Basic Search
|
Summaries
|
Advanced Search
Violation Tracker Current Parent Company Summary
Current Parent Company Name: BNP Paribas
Ownership Structure: publicly traded
Headquartered in: France
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $10,363,464,666
Number of records: 23
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $9,164,773,000 | 10 |
| competition-related offenses | $1,115,666,666 | 10 |
| government-contracting-related offenses | $80,000,000 | 1 |
| miscellaneous offenses | $3,025,000 | 2 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| economic sanction violation | $8,973,600,000 | 3 |
| price-fixing or anti-competitive practices | $1,115,666,666 | 10 |
| investor protection violation | $116,390,000 | 5 |
| False Claims Act and related | $80,000,000 | 1 |
| tax violations | $59,783,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Company  | Primary Offense Type | Year | Agency | Penalty Amount |
| BNP Paribas | False Claims Act and related | 2014 | DOJ_CIVIL | $80,000,000 |
| BNP Paribas | economic sanction violation | 2014 | NY-DFS | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,240,000,000 |
| BNP Paribas | investor protection violation | 2022 | CFTC | $6,000,000 |
| BNP Paribas | investor protection violation | 2023 | CFTC | $75,000,000 |
| BNP Paribas (Suisse) SA | tax violations | 2015 | DOJ_TAX | $59,783,000 |
| BNP Paribas Commodity Futures, Ltd. | data submission deficiencies | 2008 | CFTC | $25,000 |
| BNP Paribas Group | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $115,000,000 |
| BNP Paribas S.A. | economic sanction violation | 2015 | DOJ_CRIMINAL | $8,973,600,000 |
| BNP Paribas S.A. | price-fixing or anti-competitive practices | 2017 | FED | $246,000,000 |
| BNP Paribas S.A. | economic sanction violation | 2014 | NY-MANDA | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,243,400,000 |
| BNP Paribas S.A. | price-fixing or anti-competitive practices | 2017 | NY-DFS | $350,000,000 |
| BNP Paribas SA | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $33,500,000 |
| BNP Paribas SA | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $8,000,000 |
| BNP Paribas Securities | investor protection violation | 2015 | CFTC | $140,000 |
| BNP Paribas Securities Corp. | price-fixing or anti-competitive practices | 2018 | CFTC | $90,000,000 |
| BNP Paribas Securities Corp. | investor protection violation | 2020 | SEC | $250,000 |
| BNP Paribas Securities Corp. | price-fixing or anti-competitive practices | 2020 | private lawsuit-federal | $20,833,333 |
| BNP Paribas Securities Corp. | investor protection violation | 2023 | SEC | $35,000,000 |
| BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. | anti-money-laundering deficiencies | 2019 | FINRA | $15,000,000 |
| BNP Paribas USA Inc. | price-fixing or anti-competitive practices | 2018 | DOJ_ANTITRUST | $90,000,000 |
| BNP Paribas, S.A. | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $7,000,000 |
| BNP ParibasSA | price-fixing or anti-competitive practices | 2016 | private lawsuit-federal | $155,333,333 |
| Cinergy Marketing & Trading, LP | data submission deficiencies | 2004 | CFTC | $3,000,000 |
