Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year  | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| BDO Seidman | BDO International | business services | accounting fraud or deficiencies | 2002 | USAO | $16,000,000 |
| PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| InVision Technologies, Inc. | Foreign Corrupt Practices Act | 2004 | DOJ_CRIMINAL | $800,000 | ||
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
| AmSouth Bancorporation | Regions Financial | financial services | fraud | 2004 | USAO | $40,000,000 |
| Symbol Technologies Inc. | Zebra Technologies | electrical and electronic equipment | fraud | 2004 | USAO | $139,000,000 |
| Whitehall Jewellers, Inc. | fraud | 2004 | USAO | $15,132,480 | ||
| Computer Associates International, Inc. | Broadcom | electrical and electronic equipment | accounting fraud or deficiencies | 2004 | USAO | $225,000,000 |
| Adelphia Communications Corporation | accounting fraud or deficiencies | 2005 | DOJ_CRIMINAL | $715,000,000 | ||
| Micrus Corporation | Johnson & Johnson | pharmaceuticals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $450,000 |
| American Electric Power | American Electric Power | utilities and power generation | data submission deficiencies | 2005 | DOJ_CRIMINAL | $30,000,000 |
| Monsanto Company | Bayer | chemicals | Foreign Corrupt Practices Act | 2005 | DOJ_CRIMINAL | $1,000,000 |
| KPMG LLP | KPMG | business services | tax violations | 2005 | DOJ_TAX | $456,000,000 |
| The Bank of New York | Bank of New York Mellon | financial services | anti-money-laundering deficiencies | 2005 | USAO | $38,000,000 |
| Bristol-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | fraud | 2005 | USAO | $300,000,000 |
| Friedman's Inc. | accounting fraud or deficiencies | 2005 | USAO | $2,000,000 | ||
| University of Medicine and Dentistry of New Jersey | False Claims Act and related | 2005 | USAO | $4,900,000 | ||
| New York Racing Association Inc. | tax violations | 2005 | USAO | $3,000,000 | ||
| Boeing Company | Boeing | aerospace and military contracting | False Claims Act and related | 2006 | DOJ_CIVIL | $615,000,000 |
| Statoil ASA | Equinor | oil and gas | Foreign Corrupt Practices Act | 2006 | DOJ_CRIMINAL | $10,500,000 |
| Prudential Equity Group LLC | Prudential Financial | financial services | investor protection violation | 2006 | DOJ_CRIMINAL | $600,000,000 |
| BankAtlantic | Truist Financial | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
| Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
| FirstEnergy Nuclear Operating Company | FirstEnergy | utilities and power generation | nuclear safety violation | 2006 | NRC | $28,000,000 |
| InterMune Inc. | Roche | pharmaceuticals | off-label or unapproved promotion of medical products | 2006 | FDA | $36,900,000 |
| ABT Associates | Abt Associates | business services | fraud | 2006 | USAO | $2,900,000 |
| WesternGeco LLC | work visa violations | 2006 | USAO | $19,600,000 | ||
| BAWAG P.S.K. | fraud | 2006 | USAO | $337,500,000 | ||
| BAYERISCHE HYPO- UND VEREINSBANK AG | tax violations | 2006 | USAO | $29,635,125 | ||
| Mantra Films Inc. and MRA Holdings Inc. | sexual exploitation of minors | 2006 | USAO | $1,600,000 | ||
| Mellon Bank N.A. | Bank of New York Mellon | financial services | False Claims Act and related | 2006 | USAO | $18,130,405 |
| Operations Management International, Inc. | Jacobs Solutions | construction and engineering | environmental violation | 2006 | USAO | $2,000,000 |
| Roger Williams Medical Center | kickbacks and bribery | 2006 | USAO | $4,000,000 | ||
| BP Products North America Inc. | BP | oil and gas | price-fixing or anti-competitive practices | 2007 | CFTC | $303,000,000 |
| Blue Cross & Blue Shield of Rhode Island | kickbacks and bribery | 2007 | DOJ_CIVIL | $20,000,000 | ||
| Maximus Inc. | Maximus | miscellaneous services | False Claims Act and related | 2007 | DOJ_CIVIL | $30,500,000 |
| Lucent Technologies Inc. | Nokia | telecommunications | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $1,000,000 |
| Ingersoll-Rand Company Limited | Ingersoll Rand | industrial equipment | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $2,500,000 |
| York International Corporation | Johnson Controls | automotive parts | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $10,000,000 |
| Paradigm B.V. | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $1,000,000 | ||
| Union Bank of California, N.A. | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| Textron Inc. | Textron | aerospace and military contracting | kickbacks and bribery | 2007 | DOJ_CRIMINAL | $1,150,000 |
| American Express Bank International | American Express | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| Mirant Energy Trading LLC | NRG Energy | utilities and power generation | fraud | 2007 | DOJ_CRIMINAL | $11,000,000 |
| Baker Hughes Services International Inc. | Baker Hughes | oilfield services and supplies | Foreign Corrupt Practices Act | 2007 | DOJ_CRIMINAL | $11,000,000 |
| ITT Corporation | L3Harris Technologies | aerospace and military contracting | misuse of classified data | 2007 | DOJ_NATSEC | $50,000,000 |
| Newsday, Inc. and Hoy Publications, LLC | fraud | 2007 | USAO | $15,000,000 | ||
| Biomet Orthopedics Inc. | Zimmer Biomet | medical equipment and supplies | False Claims Act and related | 2007 | USAO | $26,900,000 |
| Depuy Orthopaedics Inc. | Johnson & Johnson | pharmaceuticals | False Claims Act and related | 2007 | USAO | $84,700,000 |
| Smith & Nephew | Smith & Nephew | medical equipment and supplies | False Claims Act and related | 2007 | USAO | $28,900,000 |
| Zimmer Inc. | Zimmer Biomet | medical equipment and supplies | False Claims Act and related | 2007 | USAO | $169,500,000 |
| Specialty Distribution Services Inc. | off-label or unapproved promotion of medical products | 2007 | USAO | $10,500,000 | ||
| NETeller PLC | gambling violation | 2007 | USAO | $136,000,000 | ||
| Jazz Pharmaceuticals Inc. | Jazz Pharmaceuticals | pharmaceuticals | off-label or unapproved promotion of medical products | 2007 | USAO | $20,000,000 |
| Omega Advisors | Omega Advisors | financial services | Foreign Corrupt Practices Act | 2007 | USAO | $500,000 |
| Pharmacia & Upjohn Company LLC | Pfizer | pharmaceuticals | kickbacks and bribery | 2007 | USAO | $15,000,000 |
| Electronic Clearing House Inc. | gambling violation | 2007 | USAO | $2,300,000 | ||
| Chevron Corporation | Chevron | oil and gas | Foreign Corrupt Practices Act | 2007 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $20,000,000 |
| United Bank for Africa PLC | obstruction of justice | 2007 | USAO | $5,334,331 | ||
| Alabama Contract Sales Inc. | kickbacks and bribery | 2007 | USAO | $894,674 | ||
| Netversant-Atlanta Inc. | price-fixing or anti-competitive practices | 2007 | USAO | $850,000 | ||
| Reliant Energy Services Inc. | NRG Energy | utilities and power generation | price-fixing or anti-competitive practices | 2007 | USAO | $22,200,000 |
| Holy Spirit Association for the Unification of World Christianity | environmental violation | 2007 | USAO | $500,000 | ||
| Appalachian Oil Company Inc. | fraud | 2007 | USAO | $255,000 | ||
| Fiat S.p.A. | Stellantis | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Faro Technologies Inc. | Faro Technologies | information technology | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $1,100,000 |
| AGA Medical Corporation | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $2,000,000 | ||
| Willbros Group Inc. | Primoris Services | construction and engineering | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $22,000,000 |
| AB Volvo | Volvo | motor vehicles | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $7,000,000 |
| Flowserve Corporation | Flowserve | industrial equipment | kickbacks and bribery | 2008 | DOJ_CRIMINAL | $4,000,000 |
| Westinghouse Air Brake Technologies Corporation (Wabtec) | Westinghouse Air Brake Technologies (Wabtec) | industrial equipment | Foreign Corrupt Practices Act | 2008 | DOJ_CRIMINAL | $300,000 |
| Sigue Corporation | anti-money-laundering deficiencies | 2008 | DOJ_CRIMINAL | $15,000,000 | ||
| IFCO Systems | Triton Investments Advisers | financial services | work visa violations | 2008 | USAO | $20,700,000 |
| Lawson Products Inc. | Distribution Solutions Group Inc. | wholesalers | fraud | 2008 | USAO | $30,000,000 |
| Milberg LLP | kickbacks and bribery | 2008 | USAO | $75,000,000 | ||
| ESI Entertainment Systems Inc. | gambling violation | 2008 | USAO | $9,100,000 | ||
| FHC Delaware, Inc. fka Fine Host Corporation | Aramark | restaurants and foodservice | False Claims Act and related | 2008 | USAO | $7,857,000 |
| Republic Services Inc. | Republic Services | waste management and environmental services | work visa violations | 2008 | USAO | $3,000,000 |
| Parkway Village Equity Corp. | environmental violation | 2008 | USAO | $490,000 | ||
| Unum Group | Unum | financial services | kickbacks and bribery | 2008 | USAO | $5,550,000 |
| Quest Diagnostics Incorporated | Quest Diagnostics | healthcare services | False Claims Act and related | 2009 | DOJ_CIVIL | $302,000,000 |
| UTStarcom Inc. | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,500,000 | ||
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
| AGCO Corp. | AGCO Corp. | agribusiness | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $1,600,000 |
| Helmerich & Payne Inc. | Helmerich & Payne | oilfield services and supplies | Foreign Corrupt Practices Act | 2009 | DOJ_CRIMINAL | $1,000,000 |
| Novo Nordisk A/S | Novo Holdings A/S | pharmaceuticals | kickbacks and bribery | 2009 | DOJ_CRIMINAL | $9,000,000 |
| Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
| UBS AG | UBS | financial services | tax violations | 2009 | DOJ_TAX | $780,000,000 |
| Fisher Sand & Gravel Inc. | Fisher Industries | building materials | tax violations | 2009 | DOJ_TAX | $1,160,000 |
| Pilgrim's Pride Inc. | JBS | food products | work visa violations | 2009 | USAO | $4,500,000 |
| Optimal Group Inc. | gambling violation | 2009 | USAO | $19,200,000 | ||
| WellCare | Centene | healthcare services | fraud | 2009 | USAO | $80,000,000 |
| PartyGaming PLC | gambling violation | 2009 | USAO | $105,000,000 | ||
| Columbia Farms Inc. | work visa violations | 2009 | USAO | $1,500,000 | ||
| Beazer Homes USA Inc. | Beazer Homes USA | construction and engineering | accounting fraud or deficiencies | 2009 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Tacos de Mexico Inc. | environmental violation | 2009 | USAO | $26,565 | ||
| NeuroMetrix Inc. | kickbacks and bribery | 2009 | USAO | $3,700,000 | ||
| Credit Suisse AG | UBS | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
