Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type  . | Year | Agency | Penalty Amount |
|---|---|---|---|---|---|---|
| ArthroCare Corporation | Smith & Nephew | medical equipment and supplies | accounting fraud or deficiencies | 2014 | DOJ_CRIMINAL | $30,000,000 |
| CSK Auto Corporation | O'Reilly Automotive | retailing | accounting fraud or deficiencies | 2011 | DOJ_CRIMINAL | $20,900,000 |
| General Reinsurance Corporation | Berkshire Hathaway | diversified | accounting fraud or deficiencies | 2010 | DOJ_CRIMINAL | $24,500,000 |
| Swisher Hygiene | Ecolab | chemicals | accounting fraud or deficiencies | 2016 | SEC | $2,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
| Adelphia Communications Corporation | accounting fraud or deficiencies | 2005 | DOJ_CRIMINAL | $715,000,000 | ||
| America Online | Apollo Global Management | private equity (including portfolio companies) | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $210,000,000 |
| American International Group, Inc. | American International Group | financial services | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
| PNC ICLC Corp. | PNC Financial Services | financial services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
| Beazer Homes USA Inc. | Beazer Homes USA | construction and engineering | accounting fraud or deficiencies | 2009 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $50,000,000 |
| Friedman's Inc. | accounting fraud or deficiencies | 2005 | USAO | $2,000,000 | ||
| Computer Associates International, Inc. | Broadcom | electrical and electronic equipment | accounting fraud or deficiencies | 2004 | USAO | $225,000,000 |
| BDO Seidman | BDO International | business services | accounting fraud or deficiencies | 2002 | USAO | $16,000,000 |
| HSBC Holdings plc HSBC Bank USA N.A. | HSBC | financial services | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
| MoneyGram International Inc. | MoneyGram International | financial services | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $100,000,000 |
| CommunityONE Bank N.A. | anti-money-laundering deficiencies | 2011 | DOJ_CRIMINAL | $400,000 | ||
| JPMorgan Chase Bank | JPMorgan Chase | financial services | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| Sigue Corporation | anti-money-laundering deficiencies | 2008 | DOJ_CRIMINAL | $15,000,000 | ||
| Union Bank of California, N.A. | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
| American Express Bank International | American Express | financial services | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
| BankAtlantic | Truist Financial | financial services | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
| Western Union Company | Western Union | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
| Banamex USA | Citigroup | financial services | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
| Banco Popular de Puerto Rico | Popular Inc. | financial services | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
| CG Technology LP (formerly Cantor Gaming) | anti-money-laundering deficiencies | 2016 | USAO | $16,500,000 | ||
| Hong Kong Entertainment (Overseas) Investments, LTD. dba Tinian Dynasty Hotel & Casino | anti-money-laundering deficiencies | 2015 | USAO | $3,036,969 | ||
| Las Vegas Sands Corp. | Las Vegas Sands Corp. | entertainment | anti-money-laundering deficiencies | 2013 | USAO | $47,400,300 |
| Wachovia Bank N.A. | Wells Fargo | financial services | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
| The Bank of New York | Bank of New York Mellon | financial services | anti-money-laundering deficiencies | 2005 | USAO | $38,000,000 |
| U.S. Bancorp | U.S. Bancorp | financial services | anti-money-laundering deficiencies | 2018 | USAO | $453,000,000 |
| MoneyGram International Inc. | MoneyGram International | financial services | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $125,000,000 |
| Bank of Mingo | anti-money-laundering deficiencies | 2015 | USAO | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,200,000 | ||
| Ripple Labs Inc. | anti-money-laundering deficiencies | 2015 | USAO | $700,000 | ||
| Ocean Bank | anti-money-laundering deficiencies | 2011 | USAO | $10,988,136 | ||
| Bank Hapoalim B.M. | Bank Hapoalim | financial services | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
| Industrial Bank of Korea | Industrial Bank of Korea | financial services | anti-money-laundering deficiencies | 2020 | USAO | $51,000,000 |
| Cultural Resource Analysts, Inc.? | Archaeological Resources Protection Act | 2018 | USAO | $15,024 | ||
| Dannenbaum Engineering Corporation | campaign finance violation | 2019 | DOJ_CRIMINAL | $1,600,000 | ||
| Imperial Holdings Inc. | consumer protection violation | 2012 | USAO | $8,000,000 | ||
| Wal-Mart Stores, Inc. | Walmart | retailing | consumer protection violation | 2009 | NY-NCDA | $1,900,000 |
| United Parcel Service | United Parcel Service | freight and logistics | Controlled Substances Act violation | 2013 | USAO | $40,000,000 |
| Rochester Drug Co-Operative, Inc. | Rochester Drug Co-Operative | wholesalers | Controlled Substances Act violation | 2019 | USAO | $20,000,000 |
| Reckitt Benckiser Group plc | Reckitt Benckiser | household and personal care products | Controlled Substances Act violation | 2019 | USAO | $1,347,000,000 |
| CVS Pharmacy Inc. | CVS Health | retailing | Controlled Substances Act violation | 2010 | USAO | $77,600,000 |
| Natural Advantage LLC | Controlled Substances Act violation | 2020 | USAO | $1,938,650 | ||
| Williams Power Company Inc. | JPMorgan Chase | financial services | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
| American Electric Power | American Electric Power | utilities and power generation | data submission deficiencies | 2005 | DOJ_CRIMINAL | $30,000,000 |
| Genzyme Corporation | Sanofi | pharmaceuticals | drug or medical equipment safety violation | 2015 | FDA | $32,587,439 |
| B. Braun Medical Inc. | B. Braun Melsungen | medical equipment and supplies | drug or medical equipment safety violation | 2016 | FDA | $7,800,000 |
| GNC Holdings Inc. | Harbin Pharmaceutical Group | pharmaceuticals | drug or medical equipment safety violation | 2016 | FDA | $2,250,000 |
| Baxter Healthcare Corporation | Baxter International | medical equipment and supplies | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $18,158,000 |
| Aegerion Pharmaceuticals Inc. | Amryt Pharma | pharmaceuticals | drug or medical equipment safety violation | 2017 | DOJ_CIVIL | $35,000,000 |
| Meiko America Inc. | drug or medical equipment safety violation | 2016 | USAO | $76,063 | ||
| Animal Health International Inc. | Patterson | wholesalers | drug or medical equipment safety violation | 2020 | USAO | $52,802,203 |
| Pentax Medical Company | drug or medical equipment safety violation | 2020 | DOJ_CIVIL | $43,000,000 | ||
| Avanos Medical Inc. | drug or medical equipment safety violation | 2021 | DOJ_CIVIL | $22,228,000 | ||
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
| ING Bank N.V. | ING | financial services | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
| Barclays Bank PLC | Barclays | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
| ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | financial services | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
| Credit Suisse AG | Credit Suisse | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
| Lloyds TSB Bank PLC | Lloyds Banking Group | financial services | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
| Credit Agricole Corporate and Investment Bank (CACIB) | Credit Agricole | financial services | economic sanction violation | 2015 | USAO | $156,000,000 |
| Fokker Services B.V. | economic sanction violation | 2014 | USAO | $10,500,000 | ||
| Societe Generale S.A. | Societe Generale | financial services | economic sanction violation | 2018 | USAO | $717,200,000 |
| UniCredit Group | UniCredit | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
| National Oilwell Varco | NOV Inc. | oilfield services and supplies | economic sanction violation | 2016 | USAO | $25,000,000 |
| UniCredit Bank Austria AG | UniCredit | financial services | economic sanction violation | 2019 | NY-MANDA | $20,000,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2019 | NY-MANDA | $292,000,000 |
| Societe Generale | Societe Generale | financial services | economic sanction violation | 2018 | NY-MANDA | $162,800,000 |
| Credit Agricole Corporate and Investment Bank | Credit Agricole | financial services | economic sanction violation | 2015 | NY-MANDA | $156,000,000 |
| Commerzbank AG | Commerzbank | financial services | economic sanction violation | 2015 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $171,000,000 |
| HSBC Holdings plc | HSBC | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $187,500,000 |
| Standard Chartered Bank | Standard Chartered | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $113,500,000 |
| ING Bank, NV | ING | financial services | economic sanction violation | 2012 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $309,500,000 |
| Barclays plc | Barclays | financial services | economic sanction violation | 2010 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $149,000,000 |
| Credit Suisse AG | Credit Suisse | financial services | economic sanction violation | 2009 | NY-MANDA | $268,000,000 |
| Lloyds TSB Bank plc | Lloyds Banking Group | financial services | economic sanction violation | 2009 | NY-MANDA | $175,000,000 |
| SAP SE | SAP | information technology | economic sanction violation | 2021 | DOJ_NATSEC | $5,140,000 |
| Avnet Asia Pte. Ltd. | Avnet | wholesalers | economic sanction violation | 2021 | DOJ_NATSEC | $1,508,000 |
| British American Tobacco | British American Tobacco | tobacco | economic sanction violation | 2023 | DOJ_NATSEC | $629,000,000 |
| Gibson Guitar Corp. | Gibson Brands | miscellaneous manufacturing | environmental violation | 2012 | FWS | $350,000 |
| Sheffield Pharmaceuticals | environmental violation | 2016 | EPA | $1,000,000 | ||
| Wildcat Concrete Services Inc. | environmental violation | 2014 | USAO | $372,750 | ||
| CIMPSHIP Transportes Maritimos, S.A. | environmental violation | 2013 | USAO | $1,000,000 | ||
| Covanta Tulsa Renewable Energy LLC | EQT AB | private equity (including portfolio companies) | environmental violation | 2018 | EPA | $200,000 |
| Exide Technologies | Exide Technologies | miscellaneous energy products and systems | environmental violation | 2015 | USAO | $50,000,000 |
| Tacos de Mexico Inc. | environmental violation | 2009 | USAO | $26,565 | ||
| Parkway Village Equity Corp. | environmental violation | 2008 | USAO | $490,000 | ||
| Holy Spirit Association for the Unification of World Christianity | environmental violation | 2007 | USAO | $500,000 | ||
| Operations Management International, Inc. | Jacobs Solutions | construction and engineering | environmental violation | 2006 | USAO | $2,000,000 |
| Rockwater Northeast LLC | environmental violation | 2020 | USAO | $2,000,000 | ||
| Select Energy Services, Inc. | Select Energy Services Inc. | oilfield services and supplies | environmental violation | 2020 | USAO | $2,300,000 |
| Academi LLC | Constellis | miscellaneous services | export control violation | 2012 | USAO | $7,500,000 |
| United Technologies Corporation | Raytheon Technologies | aerospace and military contracting | export control violation | 2012 | USAO | $75,000,000 |
| Sirchie Acquisition Co. LLC | export control violation | 2010 | USAO | $12,600,000 | ||
| Airbus SE | Airbus | aerospace and military contracting | export control violation | 2020 | DOJ_CRIMINAL | $527,224,475 |
| Essentra FZE Company Limited | export control violation | 2020 | DOJ_NATSEC | $665,112 | ||
| Gallup Organization | False Claims Act and related | 2013 | DOJ_CIVIL | $10,550,000 |
