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Violation Tracker Industry Summary Page

Industry: financial services
Penalty Total since 2000: $364,987,502,767
Number of Records: 7,424
Note: The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$83,860,718,022283
JPMorgan Chase$36,735,865,891239
Citigroup$26,665,437,031170
Wells Fargo$25,943,801,143236
Deutsche Bank$19,684,396,13592
UBS$17,479,735,000115
Goldman Sachs$17,054,777,59197
NatWest Group PLC$14,007,380,19038
Credit Suisse$11,673,430,79257
Morgan Stanley$10,440,931,900196

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent Parent sort icon . Primary Offense TypeYearAgencyPenalty Amount
GMAC Mortgage LLC dba DitechAlly Financialconsumer protection violation2010PA-BKG$43,000
General Motors Acceptance Corp.Ally Financialdiscriminatory practices (non-employment)2004private lawsuit-federal$9,600,000
GMAC Mortgage, LLCAlly Financialenvironmental violation2010AL-ENV$5,505
GM ACCEPTANCE CORP TRUCK & BUS GRPAlly Financialenvironmental violation2006IN-ENV$57,750
GMAC Mortgage Group, Inc.Ally FinancialWARN Act violation2006private lawsuit-federal$135,000
Allstate Insurance CompanyAllstateemployment discrimination2009EEOC$4,500,000
Allstate InsuranceAllstatewage and hour violation2017private lawsuit-state$2,000,000
Allstate InsuranceAllstatewage and hour violation2005private lawsuit-state$120,000,000
Allstate Insurance CompanyAllstatewage and hour violation2018private lawsuit-state$5,500,000
AllstateAllstateconsumer protection violation2003TX-AG$3,440,000
Allstate Company, Inc.Allstatewage and hour violation2007MA-AG$125,000
Allstate Insurance Co.Allstateprivacy violation2003PA-AG$10,000
American Heritage Life Insurance Co.Allstateconsumer protection violation2007TX-AG$1,700,000
Encompass Insurance Co.Allstateconsumer protection violation2015MA-AG$25,000
Encompass Insurance Company of MassachusettsAllstateconsumer protection violation2012MA-AG$1,972,635
Allstate Insurance Co.Allstateinsurance violation2016CA-MULTI$600,000
Encompass Indemnity Co. and Encompass Insurance Company of AmericaAllstateinsurance violation2019AR-INS$40,000
Allstate Insurance Co.Allstateinsurance violation2005CA-INS$34,000,000
Allstate Insurance Co.Allstateinsurance violation2005CO-INS$10,500
Esurance Insurance Co.Allstateinsurance violation2010CO-INS$154,500
National General Insurance Co.Allstateinsurance violation2019CT-INS$167,500
Allstate Indemnity Co.Allstateinsurance violation2020CT-INS$7,500
Allstate Insurance Co.Allstateinsurance violation2011DE-INS$25,000
Allstate Insurance Co. et al.Allstateinsurance violation2019DE-INS$12,500
American Heritage Life Insurance Co.Allstateinsurance violation2000FL-OFR$12,750
Allstate Financial Services, LLCAllstateinvestor protection violation2002FL-OFR$21,300
American Heritage Life Insurance Co.Allstateinsurance violation2011FL-OFR$28,000
Allstate Insurance CompanyAllstateinsurance violation2003IN-INS$12,220
Allstate Fire and Casualty Co.Allstateinsurance violation2014KS-INS$10,000
Allstate Life Insurance CompanyAllstateinsurance violation2004MA-INS$25,000
Allstate Indemnity Co. et al.Allstateinsurance violation2010MD-INS$10,000
National General Assurance Co.Allstateinsurance violation2011MD-INS$50,000
Allstate Insurance Co. and Allstate Indemnity Co.Allstateinsurance violation2011MD-INS$40,000
Allstate Insurance Co. and Allstate Indemnity Co.Allstateinsurance violation2011MD-INS$40,000
Allstate Insurance Co.Allstateinsurance violation2013MD-INS$17,954
Allstate Indemnity Co. et al.Allstateinsurance violation2013MD-INS$18,000
Allstate Indemnity Co.Allstateinsurance violation2014MD-INS$5,000
Encompass Home and Auto Insurance Co.Allstateinsurance violation2014MD-INS$7,500
Allstate Insurance Co.Allstateinsurance violation2015MD-INS$5,000
Allstate Insurance Co.Allstateinsurance violation2017MD-INS$18,000
Allstate Indemnity Co.Allstateinsurance violation2017MD-INS$25,000
Allstate Insurance Co.Allstateinsurance violation2018MD-INS$32,500
Allstate Insurance Co.Allstateinsurance violation2001MN-FIN$10,000
Allstate Indemnity Insurance Co.Allstateinsurance violation2010MN-FIN$9,000
Allstate Insurance Co.Allstateinsurance violation2012MN-FIN$5,000
Allstate Insurance Co.Allstateinsurance violation2014MN-FIN$10,000
Esurance Property and Casualty Insurance Co.Allstateinsurance violation2015MN-FIN$60,000
Allstate Insurance Co.Allstateinsurance violation2016MN-FIN$5,000
Esurance Property and Casualty Co. and Esurance Insurance Co.Allstateinsurance violation2019MN-FIN$35,000
Allstate Insurance Co. and Encompass Indemnity Co. et al.Allstateinsurance violation2019MN-FIN$75,000
Allstate Insurance Co.Allstateinsurance violation2006MO-INS$60,000
Allstate Insurance Co. et al.Allstateinsurance violation2008MO-INS$9,483
National General Insurance Co.Allstateinsurance violation2012MO-INS$5,000
Allstate Fire and Casualty Insurance Co. et al.Allstateinsurance violation2017MT-INS$10,000
Allstate Insurance CompanyAllstateinsurance violation2010NC-INS$680,718
Allstate Life Insurance Co.Allstateinsurance violation2004NJ-DBI$15,000
Allstate New Jersey Insurance CompanyAllstateinsurance violation2009NJ-DBI$5,000
Allstate Life Insurance Company of New YorkAllstateinsurance violation2007NY-DFS$18,250,000
Encompass Indemnity CompanyAllstateinsurance violation2014NY-DFS$40,100
Allstate Fire and Casualty Insurance CompanyAllstateinsurance violation2016NY-DFS$50,000
Allstate Insurance CompanyAllstateinsurance violation2013OR-FIN$50,000
Allstate Life Insurance CompanyAllstateinsurance violation2004PA-INS$25,000
National General Assurance CompanyAllstateinsurance violation2009RI-FIN$16,500
Allstate Insurance CompanyAllstateinsurance violation2009RI-FIN$5,000
Allstate Property & Casualty Insurance CompanyAllstateinsurance violation2012RI-FIN$8,000
National General InsuranceAllstateinsurance violation2014RI-FIN$7,500
Allstate Insurance CompanyAllstateinsurance violation2016RI-FIN$10,000
Allstate Insurance CompanyAllstateinsurance violation2017RI-FIN$103,414
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018RI-FIN$233,963
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2018RI-FIN$60,000
Allstate Vehicle and Property Insurance CompanyAllstateinsurance violation2018SC-INS$10,000
Allstate Texas Lloyd'sAllstateinsurance violation2008TX-INS$71,300,000
Allstate Insurance CompanyAllstateinsurance violation2010TX-INS$879,510
National General Insurance CompanyAllstateinsurance violation2010TX-INS$25,000
Esurance Property and Casualty Insurance CompanyAllstateinsurance violation2018TX-INS$12,500
Allstate Indemnity CompanyAllstateinsurance violation2018UT-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2002VA-INS$10,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2002VA-INS$15,000
ALLSTATE INSURANCE & ALLSTATE INDEMNITY COAllstateinsurance violation2003VA-INS$31,300
ALLSTATE INSURANCE CO., ET AL.Allstateinsurance violation2003VA-INS$50,000
ALLSTATE LIFE INSURANCE CO.Allstateinsurance violation2005VA-INS$5,000
AMERICAN HERITAGE LIFE INSURANCE COAllstateinsurance violation2006VA-INS$18,000
Allstate Insurance Company and Allstate Indemnity CompanyAllstateinsurance violation2007VA-INS$8,000
ALLSTATE FIRE & CASUALTY ET ALAllstateinsurance violation2009VA-INS$36,000
ESURANCE INSURANCE COMPANYAllstateinsurance violation2009VA-INS$20,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2010VA-INS$15,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2013VA-INS$5,000
ALLSTATE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$197,201
ESURANCE INSURANCE COMPANYAllstateinsurance violation2015VA-INS$50,508
National General Insurance CompanyAllstateinsurance violation2010WA-INS$15,000
Allstate Insurance CompanyAllstateinsurance violation2011WA-INS$50,000
Allstate Fire & Casualty Insurance CompanyAllstateinsurance violation2013WA-INS$15,000
Allstate Indemnity Company et al.Allstateinsurance violation2015WA-INS$10,000
Allstate Financial Services, Inc.Allstateconsumer protection violation2003WA-FIN$58,988
AllstateAllstateinsurance violation2010MULTI-FIN$10,000,000
Allstate Life Insurance CompanyAllstateinsurance violation2018MULTI-FIN$150,000
National General Insurance CompanyAllstateinsurance violation2020AZ-DIFI$75,000
Allstate CorporationAllstatediscriminatory practices (non-employment)2007private lawsuit-federal$11,720,000
Allstate Insurance GroupAllstateinsurance violation2020NY-DFS$1,455,368
Allstate Insurance CompanyAllstateinsurance violation2020OR-FIN$50,000
Esurance Insurance CompanyAllstateinsurance violation2020TX-INS$200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.