Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.
| Company | Current Parent | Current Parent Industry | Primary Offense Type | Year | Agency | Penalty Amount  |
|---|---|---|---|---|---|---|
| Jerry Stokes Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
| Emera Energy Incorporated | energy market violation | 2020 | FERC | $5,000 | ||
| Boston Donuts | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Boston Donuts | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Complete Grounds Care, Inc. | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Traditions Home Health Services, LLC. | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Seaborne Virgin Island Inc. | aviation safety violation | 2020 | FAA | $5,000 | ||
| Hangar 8 Spray Service LLC | aviation safety violation | 2020 | FAA | $5,000 | ||
| Malkiat Singh | motor vehicle safety violation | 2020 | FMCSA | $5,000 | ||
| Health Center, Inc. | consumer protection violation | 2020 | FTC | $5,000 | ||
| H. A. Richard & Sons, Inc. | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Southend Liquors/ NeN Liquors LLC | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Priority Wealth Advisors, Inc. | investor protection violation | 2020 | AZ-CC | $5,000 | ||
| California Health and Wellness Plan | insurance violation | 2020 | CA-MHC | $5,000 | ||
| Kaiser Foundation Health Plan, Inc. dba Kaiser Permanente | Kaiser Permanente | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Blue Cross of California dba Anthem Blue Cross | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Health Net Community Solutions, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Blue Cross of California dba Anthem Blue Cross | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Better Mortgage Corporation | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Reali Loans, Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Bacchus Capital, LP | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| SK Global Investment, Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| US Direct Lender | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Mortgage Solutions FCS Inc | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| P-Square Investments LLC | consumer protection violation | 2020 | CT-BKG | $5,000 | ||
| Stevison Capital Management Inc. | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
| DAAS LLC | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
| Power Supplies & Equipment Ltd. | investor protection violation | 2020 | GA-SEC | $5,000 | ||
| FCFS KY, Inc. dba Mister Money dba First Cash Pawn | consumer protection violation | 2020 | KY-FIN | $5,000 | ||
| Solium Financial Services, LLC | Morgan Stanley | financial services | investor protection violation | 2020 | ME-SEC | $5,000 |
| ASI Capital, LLC et al. | investor protection violation | 2020 | MI-SEC | $5,000 | ||
| Hiscox Insurance Company Inc. | insurance violation | 2020 | MN-FIN | $5,000 | ||
| BKL Holdings, Inc. d/b/a License Coach | consumer protection violation | 2020 | MN-FIN | $5,000 | ||
| Horace Mann Insurance Co. | Horace Mann Educators Corp. | financial services | insurance violation | 2020 | MN-FIN | $5,000 |
| Progressive Casualty Insurance Company | Progressive | financial services | insurance violation | 2020 | MN-FIN | $5,000 |
| Continental General Insurance Company | insurance violation | 2020 | MN-FIN | $5,000 | ||
| The Source | investor protection violation | 2020 | NC-SEC | $5,000 | ||
| White Birch Brewing LLC | investor protection violation | 2020 | NH-BSR | $5,000 | ||
| Consumer Needs | consumer protection violation | 2020 | OR-FIN | $5,000 | ||
| Qualified Insurance Services | insurance violation | 2020 | OR-FIN | $5,000 | ||
| Fidelity Home Mortgage LLC | consumer protection violation | 2020 | OR-FIN | $5,000 | ||
| Charter Oak Fire Insurance Company | insurance violation | 2020 | TX-INS | $5,000 | ||
| Knight Insurance Agency Solutions, LLC | insurance violation | 2020 | TX-INS | $5,000 | ||
| Vaught Insurance Services Inc | insurance violation | 2020 | TX-INS | $5,000 | ||
| Challenger Wealth Management | investor protection violation | 2020 | TX-SEC | $5,000 | ||
| U.S. Law Shield of Virginia, Inc. | insurance violation | 2020 | VA-INS | $5,000 | ||
| SNC Capital Management Corporation d/b/a RCM Securities | investor protection violation | 2020 | VA-SEC | $5,000 | ||
| Next Financial Group, Inc. | Atria Wealth Solutions | financial services | investor protection violation | 2020 | VA-SEC | $5,000 |
| Unitedhealthcare Of Washington Inc | UnitedHealth Group | healthcare services | insurance violation | 2020 | WA-INS | $5,000 |
| USI Insurance Services LLC | insurance violation | 2020 | WA-INS | $5,000 | ||
| American Commerce Insurance Company | insurance violation | 2020 | WA-INS | $5,000 | ||
| Northwest Podiatric Lab Inc | insurance violation | 2020 | WA-INS | $5,000 | ||
| Federated Mutual Insurance Company | insurance violation | 2020 | WA-INS | $5,000 | ||
| Brown and Riding Insurance Services Inc. | insurance violation | 2020 | AK-INS | $5,000 | ||
| Rock'n M Cattle | agribusiness violation | 2020 | AMS | $5,000 | ||
| Franchise Credit, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| The Home Lending Group, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| SCG Lending, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Arcstone Financial Inc. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| All County Capital Corp. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Ascendum Solutions LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| MAC Funding Corp. | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| BOK Financial Securities, Inc. | BOK Financial | financial services | insurance violation | 2020 | CA-INS | $5,000 |
| RootMD, Inc. | consumer protection violation | 2020 | CA-LACA | $5,000 | ||
| Timemark, Inc. | consumer protection violation | 2020 | CFPB | $5,000 | ||
| Oregon Coast Scenic Railroad | environmental violation | 2020 | EPA | $5,000 | ||
| Reali Loans, Inc. | consumer protection violation | 2020 | FL-OFR | $5,000 | ||
| Arends & Sons Construction | workplace safety or health violation | 2020 | IA-AG | $5,000 | ||
| eHealthInsurance Services, Inc. | insurance violation | 2020 | IA-INS | $5,000 | ||
| Faith Realty & Auction Services | consumer protection violation | 2020 | IL-BKG | $5,000 | ||
| Henry Construction LLC | consumer protection violation | 2020 | KS-AG | $5,000 | ||
| H. A. Richard & Sons, Inc. | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| Southend Liquors/ NeN Liquors LLC | wage and hour violation | 2020 | MA-AG | $5,000 | ||
| CA Certificate Service LLC | consumer protection violation | 2020 | MI-AG | $5,000 | ||
| Students Loan Services, LLC | consumer protection violation | 2020 | ND-AG | $5,000 | ||
| Kovack Securities Inc. | insurance violation | 2020 | NY-DFS | $5,000 | ||
| Randomwalk Innovations, LLC | investor protection violation | 2020 | SC-SEC | $5,000 | ||
| Aetna Network Services LLC | CVS Health | retailing | insurance violation | 2020 | SD-INS | $5,000 |
| EBSO, Inc. | insurance violation | 2020 | SD-INS | $5,000 | ||
| UnitedHealthcare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2020 | UT-INS | $5,000 |
| UnitedHealthcare Insurance Co. | UnitedHealth Group | healthcare services | insurance violation | 2020 | UT-INS | $5,000 |
| Fidelity Title Services, LLC | insurance violation | 2020 | UT-INS | $5,000 | ||
| Reliance Title & Settlement, LLC | insurance violation | 2020 | VA-INS | $5,000 | ||
| Crestbrook Insurance Co. | Nationwide | financial services | insurance violation | 2020 | WA-INS | $5,000 |
| Cincinnati Insurance Co. | Cincinnati Financial | financial services | insurance violation | 2020 | WA-INS | $5,000 |
| Guardian Life Insurance Company of America | Guardian Life Insurance | financial services | insurance violation | 2020 | WA-INS | $5,000 |
| Security National Insurance Co. | Zurich Insurance | financial services | insurance violation | 2020 | WA-INS | $5,000 |
| Privilege Underwriters Reciprocal Exchange | Tokio Marine | financial services | insurance violation | 2020 | WA-INS | $5,000 |
| Groninger & Co Inc Superior Underwriters | insurance violation | 2020 | AK-INS | $5,000 | ||
| Griffin Underwriting Services | insurance violation | 2020 | AK-INS | $5,000 | ||
| Jones Potato Chip Co. | agribusiness violation | 2020 | AMS | $5,000 | ||
| Sync Funding LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Bright Light Capital Advisor, Inc. | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
| Benzer Franchising, LLC | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
| Lendtuit, LLC | consumer protection violation | 2020 | CA-DFPI | $5,000 | ||
| Sportball Systems USA, LLC | investor protection violation | 2020 | CA-DFPI | $5,000 | ||
| California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Vision Service Plan | insurance violation | 2020 | CA-MHC | $5,000 | ||
| Blue Cross of California | Elevance Health | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| California Physicians' Service | California Physicians' Service | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
| Health Net of California, Inc. | Centene | healthcare services | insurance violation | 2020 | CA-MHC | $5,000 |
