Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency  | Penalty Amount |
|---|---|---|---|---|---|---|
| Union Bank of California, N.A. | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| Textron Inc. | Textron | aerospace and military contracting | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $1,150,000 |
| American Express Bank International | American Express | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| Mirant Energy Trading LLC | NRG Energy | utilities and power generation | fraud | 2007 | DOJ_CRIMINAL | $11,000,000 |
| Baker Hughes Services International Inc. | Baker Hughes | oilfield services and supplies | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $11,000,000 |
| Statoil ASA | Equinor | oil and gas | Foreign Corrupt Practices Act | 2006 | DOJ_CRIMINAL | $10,500,000 |
| Prudential Equity Group LLC | Prudential Financial | financial services | investor protection violation | 2006 | DOJ_CRIMINAL | $600,000,000 |
| BankAtlantic | Truist Financial | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
| Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
| Adelphia Communications Corporation | accounting fraud or deficiencies | 2005 | DOJ_CRIMINAL | $715,000,000 | ||
| Micrus Corporation | Johnson & Johnson | pharmaceuticals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $450,000 |
| American Electric Power | American Electric Power | utilities and power generation | data submission deficiencies | 2005 | DOJ_CRIMINAL | $30,000,000 |
| Monsanto Company | Bayer | chemicals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $1,000,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| InVision Technologies, Inc. | Foreign Corrupt Practices Act | 2004 | DOJ_CRIMINAL | $800,000 | ||
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
| PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Och-Ziff Capital Management Group LLC | Sculptor Capital Management | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
| Embraer S.A. | Embraer | aerospace and military contracting | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $107,285,090 |
| JPMorgan Securities | JPMorgan Chase | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
| American Management Services LLC | fraud | 2016 | DOJ_CRIMINAL | $1,625,124 | ||
| Teva Pharmaceutical Industries Ltd | Teva Pharmaceutical Industries | pharmaceuticals | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $283,177,348 |
| Redflex Traffic Systems Inc. | kickbacks and bribery | 2016 | DOJ_CRIMINAL | $100,000 | ||
| General Cable Corporation | Prysmian Group | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $20,000,000 |
| Rolls-Royce plc | Rolls-Royce | aerospace and military contracting | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $169,917,710 |
| Sociedad Quimica y Minera de Chile | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $15,487,500 | ||
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $6,960,000 |
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| State Street Corporation | State Street Corp. | financial services | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
| Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| CDM Smith Inc. | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $4,037,138 | ||
| Linde North America Inc. | Linde | industrial services | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $11,235,000 |
| NCH Corporation | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $335,342 | ||
| HMT LLC | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $2,719,412 | ||
| Telia Company AB | Telia Company AB | telecommunications | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $274,603,972 |
| Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
| Keppel Offshore & Marine Ltd. | Keppel | diversified | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $105,554,245 |
| SBM Offshore N.V. | SBM Offshore | oilfield services and supplies | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $238,000,000 |
| Transport Logistics International Inc. | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $2,000,000 | ||
| Panasonic Avionics Corporation | Panasonic | electrical and electronic equipment | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $137,400,000 |
| Credit Suisse (Hong Kong) Limited | UBS | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
| Societe Generale S.A. | Societe Generale | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
| Legg Mason Inc. | Franklin Resources | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Petroleo Brasileiro S.A. (Petrobras) | Petrobras | oil and gas | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $170,640,000 |
| Lumber Liquidators Holdings Inc. | LL Flooring Holdings | housewares and home furnishings | investor protection violation | 2019 | DOJ_CRIMINAL | $27,000,000 |
| Mobile TeleSystems PJSC | Mobile TeleSystems PJSC | telecommunications | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $750,000,000 |
| Baton Holdings LLC | Red Ventures | business services | investor protection violation | 2019 | DOJ_CRIMINAL | $28,000,000 |
| Insurance Corporation of Barbados Limited | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $93,940 | ||
| Polycom Inc. | Plantronics | miscellaneous manufacturing | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $30,978,000 |
| Cognizant Technology Solutions Corporation | Cognizant Technology Solutions | information technology | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $19,370,561 |
| Celadon Group Inc. | fraud | 2019 | DOJ_CRIMINAL | $42,200,000 | ||
| Hydro Extrusion Portland, Inc. | Norsk Hydro | metals | False Claims Act and related | 2019 | DOJ_CRIMINAL | $46,900,000 |
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
| Fresenius Medical Care AG & Co. KGaA | Fresenius Medical Care | healthcare services | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $84,715,273 |
| Merrill Lynch Commodities Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
| Walmart Inc. | Walmart | retailing | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $137,000,000 |
| Dannenbaum Engineering Corporation | campaign finance violation | 2019 | DOJ_CRIMINAL | $1,600,000 | ||
| Tower Research Capital LLC | fraud | 2019 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,400,000 | ||
| ContextMedia Health LLC dba Outcome Health | fraud | 2019 | DOJ_CRIMINAL | $70,000,000 | ||
| Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
| Airbus SE | Airbus | aerospace and military contracting | export control violation | 2020 | DOJ_CRIMINAL | $527,224,475 |
| Propex Derivatives Pty Ltd | investor protection violation | 2020 | DOJ_CRIMINAL | $1,000,000 | ||
| Ericsson | Ericsson | telecommunications | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $520,000,000 |
| Alutiiq International Solutions LLC | kickbacks and bribery | 2020 | DOJ_CRIMINAL | $1,259,444 | ||
| Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
| Herbalife Nutrition Ltd. | Herbalife | food products | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $55,000,000 |
| Bank of Nova Scotia | Scotiabank | financial services | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
| Novartis Hellas S.A.C.I. et al. | Novartis | pharmaceuticals | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $233,000,000 |
| Vitol Inc. | Vitol | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
| Beam Suntory Inc. | Suntory | beverages | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $19,572,885 |
| Goldman Sachs Group Inc. | Goldman Sachs | financial services | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
| JPMorgan Chase & Co. | JPMorgan Chase | financial services | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
| United Airlines Inc. | United Airlines Holdings | airlines | fraud | 2021 | DOJ_CRIMINAL | $49,458,102 |
| Deutsche Bank | Deutsche Bank | financial services | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
| Boeing Company | Boeing | aerospace and military contracting | fraud | 2021 | DOJ_CRIMINAL | $2,513,600,000 |
| Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
| Amec Foster Wheeler Energy Limited | Wood Group | oilfield services and supplies | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $18,375,000 |
| Credit Suisse Group AG | UBS | financial services | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
| Stericycle Inc. | Stericycle | waste management and environmental services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $52,500,000 |
| Preferred Family Healthcare | kickbacks and bribery | 2022 | DOJ_CRIMINAL | $8,000,000 | ||
| Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | financial services | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
| GOL Linhas Aereas Inteligentes S.A. | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $17,000,000 | ||
| ABB Ltd. | ABB Ltd. | utilities and power generation | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $315,000,000 |
| Honeywell UOP | Honeywell International | diversified | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $79,000,000 |
| Safran S.A. | Safran | aerospace and military contracting | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $17,159,753 |
| Corsa Coal Corporation | Corsa Coal | mining and minerals | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $1,200,000 |
| IRB Brasil Resseguros SA | investor protection violation | 2023 | DOJ_CRIMINAL | $5,000,000 | ||
| Corporacion Financiera Colombiana S.A. | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $20,000,000 | ||
| Albemarle Corporation | Albemarle | chemicals | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $196,700,000 |
| Tysers Insurance Brokers Limited | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $46,500,000 | ||
| H.W. Wood Limited | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $508,000 | ||
| Lifecore Biomedical, Inc. | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $1,286,060 | ||
| HealthSun Health Plans Inc. | Elevance Health | healthcare services | False Claims Act and related | 2023 | DOJ_CRIMINAL | $53,170,114 |
| SAP SE | SAP | information technology | Foreign Corrupt Practices Act | 2024 | DOJ_CRIMINAL | $118,800,000 |
| Freepoint Commodities LLC | Foreign Corrupt Practices Act | 2023 | DOJ_CRIMINAL | $98,000,000 | ||
| Victory Pharma Inc. | off-label or unapproved promotion of medical products | 2012 | DOJ_CIVIL | $11,420,743 | ||
| SunTrust Mortgage Inc. | Truist Financial | financial services | mortgage abuses | 2014 | DOJ_CIVIL | $320,000,000 |
