Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| Lumber Liquidators Holdings Inc. | LL Flooring Holdings | housewares and home furnishings | investor protection violation | 2019 | DOJ_CRIMINAL | $27,000,000 |
| Mobile TeleSystems PJSC | Mobile TeleSystems PJSC | telecommunications | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $750,000,000 |
| Baton Holdings LLC | Red Ventures | business services | investor protection violation | 2019 | DOJ_CRIMINAL | $28,000,000 |
| Cognizant Technology Solutions Corporation | Cognizant Technology Solutions | information technology | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $19,370,561 |
| Mizrahi-Tefahot Bank Ltd. | tax violations | 2019 | USAO | $195,000,000 | ||
| Heritage Pharmaceuticals Inc. | price-fixing or anti-competitive practices | 2019 | DOJ_ANTITRUST | $7,325,000 | ||
| Insys Therapeutics | False Claims Act and related | 2019 | DOJ_CIVIL | $225,000,000 | ||
| Celadon Group Inc. | fraud | 2019 | DOJ_CRIMINAL | $42,200,000 | ||
| Hydro Extrusion Portland, Inc. | Norsk Hydro | metals | False Claims Act and related | 2019 | DOJ_CRIMINAL | $46,900,000 |
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
| Fresenius Medical Care AG & Co. KGaA | Fresenius Medical Care | healthcare services | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $84,715,273 |
| Zurich Life Insurance Company Ltd | Zurich Insurance | financial services | tax violations | 2019 | DOJ_TAX | $5,115,000 |
| Rochester Drug Co-Operative, Inc. | Rochester Drug Co-Operative | wholesalers | Controlled Substances Act violation | 2019 | USAO | $20,000,000 |
| LLB Verwaltung | tax violations | 2019 | DOJ_TAX | $10,680,554 | ||
| Merrill Lynch Commodities Inc. | Bank of America | financial services | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
| Microsoft Hungary | Microsoft | information technology | Foreign Corrupt Practices Act | 2019 | USAO | $8,751,795 |
| Reckitt Benckiser Group plc | Reckitt Benckiser | household and personal care products | Controlled Substances Act violation | 2019 | USAO | $1,347,000,000 |
| Walmart Inc. | Walmart | retailing | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $137,000,000 |
| Avanir Pharmaceuticals | Otsuka Pharmaceutical | pharmaceuticals | False Claims Act and related | 2019 | DOJ_CIVIL | $115,874,895 |
| Dannenbaum Engineering Corporation | campaign finance violation | 2019 | DOJ_CRIMINAL | $1,600,000 | ||
| Tower Research Capital LLC | fraud | 2019 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $67,400,000 | ||
| ContextMedia Health LLC dba Outcome Health | fraud | 2019 | DOJ_CRIMINAL | $70,000,000 | ||
| UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
| HSBC Private Bank (Suisse) SA | HSBC | financial services | tax violations | 2019 | USAO | $192,350,000 |
| Rising Pharmaceuticals Inc. | price-fixing or anti-competitive practices | 2019 | DOJ_ANTITRUST | $3,038,000 | ||
| Samsung Heavy Industries Company Limited | Samsung Heavy Industries | heavy equipment | Foreign Corrupt Practices Act | 2019 | USAO | $37,740,800 |
| Unitrans International Inc. | AIT Worldwide Logistics | freight and logistics | False Claims Act and related | 2019 | DOJ_CIVIL | $45,000,000 |
| Ericsson | Ericsson | telecommunications | Foreign Corrupt Practices Act | 2019 | DOJ_CRIMINAL | $520,000,000 |
| Coutts & Co Ltd. | Union Bancaire Privee | financial services | tax violations | 2019 | DOJ_TAX | $27,900,000 |
| HSBC Holdings plc | HSBC | financial services | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
| Transport Logistics International Inc. | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $2,000,000 | ||
| U.S. Bancorp | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
| Panasonic Avionics Corporation | Panasonic | electrical and electronic equipment | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $137,400,000 |
| Cultural Resource Analysts, Inc.? | Archaeological Resources Protection Act | 2018 | USAO | $15,024 | ||
| Credit Suisse (Hong Kong) Limited | UBS | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
| Societe Generale S.A. | Societe Generale | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
| Legg Mason Inc. | Franklin Resources | financial services | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
| Basler Kantonalbank | tax violations | 2018 | DOJ_TAX | $60,400,000 | ||
| Mirelis Holding S.A. | tax violations | 2018 | DOJ_TAX | $10,245,000 | ||
| NPB Neue Privat Bank | tax violations | 2018 | DOJ_TAX | $5,000,000 | ||
| Waste Management Texas | Waste Management Inc. | waste management and environmental services | work visa violations | 2018 | USAO | $5,500,000 |
| Zurcher Kantonalbank | tax violations | 2018 | USAO | $98,500,000 | ||
| Health Management Associates, LLC | Community Health Systems | healthcare services | False Claims Act and related | 2018 | DOJ_CIVIL | $260,000,000 |
| MoneyGram International Inc. | Madison Dearborn Partners | private equity (including portfolio companies) | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Petroleo Brasileiro S.A. (Petrobras) | Petrobras | oil and gas | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $170,640,000 |
| Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | USAO | $717,200,000 |
| Northrop Grumman Systems Corporation | Northrop Grumman | aerospace and military contracting | False Claims Act and related | 2018 | USAO | $31,650,000 |
| Hallman Chevrolet | fraud | 2018 | USAO | $2,137,000 | ||
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| Insurance Corporation of Barbados Limited | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $93,940 | ||
| Polycom Inc. | Plantronics | miscellaneous manufacturing | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $30,978,000 |
| Barclays PLC | Barclays | financial services | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
| Imagina Media Audiovisual SL and US Imagina LLC | kickbacks and bribery | 2018 | USAO | $24,817,320 | ||
| Santee Financial Services Inc. | fraud | 2018 | USAO | $1,000,000 | ||
| Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| Baxter Healthcare Corporation | Baxter International | medical equipment and supplies | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $18,158,000 |
| Rolls-Royce plc | Rolls-Royce | aerospace and military contracting | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $169,917,710 |
| Sociedad Quimica y Minera de Chile | Sociedad Quimica y Minera de Chile S.A.-SQM | chemicals | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $15,487,500 |
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $6,960,000 |
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| State Street Corporation | State Street Corp. | financial services | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
| Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| CDM Smith Inc. | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $4,037,138 | ||
| Linde North America Inc. | Linde | industrial services | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $11,235,000 |
| Aegerion Pharmaceuticals Inc. | Amryt Pharma | pharmaceuticals | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $35,000,000 |
| Telia Company AB | Telia Company AB | telecommunications | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $274,603,972 |
| RBS Securities Inc. | NatWest Group PLC | financial services | toxic securities abuses | 2017 | USAO | $44,000,000 |
| Keppel Offshore & Marine Ltd. | Seatrium Limited | oilfield services and supplies | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $105,554,245 |
| SBM Offshore N.V. | SBM Offshore | oilfield services and supplies | Foreign Corrupt Practices Act | 2017 | DOJ_CRIMINAL | $238,000,000 |
| Seiler Instrument & Manufacturing Company, Inc. | fraud | 2017 | USAO | $1,500,000 | ||
| Georgeson LLC | kickbacks and bribery | 2017 | USAO | $4,500,000 | ||
| PDQ Imaging Services, LLC et al. | False Claims Act and related | 2017 | USAO | $300,000 | ||
| Prime Partners SA | tax violations | 2017 | USAO | $5,000,000 | ||
| Southern Glazer's Wine and Spirits of Pennsylvania, LLC | Southern Glazer's Wine & Spirits | wholesalers | kickbacks and bribery | 2017 | USAO | $5,000,000 |
| Breakthru Beverage Pennsylvania, LLC | Breakthru Beverage Group | wholesalers | kickbacks and bribery | 2017 | USAO | $2,000,000 |
| White Rock Distilleries, Inc. | kickbacks and bribery | 2017 | USAO | $2,000,000 | ||
| Pio Imports, LLC | kickbacks and bribery | 2017 | USAO | $200,000 | ||
| DAXC LLC | False Claims Act and related | 2017 | USAO | $5,200,000 | ||
| Dennis Corporation | kickbacks and bribery | 2017 | USAO | $250,000 | ||
| B. Braun Medical Inc. | B. Braun Melsungen | medical equipment and supplies | drug or medical equipment safety violation | 2016 | FDA | $7,800,000 |
| Olympus Corp. of the Americas | Olympus | electrical and electronic equipment | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $646,000,000 |
| VimpelCom Limited | VEON | telecommunications | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $230,000,000 |
| PTC Inc. | PTC Inc. | information technology | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $14,540,000 |
| Bank Julius Baer & Co. Ltd. | Julius Baer Group | financial services | tax violations | 2016 | DOJ_TAX | $547,000,000 |
| HSZH Verwaltungs AG | tax violations | 2016 | DOJ_TAX | $49,000,000 | ||
| Leodan Privatbank AG | tax violations | 2016 | DOJ_TAX | $500,000 | ||
| Union Bancaire Privee | Union Bancaire Privee | financial services | tax violations | 2016 | DOJ_TAX | $187,000,000 |
| Akamai Technologies | Akamai Technologies | information technology | Foreign Corrupt Practices Act | 2016 | SEC | $671,885 |
| Nortek Inc. | Madison Industries | diversified | Foreign Corrupt Practices Act | 2016 | SEC | $322,058 |
| Swisher Hygiene | Ecolab | chemicals | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| LATAM Airlines Group S.A. | LATAM Airlines Group | airlines | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $12,750,000 |
| BK Medical ApS | GE HealthCare Technologies | medical equipment and supplies | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $3,400,000 |
| GNC Holdings Inc. | Harbin Pharmaceutical Group | pharmaceuticals | drug or medical equipment safety violation | 2016 | FDA | $2,250,000 |
| Tenet Healthcare Corporation | Tenet Healthcare | healthcare services | False Claims Act and related | 2016 | DOJ_CIVIL | $513,000,000 |
| Och-Ziff Capital Management Group LLC | Sculptor Capital Management | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
| Embraer S.A. | Embraer | aerospace and military contracting | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $107,285,090 |
| JPMorgan Securities | JPMorgan Chase | financial services | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
| American Management Services LLC | fraud | 2016 | DOJ_CRIMINAL | $1,625,124 | ||
| Teva Pharmaceutical Industries Ltd | Teva Pharmaceutical Industries | pharmaceuticals | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $283,177,348 |
