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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Alcoa
Ownership Structure: publicly traded (ticker symbol AA)
Headquartered in: New York
Major Industry: metals
Specific Industry: metals
Penalty total since 2000: $729,909,210
Number of records: 149
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$384,000,0002
environment-related offenses$343,907,74233
safety-related offenses$1,656,840103
employment-related offenses$344,62811
Top 5 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$343,907,74233
workplace safety or health violation$1,646,340101
labor relations violation$263,6289
employment discrimination$75,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort iconAgencyPenalty Amount
ALCOA PRIMARY METALSworkplace safety or health violation2000OSHA$7,000
ALUMINUM COMPANY OF AMERICA (ALCOA)environmental violation2000EPA$2,400,000
ALCOA, INC.environmental violation2000EPA$15,413
ALCOA WORLD ALUMINAenvironmental violation2001TX-ENV$145,120
REYNOLDS METALS COMPANY - SHERWIN PLANTenvironmental violation2001TX-ENV$206,060
REYNOLDS METALS COMPANYenvironmental violation2001EPA$24,460
Alcoa Arkansas Operations Milllabor relations violation2002NLRB$7,000
Reynolds Metals Companyrailroad safety violation2002FRA$5,250
Reynolds Metals Companyrailroad safety violation2002FRA$5,250
Reynolds Metals Co.environmental violation2002AZ-AG$2,000,000
Reynolds Metal Companyenvironmental violation2002AL-ENV$20,000
ALCOA WORLD ALUMINAenvironmental violation2002TX-ENV$15,625
ALUMINUM COMPANY OF AMERICA, INC. (ALCOAenvironmental violation2002EPA$2,550,000
Alcoa World Alumina LLCworkplace safety or health violation2002MSHA$5,280
Alcoa World Alumina LLCworkplace safety or health violation2002MSHA$14,500
Alcoa Inc.environmental violation2003EPA$334,000,000
Reynolds Metals Companyemployment discrimination2003EEOC$75,000
ALCOA WHEEL & FORGED PRODUCTSworkplace safety or health violation2003OSHA$5,000
Alcoa World Alumina LLCworkplace safety or health violation2003MSHA$5,800
Alcoa, Inc.labor relations violation2004NLRB$19,000
Alcoa, Inc.labor relations violation2004NLRB$15,000
Alcoa, Inc.labor relations violation2004NLRB$18,000
Intalco Aluminum Corp Ferndaleenvironmental violation2004WA-ENV$5,300
ALCOA PRIMARY METALSworkplace safety or health violation2004OSHA$6,250
ALCOA EASTALCO WORKSworkplace safety or health violation2004OSHA$8,200
Alcoa World Alumina LLCworkplace safety or health violation2004MSHA$5,500
Alcoa World Alumina LLCworkplace safety or health violation2004MSHA$5,800
Alcoa, Inc.labor relations violation2005NLRB$5,000
ALUMINUM COMPANY OF AMERICAworkplace safety or health violation2005OSHA$5,981
ALUMINUM COMPANY OF AMERICAworkplace safety or health violation2005OSHA$6,302
ALCOA POWER GENERATING INC.workplace safety or health violation2005OSHA$6,300
Reynolds Metals Co.Family and Medical Leave Act2006WHD$6,000
Alcoa, Inc.labor relations violation2006NLRB$12,000
ALCOA WHEEL PRODUCTSworkplace safety or health violation2006OSHA$6,050
ALCOA INCworkplace safety or health violation2006OSHA$6,250
ALCOAworkplace safety or health violation2006OSHA$5,000
Alcoa World Alumina LLCworkplace safety or health violation2006MSHA$5,342
Alcoa, Inc.labor relations violation2007NLRB$34,875
Alcoa World Alumina LLCenvironmental violation2007TX-ENV$44,426
ALCOA INC WENATCHEE WORKSenvironmental violation2007WA-ENV$22,750
ALCOAworkplace safety or health violation2007OSHA$16,250
ALCOA, INC.workplace safety or health violation2007OSHA$5,400
Alcoa Incenvironmental violation2007EPA$35,900
ALCOA, INC.environmental violation2007EPA$1,631,996
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$48,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$11,600
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$157,400
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$60,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$60,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$60,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$60,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$48,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$5,961
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$6,996
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$43,200
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$8,349
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$27,000
Alcoa World Alumina LLCworkplace safety or health violation2007MSHA$6,567
ALCOA INCenvironmental violation2008EPA$63,000
Alcoa World Alumina LLCworkplace safety or health violation2008MSHA$25,163
ALCOA INC.labor relations violation2009NLRB$72,753
Alcoa, Inc.labor relations violation2009NLRB$80,000
Reynolds Metals Companyenvironmental violation2009AR-ENV$6,375
Alcoa World Alumina LLCenvironmental violation2009TX-ENV$5,000
Alcoa World Alumina LLCenvironmental violation2009TX-ENV$96,360
Alcoa World Alumina LLCworkplace safety or health violation2009MSHA$5,080
Alcoa World Alumina LLCworkplace safety or health violation2009MSHA$6,458
Reynolds Metals Companyenvironmental violation2010AR-ENV$10,000
Alcoa World Alumina LLCenvironmental violation2010TX-ENV$16,560
Alcoa World Alumina LLCworkplace safety or health violation2010MSHA$5,961
Alcoa World Alumina LLCworkplace safety or health violation2010MSHA$15,570
Alcoa World Alumina LLCworkplace safety or health violation2010MSHA$19,794
Alcoa World Alumina LLCworkplace safety or health violation2010MSHA$8,894
Alcoa World Alumina LLCworkplace safety or health violation2011MSHA$5,961
ALCOA INC WENATCHEE WORKSenvironmental violation2012WA-ENV$8,000
ALCOAworkplace safety or health violation2012OSHA$15,000
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$5,080
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$16,867
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$16,867
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$11,306
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$11,306
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$5,080
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$5,503
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$7,578
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$5,503
Alcoa World Alumina LLCworkplace safety or health violation2012MSHA$5,503
ALCOA MASSENA OPERATIONSworkplace safety or health violation2013OSHA$12,000
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$6,458
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$7,707
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$21,442
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$6,458
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$34,652
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$6,062
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$7,578
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$7,578
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$18,583
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$18,583
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$23,229
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$12,248
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$14,373
Alcoa World Alumina LLCworkplace safety or health violation2013MSHA$16,867
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.