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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Alcoa
Ownership Structure: publicly traded (ticker symbol AA)
Headquartered in: New York
Major Industry: metals
Specific Industry: metals
Penalty total since 2000$729,909,210
Number of records: 149
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$384,000,0002
environment-related offenses$343,907,74233
safety-related offenses$1,656,840103
employment-related offenses$344,62811
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$343,907,74233
workplace safety or health violation$1,646,340101
labor relations violation$263,6289
employment discrimination$75,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort iconPenalty Amount
ALCOA INC.labor relations violation2009NLRB$72,753
Alcoa, Inc.labor relations violation2009NLRB$80,000
Alcoa, Inc.labor relations violation2007NLRB$34,875
Alcoa, Inc.labor relations violation2006NLRB$12,000
Alcoa, Inc.labor relations violation2005NLRB$5,000
Alcoa, Inc.labor relations violation2004NLRB$19,000
Alcoa, Inc.labor relations violation2004NLRB$15,000
Alcoa, Inc.labor relations violation2004NLRB$18,000
Alcoa Arkansas Operations Milllabor relations violation2002NLRB$7,000
ALCOA PRIMARY METALSworkplace safety or health violation2000OSHA$7,000
ALCOA PRIMARY METALSworkplace safety or health violation2004OSHA$6,250
ALCOA WHEEL & FORGED PRODUCTSworkplace safety or health violation2003OSHA$5,000
ALCOA EASTALCO WORKSworkplace safety or health violation2004OSHA$8,200
ALUMINUM COMPANY OF AMERICAworkplace safety or health violation2005OSHA$5,981
ALUMINUM COMPANY OF AMERICAworkplace safety or health violation2005OSHA$6,302
ALCOA POWER GENERATING INC.workplace safety or health violation2005OSHA$6,300
ALCOA WHEEL PRODUCTSworkplace safety or health violation2006OSHA$6,050
ALCOA INCworkplace safety or health violation2006OSHA$6,250
ALCOAworkplace safety or health violation2006OSHA$5,000
ALCOAworkplace safety or health violation2007OSHA$16,250
ALCOA, INC.workplace safety or health violation2007OSHA$5,400
ALCOAworkplace safety or health violation2012OSHA$15,000
ALCOA MASSENA OPERATIONSworkplace safety or health violation2013OSHA$12,000
ALCOA ENGINEERED STRUCTURESworkplace safety or health violation2014OSHA$12,600
REYNOLDS METALS SUBSIDIARY OF ALCOA PRIMARY METALS, LAKE CHARLES CARBON PLANTworkplace safety or health violation2014OSHA$14,000
ALCOA CORPORATIONworkplace safety or health violation2017OSHA$8,000
ALCOA USA CORPORATIONworkplace safety or health violation2018OSHA$17,207
INTALCO ALUMINUM LLCworkplace safety or health violation2018OSHA$12,000
INTALCO ALUMINUM LLCworkplace safety or health violation2018OSHA$6,000
INTALCO ALUMINUM LLCworkplace safety or health violation2019OSHA$12,000
INTALCO ALUMINUM LLCworkplace safety or health violation2020OSHA$7,700
Alcoa Inc.Foreign Corrupt Practices Act2014SEC$161,000,000
Alcoa World Alumina LLCenvironmental violation2018TX-ENV$18,180
Alcoa World Alumina LLCenvironmental violation2017TX-ENV$25,000
Alcoa World Alumina LLCenvironmental violation2010TX-ENV$16,560
Alcoa World Alumina LLCenvironmental violation2009TX-ENV$5,000
Alcoa World Alumina LLCenvironmental violation2009TX-ENV$96,360
Alcoa World Alumina LLCenvironmental violation2007TX-ENV$44,426
ALCOA WORLD ALUMINAenvironmental violation2002TX-ENV$15,625
ALCOA WORLD ALUMINAenvironmental violation2001TX-ENV$145,120
REYNOLDS METALS COMPANY - SHERWIN PLANTenvironmental violation2001TX-ENV$206,060
Intalco Aluminum Corp Ferndaleenvironmental violation2019WA-ENV$27,500
Intalco Aluminum Corpenvironmental violation2017WA-ENV$32,500
ALCOA INCenvironmental violation2015WA-ENV$36,000
ALCOA INC WENATCHEE WORKSenvironmental violation2014WA-ENV$6,000
ALCOA INC WENATCHEE WORKSenvironmental violation2012WA-ENV$8,000
ALCOA INC WENATCHEE WORKSenvironmental violation2007WA-ENV$22,750
Intalco Aluminum Corp Ferndaleenvironmental violation2004WA-ENV$5,300
Reynolds Metals Co.Family and Medical Leave Act2006WHD$6,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.