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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort icon . Penalty Amount
Johnson Controls Battery Group, Inc.Family and Medical Leave Act2016WHD$7,002
Shaw Environmental & Infrastructure, Inc.wage and hour violation2013WHD$7,916
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
American National General Insurance Companyinsurance violation2012WA-INS$10,000
AMERICAN NATIONAL PROPERTY AND CASUALTY COMPANYinsurance violation2021WA-INS$5,000
American National Insurance Companyinsurance violation2021WA-INS$5,000
AMERICAN NATIONAL INSURANCE CO. et al.insurance violation2002VA-INS$103,200
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
American National Insurance Co.consumer protection violation2007TX-AG$6,500,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$38,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$8,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$7,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$10,000
Johnson Controls Battery Group, Inc.environmental violation2016SC-ENV$35,000
Johnson Controls Battery Group, Inc.environmental violation2015SC-ENV$250,000
Johnson Controls Battery Groupenvironmental violation2015SC-ENV$15,000
Johnson Controls Battery Group, Inc.environmental violation2014SC-ENV$7,700
Clarios, LLCenvironmental violation2021SC-ENV$6,600
Westinghouse Electric Corp.environmental violation2000PA-ENV$3,300,000
WESTINGHOUSE ELEC CO LLCenvironmental violation2012PA-ENV$8,250
BUFFALO & PGH RR INCenvironmental violation2014PA-ENV$5,000
BUFFALO & PGH RR INCenvironmental violation2013PA-ENV$6,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
SHAW ENVIRONMENTAL & INFRASTRUCTUREworkplace safety or health violation2007OSHA$5,000
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
FOREST CITY RATNER COMPANIES DBA FIRST NY PARTNERSworkplace safety or health violation2010OSHA$7,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
BROOKFIELD RENEWABLE SERVICES MAINE LLCworkplace safety or health violation2014OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP INCworkplace safety or health violation2016OSHA$5,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2016OSHA$7,000
CLARIOSworkplace safety or health violation2019OSHA$10,608
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2011OR-ENV$6,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2010OR-ENV$10,800
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
Shaw SSS Fabricatorsemployment discrimination2015OFCCP$210,000
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2007NJ-ENV$15,000
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2002NJ-ENV$18,000
New England Central Railroad, Inc. and Atlas Railroad Construction LLCenvironmental violation2016NH-ENV$15,000
Standard Life and Accident Insurance Companyinsurance violation2015NE-DOI$5,000
American National Insurance Companyinsurance violation2015ND-INS$275,000
American National Insurance Companyinsurance violation2004MULTI-FIN$250,000
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
American National Property and Casualty Co.insurance violation2017MN-FIN$5,000
American National Life Insurance Company of Texasinsurance violation2011MD-INS$8,000
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
SHAW ALLOY PIPING PRODUCTS, INC.environmental violation2003LA-ENV$6,189
Alabama & Gulf Coast Railwayrailroad safety violation2010FRA$6,500
Alabama & Gulf Coast Railwayrailroad safety violation2011FRA$7,050
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,225
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,325
Alabama & Gulf Coast Railwayrailroad safety violation2013FRA$10,200
Alabama & Gulf Coast Railwayrailroad safety violation2014FRA$10,500
Arkansas, Louisiana & Mississippi Railroadrailroad safety violation2014FRA$12,350
Arizona Eastern Railwayrailroad safety violation2011FRA$6,500
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
Arizona Eastern Railwayrailroad safety violation2012FRA$5,225
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$8,450
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$12,675
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$7,500
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$6,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$7,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$8,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$12,000
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$15,000
Buffalo & Pittsburgh Railroadrailroad safety violation2014FRA$11,520
Corpus Christi Terminal Railroadrailroad safety violation2011FRA$5,000
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$6,650
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$8,750
California Northern Railroadrailroad safety violation2009FRA$5,250
California Northern Railroadrailroad safety violation2013FRA$6,300
Central Oregon & Pacific Railroadrailroad safety violation2010FRA$7,875
Central Oregon & Pacific Railroadrailroad safety violation2012FRA$5,000
Connecticut Southern Railroadrailroad safety violation2011FRA$5,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$8,050
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$5,150
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.