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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $387,559,149,282
Number of Records: 7,719
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$87,286,650,890328
JPMorgan Chase$39,340,688,209275
UBS$31,069,299,125179
Wells Fargo$27,616,269,231266
Citigroup$26,945,611,792181
Deutsche Bank$20,011,467,56399
Goldman Sachs$17,729,358,987111
NatWest Group PLC$14,370,701,61843
Morgan Stanley$10,780,502,443203
BNP Paribas$10,363,464,66623

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentPrimary Offense Type sort iconYearAgencyPenalty Amount
Cleco PowerMacquarieutility administrative violation2004LA-PSC$18,000,000
El Paso Electric CompanyJPMorgan Chaseutility administrative violation2010NM-PRC$5,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2018TX-PUC$20,000
Credit Suisse Energy LLCUBSutility service violation2017TX-PUC$7,500
El Paso Electric CompanyJPMorgan Chaseutility service violation2016TX-PUC$7,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2015TX-PUC$6,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2014TX-PUC$9,000
Morgan Stanley Capital GroupMorgan Stanleyutility service violation2014TX-PUC$18,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2011TX-PUC$18,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2011TX-PUC$18,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2011TX-PUC$27,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2010TX-PUC$38,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2010TX-PUC$50,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2009TX-PUC$100,000
El Paso Electric CompanyJPMorgan Chaseutility service violation2006TX-PUC$27,000
Citigroup Technology IncCitigroupwage and hour violation2016WHD$1,967,689
U.S. BankU.S. Bancorpwage and hour violation2008WHD$140,787
H & R BlockH&R Blockwage and hour violation2015WHD$257,577
Transamerica Life Insurance CompanyAegonwage and hour violation2015WHD$70,143
GUARANTEED RATE, INC.Guaranteed Rate Inc.wage and hour violation2015WHD$12,548
Prospect MortgageHomebridge Financial Serviceswage and hour violation2015WHD$211,237
Bank of the WestBank of Montrealwage and hour violation2015WHD$33,750
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$29,634
Central Payment Co., LLCGlobal Payments Inc.wage and hour violation2014WHD$13,560
BancFirst Insurance Services, Inc.BancFirstwage and hour violation2014WHD$20,229
Total System Services IncGlobal Payments Inc.wage and hour violation2014WHD$32,095
H & R BlockH&R Blockwage and hour violation2014WHD$128,872
H&R Block Eastern Enterprises IncH&R Blockwage and hour violation2014WHD$24,928
National Life Insurance CompanyNational Life Groupwage and hour violation2014WHD$32,087
TMX Finance, LLCTMX Financewage and hour violation2014WHD$10,057
Highmark, IncHighmark Inc.wage and hour violation2014WHD$120,900
The Huntington National BankHuntington Bancshareswage and hour violation2013WHD$32,553
Chemoil CorporationGlencorewage and hour violation2013WHD$16,594
UBS, Inc.UBSwage and hour violation2013WHD$90,902
MetLife, Inc.MetLifewage and hour violation2013WHD$24,296
United American Insurance CompanyGlobe Life Inc.wage and hour violation2012WHD$19,791
Ace Cash Express, Inc.ACE Cash Expresswage and hour violation2012WHD$18,852
First Republic BankJPMorgan Chasewage and hour violation2012WHD$1,009,644
SunTrust Mortgage Inc.Truist Financialwage and hour violation2012WHD$51,518
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$153,736
Popular Mortgage, Inc.Popular Inc.wage and hour violation2011WHD$122,762
Branch Banking and Trust CompanyTruist Financialwage and hour violation2011WHD$12,314
BB&TTruist Financialwage and hour violation2011WHD$43,662
The Federal Home Loan Mortgage CorporationFreddie Mac (Federal Home Loan Mortgage Corporation)wage and hour violation2011WHD$24,153
Nationwide InsuranceNationwidewage and hour violation2011WHD$13,331
Wells Fargo Bank NAWells Fargowage and hour violation2011WHD$31,770
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$565,065
Prospect Mortgage LLCHomebridge Financial Serviceswage and hour violation2010WHD$13,728
CNO Services, LLCCNO Financialwage and hour violation2010WHD$69,610
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$754,148
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$20,122
Farmer's Group, Inc.Zurich Insurancewage and hour violation2010WHD$209,170
Bank of America, NABank of Americawage and hour violation2010WHD$5,827
Hewitt Associates LLCAonwage and hour violation2010WHD$48,103
Nationwide InsuranceNationwidewage and hour violation2010WHD$9,109
Bank of America, N.A.Bank of Americawage and hour violation2010WHD$18,654
ING AmericaVoya Financialwage and hour violation2010WHD$21,986
Hartford Fire Insurance CompanyHartford Financial Serviceswage and hour violation2010WHD$25,448
Huntington National BankHuntington Bancshareswage and hour violation2010WHD$10,007
NationwideNationwidewage and hour violation2009WHD$28,290
JPMorgan Chase Bank, NAJPMorgan Chasewage and hour violation2009WHD$6,996
Zions BancorporationZions Bancorporationwage and hour violation2009WHD$15,347
The Travelers Indemnity CompanyTravelerswage and hour violation2009WHD$21,283
Sun Life Assurance Company of Canada (U.S.)Sun Life Financialwage and hour violation2009WHD$6,366
Gerber Life Insurance CompanyWestern & Southern Financial Groupwage and hour violation2009WHD$172,799
Sun Life Assurance Company of Canada (U.S.)Sun Life Financialwage and hour violation2009WHD$25,744
Barclays Capital Inc.Barclayswage and hour violation2009WHD$9,707
IFCO Systems North America, Inc.Triton Investments Adviserswage and hour violation2009WHD$22,377
CitigroupCitigroupwage and hour violation2009WHD$38,926
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$37,951
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$28,560
Safeco Insurance Company of AmericaLiberty Mutual Insurancewage and hour violation2009WHD$85,353
Provident Funding Associates, LPProvident Funding Associateswage and hour violation2008WHD$8,453
JPMorgan Chase Bank, N.A.JPMorgan Chasewage and hour violation2008WHD$9,622
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$27,858
Fidelity National Financial, IncFidelity National Financialwage and hour violation2008WHD$17,845
Key Bank National AssociationKeyCorpwage and hour violation2008WHD$12,691
Merrill Lynch & Co., Inc.Bank of Americawage and hour violation2008WHD$516,924
Bank of AmericaBank of Americawage and hour violation2008WHD$6,209
Equitable Life & Casualty Insurance CompanyEquitable Holdingswage and hour violation2008WHD$19,445
Mastercard International, IncMasterCardwage and hour violation2008WHD$5,777
Fifth Third BancorpFifth Third Bancorpwage and hour violation2007WHD$9,038
UBS Financial Services, Inc.UBSwage and hour violation2007WHD$27,152
Teachers Insurance Annuity AssociationTIAAwage and hour violation2007WHD$1,171,404
Trafigura AGTrafigurawage and hour violation2007WHD$11,839
HSBCHSBCwage and hour violation2007WHD$16,545
Banco Bilbao Vizcaya Puerto RicoBanco Bilbao Vizcaya Argentariawage and hour violation2006WHD$31,571
U.S. BancorpU.S. Bancorpwage and hour violation2006WHD$140,788
The First American Title CompanyFirst American Financialwage and hour violation2006WHD$72,363
TIAA - CREFTIAAwage and hour violation2006WHD$468,336
HSBC North America IncHSBCwage and hour violation2006WHD$5,357
HSBC North America Inc.HSBCwage and hour violation2006WHD$11,489
HSBC North America Inc.HSBCwage and hour violation2006WHD$12,685
HSBC North America Inc.HSBCwage and hour violation2006WHD$8,273
AXA Equitable Life Insurance CompanyEquitable Holdingswage and hour violation2006WHD$29,534
HSBC BankHSBCwage and hour violation2006WHD$7,599
Bank of America CorporationBank of Americawage and hour violation2006WHD$265,774
IFCO Systems of North America Inc.Triton Investments Adviserswage and hour violation2006WHD$82,085
Mercer HR Services, LLCMarsh & McLennanwage and hour violation2006WHD$49,474
SunTrust Bank, Inc.Truist Financialwage and hour violation2006WHD$350,875
Allied Home Mortgage Capital CorporationAmericus Mortgagewage and hour violation2006WHD$14,479
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.