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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Aegon
Ownership Structure: publicly traded (ticker symbol NYSE: AEG)
Headquartered in: Netherlands
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$391,572,526
Number of records: 71
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$261,372,74257
financial offenses$120,924,20310
employment-related offenses$9,270,1433
environment-related offenses$5,4381
Top 5 Primary Offense TypesPenalty TotalNumber of Records
consumer protection violation$195,000,0001
investor protection violation$120,924,20310
insurance violation$66,372,74256
benefit plan administrator violation$9,200,0002
wage and hour violation$70,1431
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
MONUMENTAL LIFE INSURANCE COinsurance violation2001VA-INS$5,000
Monumental Life Insurance Co.insurance violation2003MS-INS$24,351
Monumental Life Insurance Companyinsurance violation2003MULTI-FIN$37,000,000
Transamerica Occidentalair pollution violation2003CA-SCAQMD$5,438
Life Investors Insurance Company of Americainsurance violation2004FL-OFR$11,000
World Group Securities, Inc.investor protection violation2004ID-SEC$15,000
World Group Securities, Inc.investor protection violation2004FINRA$150,000
Life Investors Insurance Company of Americainsurance violation2006FL-OFR$53,000
World Group Securities, Inc.investor protection violation2006MO-SEC$228,600
LIFE INVESTORS INSURANCE COMPANY OF AMERICAinsurance violation2006VA-INS$29,000
Monumental Life Insurance Companyinsurance violation2008NJ-DBI$250,000
Monumental Life Insurance Co.insurance violation2009MO-INS$26,001
Transamerica Life Insurance Companyinsurance violation2009OR-FIN$25,000
World Group Securities, Inc.investor protection violation2010SEC$200,000
World Group Securities, Inc.investor protection violation2010AZ-CC$853,501
Monumental Life Insurance Co.insurance violation2011MD-INS$9,000
Transamerica Life Insurance Co.insurance violation2011MD-INS$5,000
Transamerica Life Insurance Co.insurance violation2012CO-INS$6,270
Transamerica Life Insurance Co. et al.insurance violation2012MN-FIN$50,000
Transamerica Life Insurance Co.insurance violation2013MA-AG$1,330,000
Transamerica Insurance Co.insurance violation2013MULTI-AG$11,200,000
Transamerica Financial Life Insurance Companyinsurance violation2013NY-DFS$852,418
Transamerica Premier Life Insurance Companyinsurance violation2013WA-INS$150,000
Transamerica Financial Advisorsinvestor protection violation2014SEC$1,107,248
Transamerica Life Insurance Co. et al.insurance violation2014MN-FIN$2,500,000
Transamerica Life Insurance Companyinsurance violation2014UT-INS$45,000
Transamerica Casualty Insurance Companyinsurance violation2014WA-INS$20,000
Transamerica Life Insurance Companywage and hour violation2015WHD$70,143
Monumental Life Insurance Co.insurance violation2015AZ-DIFI$57,000
Transamerica Premier Life Insurance Co.insurance violation2015MD-INS$11,800
Transamerica Life Insurance Co.insurance violation2015MD-INS$16,300
Transamerica Premier Life Insurance Co.insurance violation2015MN-FIN$5,000
Transamerica Casualty Insurance Companyinsurance violation2015WA-INS$10,000
Transamerica Corporationbenefit plan administrator violation2016private lawsuit-federal$3,800,000
Transamerica Premier Life Insurance Companyinsurance violation2016NJ-DBI$75,000
Transamerica Life Insurance Companyinsurance violation2016SD-INS$15,000
Transamerica Life Insurance Companyinsurance violation2016WA-INS$5,000
Transamerica Life Insurance Co.insurance violation2017ID-INS$5,000
Transamerica Life Insurance Co.insurance violation2017MD-INS$8,300
Transamerica Casualty Insurance Companyinsurance violation2017MULTI-FIN$3,000,000
AEGON USA Investment Management LLC et al.investor protection violation2018SEC$97,600,000
Transamerica Premier Life Insurance Co.insurance violation2018MA-AG$19,647
Transamerica Premier Life Insurance Co.insurance violation2018MN-FIN$40,000
Transamerica Financial Life Insurance Companyinsurance violation2018NY-DFS$1,345,136
Transamerica Life Insurance Companyinsurance violation2018SD-INS$10,000
Transamerica Financial Advisors, Inc.investor protection violation2019SEC$6,023,072
Transamerica Life Insurance Companyinsurance violation2019MD-INS$184,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co.insurance violation2019MN-FIN$100,000
Transamerica Life Insurance Co.insurance violation2019MO-INS$6,000
Transamerica Life Insurance Co.insurance violation2019MO-INS$5,000
Transamerica Premier Life Insurance Co.insurance violation2019MO-INS$5,000
Transamerica Life Insurance Co.insurance violation2019MO-INS$26,000
Transamerica Premier Life Insurance Co.insurance violation2019MO-INS$36,000
Transamerica Life Insurance Companyinsurance violation2019NJ-DBI$5,942,519
Transamerica Life Insurance Companyinsurance violation2019SD-INS$30,000
Transamerica Life Insurance Companyinsurance violation2019WA-INS$15,000
Transamerica Life Insurance Companyconsumer protection violation2019private lawsuit-federal$195,000,000
Transamerica Asset Management, Inc.investor protection violation2020SEC$5,946,782
Transamerica Financial Advisors, Inc.investor protection violation2020FINRA$8,800,000
Transamerica Life Insurance Companyinsurance violation2020CT-INS$10,000
Transamerica Financial Life Insurance Companyinsurance violation2020NY-DFS$750,000
Transamerica Life Insurance Companyinsurance violation2020NJ-DBI$137,000
TRANSAMERICA LIFE INSURANCE COMPANYinsurance violation2021MO-INS$11,000
Transamerica Premier Life Insurance Companyinsurance violation2021VT-FIN$84,000
Transamerica Life Insurance Co.insurance violation2021WA-INS$30,000
Transamerica Corporationbenefit plan administrator violation2021private lawsuit-federal$5,400,000
Transamerica Life Insurance Companyinsurance violation2022NE-DOI$25,000
Transamerica Life Insurance Co.insurance violation2022MN-FIN$500,000
Transamerica Life Insurance Companyinsurance violation2023MD-INS$102,000
TRANSAMERICA LIFE INSURANCE COMPANYinsurance violation2023WA-INS$40,000
Transamerica Financial Life Insurance Companyinsurance violation2023NY-DFS$120,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.