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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$1,744,267,220	16
competition-related offenses	$844,227,272	4
consumer-protection-related offenses	$511,364,856	230
employment-related offenses	$65,165,940	5
government-contracting-related offenses	$59,018,920	3

Top 5 Primary Offense Types	Penalty Total	Number of Records
investor protection violation	$1,623,560,000	10
price-fixing or anti-competitive practices	$844,227,272	4
insurance violation	$290,054,856	225
discriminatory practices (non-employment)	$220,100,000	2
accounting fraud or deficiencies	$115,000,000	3

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
Variable Annuity Life Insurance Company	insurance violation	2017	NY-DFS	$25,000
Variable Annuity Life Insurance Company	insurance violation	2021	NY-DFS	$230,820
VALIC Financial Advisors, Inc.	investor protection violation	2016	FINRA	$1,750,000
VALIC Financial Advisors Inc.	investor protection violation	2020	SEC	$39,900,000
United States Life Insurance Company in the City of New York	consumer protection violation	2011	MA-AG	$760,000
United States Life Insurance Company In the City of New York	insurance violation	2011	MD-INS	$5,000
United States Life Insurance Company In the City of New York	insurance violation	2014	MD-INS	$25,000
United States Life Insurance Company in the City of New York	insurance violation	2017	NY-DFS	$873,918
United States Life Insurance Company in the City of New York	insurance violation	2006	OR-FIN	$20,000
The United States Life Insurance Company In the City of New York	insurance violation	2012	MD-INS	$75,000
The United States Life Insurance Company	insurance violation	2019	NY-DFS	$171,902
The Insurance Company of the State of Pennsylvania	consumer protection violation	2015	MA-AG	$430,000
The Insurance Company of the State of Pennsylvania	insurance violation	2010	ME-INS	$11,111
The Insurance Company of the State of Pennsylvania	insurance violation	2007	OR-FIN	$10,000
The Insurance Company of the State of Pennsylvania	insurance violation	2009	TX-INS	$7,500
The Insurance Company of the State of Pennsylvania	insurance violation	2014	TX-INS	$8,397
The Insurance Company of the State of Pennsylvania	insurance violation	2014	TX-INS	$6,500
The Insurance Company of the State of Pennsylvania	insurance violation	2016	TX-INS	$18,000
The Insurance Company of the State of Pennsylvania	insurance violation	2017	TX-INS	$44,000
The Insurance Company of the State of Pennsylvania	insurance violation	2017	TX-INS	$5,300
The Insurance Company of the State of Pennsylvania	insurance violation	2018	TX-INS	$8,400
The Insurance Company of the State of Pennsylvania	insurance violation	2019	TX-INS	$9,000
SUNAMERICA SECURITIES, INC.	investor protection violation	2006	VA-SEC	$10,000
SunAmerica Securities, Inc.	investor protection violation	2009	FINRA	$300,000
SunAmerica Securities, Inc.	investor protection violation	2005	FINRA	$2,500,000
SunAmerica Securities, Inc.	investor protection violation	2004	FINRA	$100,000
New Hampshire Insurance Company	insurance violation	2002	MA-INS	$639,576
New Hampshire Insurance Company	insurance violation	2015	NY-DFS	$100,000
New Hampshire Insurance Company	insurance violation	2012	OR-FIN	$30,000
New Hampshire Insurance Company	insurance violation	2013	SD-INS	$5,000
New Hampshire Insurance Company	insurance violation	2014	SD-INS	$5,000
New Hampshire Insurance Company	insurance violation	2009	TX-INS	$7,500
New Hampshire Insurance Company	insurance violation	2010	TX-INS	$175,000
New Hampshire Insurance Company	insurance violation	2010	TX-INS	$40,000
New Hampshire Insurance Company	insurance violation	2011	TX-INS	$5,000
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$16,000
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$18,096
New Hampshire Insurance Company	insurance violation	2012	TX-INS	$16,000
New Hampshire Insurance Company	insurance violation	2014	TX-INS	$29,981
New Hampshire Insurance Company	insurance violation	2014	TX-INS	$89,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$19,500
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$34,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$7,000
New Hampshire Insurance Company	insurance violation	2015	TX-INS	$8,500
New Hampshire Insurance Company	insurance violation	2016	TX-INS	$12,500
New Hampshire Insurance Company	insurance violation	2016	TX-INS	$6,000
New Hampshire Insurance Company	insurance violation	2017	TX-INS	$5,000
New Hampshire Insurance Company	insurance violation	2017	TX-INS	$38,000
New Hampshire Insurance Company	insurance violation	2019	TX-INS	$7,500
New Hampshire Insurance Company	insurance violation	2019	TX-INS	$30,000
NEW HAMPSHIRE INSURANCE COMPANY	insurance violation	2020	WA-INS	$15,000
New Hampshire Insurance Company	insurance violation	2021	TX-INS	$5,500
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$6,500
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$30,000
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$16,500
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$8,000
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$17,500
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$12,000
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$27,000
New Hampshire Insurance Company	insurance violation	2022	TX-INS	$40,000
New Hampshire Insurance Company	insurance violation	2023	TX-INS	$5,500
New Hampshire Insurance Company	insurance violation	2023	TX-INS	$10,000
New Hampshire Insurance Company	insurance violation	2023	TX-INS	$9,500
New Hampshire Insurance Company	insurance violation	2023	TX-INS	$17,000
New Hampshire Insurance Co.	insurance violation	2012	CA-INS	$142,500
New Hampshire Insurance Co.	insurance violation	2002	FL-OFR	$5,400
New Hampshire Insurance Co.	insurance violation	2000	KS-INS	$10,375
New Hampshire Insurance Co.	insurance violation	2010	ME-INS	$11,111
New Hampshire Insurance Co.	insurance violation	2018	MO-INS	$11,000
New Hampshire Insurance Co.	insurance violation	2020	TX-INS	$7,000
New Hampshire Insurance Co.	insurance violation	2020	TX-INS	$16,500
New Hampshire Insurance Co.	insurance violation	2020	TX-INS	$9,500
New Hampshire Insurance Co.	insurance violation	2020	TX-INS	$5,500
New Hampshire Insurance Co.	insurance violation	2021	TX-INS	$6,200
New Hampshire Insurance Co.	insurance violation	2021	TX-INS	$7,500
New Hampshire Insurance Co.	insurance violation	2021	TX-INS	$15,000
New Hampshire Insurance Co.	insurance violation	2021	TX-INS	$6,000
New Hampshire Insurance Co.	insurance violation	2022	AK-INS	$7,500
New Hampshire Insurance Co.	insurance violation	2023	TX-INS	$5,500
National Union Fire Insurance Company of Pittsburgh, Pennsylvania et al.	insurance violation	2020	MD-INS	$20,000
National Union Fire Insurance Company of Pittsburgh, Pennsylvania	insurance violation	2000	KS-INS	$10,375
National Union Fire Insurance Company of Pittsburgh, Pennsylvania	insurance violation	2019	VA-INS	$28,806
National Union Fire Insurance Company of Pittsburgh, PA. et al.	insurance violation	2020	WA-INS	$20,000
National Union Fire Insurance Company of Pittsburgh, PA. et al.	insurance violation	2021	NY-DFS	$50,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2009	ID-INS	$5,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2010	ID-INS	$15,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2001	MN-FIN	$7,500
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2010	MN-FIN	$100,000
National Union Fire Insurance Company of Pittsburgh, Pa.	insurance violation	2012	MN-FIN	$2,731,385
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2003	FL-OFR	$62,250
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2006	FL-OFR	$12,100
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2007	FL-OFR	$240,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2010	IN-INS	$200,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2015	MD-INS	$20,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2016	MD-INS	$18,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2010	NH-INS	$100,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2015	NY-DFS	$250,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2006	OR-FIN	$30,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2009	OR-FIN	$65,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2016	SC-INS	$90,000
National Union Fire Insurance Company of Pittsburgh, PA	insurance violation	2011	VA-INS	$10,000