Violation Tracker

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532 Violation Tracker results found

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Company	Current Parent	Current Parent Industry	Primary Offense Type	Year .	Agency	Penalty Amount
Bank Lombard Odier & Co Ltd			tax violations	2015	DOJ_TAX	$99,809,000
DZ Privatbank (Schweiz) AG			tax violations	2015	DOJ_TAX	$7,452,000
Bank J. Safra Sarasin AG			tax violations	2015	DOJ_TAX	$85,809,000
Coutts & Co Ltd	NatWest Group PLC	financial services	tax violations	2015	DOJ_TAX	$78,484,000
Gonet & Cie			tax violations	2015	DOJ_TAX	$11,454,000
Banque Cantonal du Valais			tax violations	2015	DOJ_TAX	$2,311,000
Banque Cantonale Vaudoise			tax violations	2015	DOJ_TAX	$41,677,000
Edmond de Rothschild (Suisse) SA and Edmond de Rothschild (Lugano) SA			tax violations	2015	DOJ_TAX	$45,245,000
Bordier & Cie Switzerland			tax violations	2015	DOJ_TAX	$7,827,000
PBZ Verwaltungs AG			tax violations	2015	DOJ_TAX	$5,570,000
PostFinance AG			tax violations	2015	DOJ_TAX	$2,000,000
Credit Agricole (Suisse) SA	Credit Agricole	financial services	tax violations	2015	DOJ_TAX	$99,211,000
Dreyfus Sons & Co Ltd, Banquiers			tax violations	2015	DOJ_TAX	$24,161,000
Baumann & Cie, Banquiers			tax violations	2015	DOJ_TAX	$7,700,000
Corner Banca SA			tax violations	2015	DOJ_TAX	$5,068,000
Bank Coop AG			tax violations	2015	DOJ_TAX	$3,223,000
Aargauische Kantonalbank			tax violations	2015	DOJ_TAX	$1,983,000
EFG Bank European Financial Group SA, Geneva and EFG Bank AG			tax violations	2015	DOJ_TAX	$29,988,000
Privatbank IHAG Zurich AG			tax violations	2015	DOJ_TAX	$7,453,000
Deutsche Bank (Suisse) SA	Deutsche Bank	financial services	tax violations	2015	DOJ_TAX	$31,026,000
BNP Paribas (Suisse) SA	BNP Paribas	financial services	tax violations	2015	DOJ_TAX	$59,783,000
KBL (Switzerland) Ltd.			tax violations	2015	DOJ_TAX	$18,792,000
Bank CIC			tax violations	2015	DOJ_TAX	$3,281,000
Maerki Baumann & Co. AG			tax violations	2015	DOJ_TAX	$23,920,000
Standard Chartered Bank (Switzerland) SA, en liquidation	Standard Chartered	financial services	tax violations	2015	DOJ_TAX	$6,337,000
Banque Internationale a Luxembourg (Suisse) SA			tax violations	2015	DOJ_TAX	$9,710,000
Zuger Kantonalbank			tax violations	2015	DOJ_TAX	$3,798,000
Banque Bonhote & Cie SA			tax violations	2015	DOJ_TAX	$624,000
Luzerner Kantonalbank AG			tax violations	2015	DOJ_TAX	$11,031,000
Habib Bank AG Zurich			tax violations	2015	DOJ_TAX	$9,400,000
Banque Heritage S.A.			tax violations	2015	DOJ_TAX	$3,846,000
Hyposwiss Private Bank Geneve S.A.			tax violations	2015	DOJ_TAX	$1,109,000
Piguet Galland & Cie SA			tax violations	2015	DOJ_TAX	$15,365,000
BBVA Suiza S.A.	Banco Bilbao Vizcaya Argentaria	financial services	tax violations	2015	DOJ_TAX	$10,390,000
Schaffhauser Kantonalbank			tax violations	2015	DOJ_TAX	$1,613,000
Finacor SA			tax violations	2015	DOJ_TAX	$295,000
BHF-Bank (Schweiz) AG			tax violations	2015	DOJ_TAX	$1,768,000
Migros Bank AG			tax violations	2015	DOJ_TAX	$15,037,000
Graubundner Kantonalbank			tax violations	2015	DOJ_TAX	$3,616,000
St. Galler Kantonalbank AG			tax violations	2015	DOJ_TAX	$9,481,000
E. Gutzwiller & Cie, Banquiers			tax violations	2015	DOJ_TAX	$1,556,000
Bank La Roche & Co AG			tax violations	2015	DOJ_TAX	$9,296,000
Valiant Bank AG			tax violations	2015	DOJ_TAX	$3,304,000
Schroder & Co. Bank AG			tax violations	2015	DOJ_TAX	$10,354,000
Hypothekarbank Lenzburg AG			tax violations	2015	DOJ_TAX	$560,000
Bank Zweiplus			tax violations	2015	DOJ_TAX	$1,089,000
Banca dello Stato del Cantone Ticino			tax violations	2015	DOJ_TAX	$3,393,000
Privatbank Reichmuth & Co.			tax violations	2015	DOJ_TAX	$2,592,000
Banque Cantonale du Jura SA			tax violations	2015	DOJ_TAX	$970,000
Bank EKI Genossenschaft			tax violations	2015	DOJ_TAX	$400,000
PKB Privatbank AG			tax violations	2015	DOJ_TAX	$6,328,000
Falcon Private Bank AG			tax violations	2015	DOJ_TAX	$1,806,000
Credito Privato Commerciale in liquidazione SA			tax violations	2015	DOJ_TAX	$348,900
SB Saanen Bank AG			tax violations	2015	DOJ_TAX	$1,365,000
Privatbank Bellerive AG			tax violations	2015	DOJ_TAX	$57,000
Mercantil Bank (Schweiz) AG			tax violations	2015	DOJ_TAX	$1,172,000
Banque Cantonale Neuchateloise			tax violations	2015	DOJ_TAX	$1,123,000
Nidwaldner Kantonalbank			tax violations	2015	DOJ_TAX	$856,000
Banque Pasche SA			tax violations	2015	DOJ_TAX	$7,229,000
ARVEST Privatbank AG			tax violations	2015	DOJ_TAX	$1,044,000
Privatbank Von Graffenried AG			tax violations	2015	DOJ_TAX	$287,000
Ersparniskasse Schaffhausen AG			tax violations	2015	DOJ_TAX	$2,066,000
Bank Linth LLB AG			tax violations	2015	DOJ_TAX	$4,150,000
Bank Sparhafen Zurich AG			tax violations	2015	DOJ_TAX	$1,810,000
Societe Generale Private Banking (Suisse) SA	Societe Generale	financial services	tax violations	2015	DOJ_TAX	$17,807,000
Berner Kantonalbank AG			tax violations	2015	DOJ_TAX	$4,619,000
Rothschild Bank AG			tax violations	2015	DOJ_TAX	$11,510,000
Banca Credinvest SA			tax violations	2015	DOJ_TAX	$3,022,000
Societe Generale Private Banking (Lugano-Svizzera)	Societe Generale	financial services	tax violations	2015	DOJ_TAX	$1,363,000
MediBank AG			tax violations	2015	DOJ_TAX	$826,000
LBBW (Schweiz) AG			tax violations	2015	DOJ_TAX	$34,000
Scobag Privatbank AG			tax violations	2015	DOJ_TAX	$9,090
Finter Bank Zurich AG			tax violations	2015	DOJ_TAX	$5,414,000
Vadian Bank AG			tax violations	2015	DOJ_TAX	$4,253,000
BSI SA			tax violations	2015	DOJ_TAX	$211,000,000
Tishman Construction Corporation	AECOM	construction and engineering	fraud	2015	USAO	$20,230,917
Granite Construction Inc.	Granite Construction	construction and engineering	fraud	2015	USAO	$8,250,000
Coast Produce Company			False Claims Act and related	2015	USAO	$4,000,000
Credit Agricole Corporate and Investment Bank (CACIB)	Credit Agricole	financial services	economic sanction violation	2015	USAO	$156,000,000
Swisher Hygiene Inc.	Ecolab	chemicals	fraud	2015	USAO	$2,000,000
Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino			anti-money-laundering deficiencies	2015	USAO	$3,036,969
Hunter Roberts Construction Group LLC			fraud	2015	USAO	$7,000,000
Curvature LLC			fraud	2015	USAO	$2,200,000
Bank of Mingo			anti-money-laundering deficiencies	2015	USAO	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000
Ripple Labs Inc.			anti-money-laundering deficiencies	2015	USAO	$700,000
Exide Technologies	Exide Technologies	miscellaneous energy products and systems	environmental violation	2015	USAO	$50,000,000
Ansun Biopharma, Inc.			fraud	2015	USAO	$2,000,000
Credit Agricole Corporate and Investment Bank	Credit Agricole	financial services	economic sanction violation	2015	NY-MANDA	$156,000,000
Commerzbank AG	Commerzbank	financial services	economic sanction violation	2015	NY-MANDA	(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000
Endo Health Solutions Inc.	Endo International	pharmaceuticals	off-label or unapproved promotion of medical products	2014	FDA	$192,700,000
Toyota Motor Corporation	Toyota	motor vehicles	motor vehicle safety violation	2014	NHTSA	$1,200,000,000
Washington Gas Energy Systems	AltaGas	utilities and power generation	fraud	2014	DOJ_ANTITRUST	$2,500,000
RBS PLC and RBS Securities Japan	NatWest Group PLC	financial services	price-fixing or anti-competitive practices	2014	DOJ_ANTITRUST	$150,000,000
Avon Products (China) Co. Ltd.	Natura & Co.	household and personal care products	Foreign Corrupt Practices Act	2014	DOJ_CRIMINAL	$67,648,000
Dallas Airmotive Inc.			Foreign Corrupt Practices Act	2014	DOJ_CRIMINAL	$14,000,000
ConvergEx Group LLC	Toronto-Dominion Bank	financial services	fraud	2014	DOJ_CRIMINAL	$43,800,000
Bio-Rad Laboratories Inc.	Bio-Rad Laboratories	healthcare services	Foreign Corrupt Practices Act	2014	DOJ_CRIMINAL	$14,350,000
ZAO Hewlett-Packard A.O. and Hewlett-Packard Polska, Sp. Z o.o. and Hewlett-Packard Mexico, S. de R.L. de C.V.	HP Inc.	electrical and electronic equipment	Foreign Corrupt Practices Act	2014	DOJ_CRIMINAL	$76,760,224
Lloyds Banking Group plc	Lloyds Banking Group	financial services	price-fixing or anti-competitive practices	2014	DOJ_CRIMINAL	$86,000,000
ArthroCare Corporation	Smith & Nephew	medical equipment and supplies	accounting fraud or deficiencies	2014	DOJ_CRIMINAL	$30,000,000
JPMorgan Chase Bank	JPMorgan Chase	financial services	anti-money-laundering deficiencies	2014	USAO	$1,700,000,000