500,000
Bank Hapoalim B.M.Bank Hapoalimanti-money-laundering deficiencies2020DOJ_CRIMINAL$30,063,317
Industrial Bank of KoreaIndustrial Bank of Koreaanti-money-laundering deficiencies2020USAO$51,000,000
U.S. Trust CorporationBank of Americaanti-money-laundering deficiencies2001NY-DFS$5,000,000
Western Union Financial Services, Inc.Western Unionanti-money-laundering deficiencies2002NY-DFS$8,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.