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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort icon . Primary Offense TypeYearAgencyPenalty Amount
Kyle Railroad Companyrailroad safety violation2012FRA$8,600
Kyle Railroad Companyrailroad safety violation2008FRA$35,000
KWT Railway Inc.railroad safety violation2007FRA$8,000
Kiamichi Railroad Companyrailroad safety violation2010FRA$23,560
Kiamichi Railroad Companyrailroad safety violation2010FRA$19,840
Kiamichi Railroad Companyrailroad safety violation2010FRA$9,300
Kiamichi Railroad Companyrailroad safety violation2010FRA$7,750
Kiamichi Railroad Companyrailroad safety violation2011FRA$6,600
Kiamichi Railroad Companyrailroad safety violation2012FRA$23,000
Kiamichi Railroad Companyrailroad safety violation2012FRA$7,000
Kiamichi Railroad Companyrailroad safety violation2014FRA$6,400
Kiamichi Railroad Companyrailroad safety violation2014FRA$10,200
Kiamichi Railroad Co., LLCrailroad safety violation2020FRA$5,775
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
JOHNSON CONTROLS BATTERY GROUP, INC.railroad safety violation2009FRA$10,500
Johnson Controls Battery Group, Inc.Family and Medical Leave Act2016WHD$7,002
Johnson Controls Battery Group, Inc.environmental violation2006CA-DTSC$55,601
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2011OR-ENV$6,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$38,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$8,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$7,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$10,000
Johnson Controls Battery Group, Inc.environmental violation2016SC-ENV$35,000
Johnson Controls Battery Group, Inc.environmental violation2015SC-ENV$250,000
Johnson Controls Battery Group, Inc.environmental violation2014SC-ENV$7,700
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2016OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007EPA$291,000
JOHNSON CONTROLS BATTERY GROUP, INCenvironmental violation2001EPA$22,297
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2007NJ-ENV$15,000
JOHNSON CONTROLS BATTERY GROUP INCworkplace safety or health violation2016OSHA$5,000
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2014EPA$271,318
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2002NJ-ENV$18,000
Johnson Controls Battery Groupenvironmental violation2015SC-ENV$15,000
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2017EPA$46,000
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
Indiana & Ohio Railway Companyrailroad safety violation2021FRA$5,700
Indiana & Ohio Railwayrailroad safety violation2013FRA$5,250
Indiana & Ohio Railwayrailroad safety violation2014FRA$17,200
Indiana & Ohio Railwayrailroad safety violation2008FRA$18,250
Indiana & Ohio Railwayrailroad safety violation2003FRA$5,000
Indiana & Ohio Railwayrailroad safety violation2003FRA$6,000
Indiana & Ohio Railwayrailroad safety violation2006FRA$50,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$12,200
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$5,700
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$6,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$5,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2008FRA$6,000
ILLINOIS & MIDLAND RAILROAD, INC.railroad safety violation2008FRA$10,000
Illinois & Midland Railroadrailroad safety violation2011FRA$5,000
Illinois & Midland Railroadrailroad safety violation2012FRA$7,500
Illinois & Midland Railroadrailroad safety violation2010FRA$5,000
Huron & Eastern Railwayrailroad safety violation2011FRA$15,500
Huron & Eastern Railwayrailroad safety violation2011FRA$6,700
Huron & Eastern Railwayrailroad safety violation2011FRA$5,400
Huron & Eastern Railwayrailroad safety violation2012FRA$5,325
Huron & Eastern Railwayrailroad safety violation2007FRA$7,500
HomeServe USA, Corp.wage and hour violation2012WHD$9,404
HomeServe USA Corpconsumer protection violation2015NY-AG$200,000
HomeServeconsumer protection violation2011MA-AG$75,000
HomeServeconsumer protection violation2015MD-AG$115,000
Golden Isles Terminal Railroadrailroad safety violation2012FRA$5,000
Genesee & Wyoming Railroad Services Inc.environmental violation2023EPA$43,350,000
General Growth Properties, Inc.benefit plan administrator violation2010private lawsuit-federal$5,750,000
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
Forest City Residential Management, inc.environmental violation2008EPA$57,700
FOREST CITY RATNER COMPANIES DBA FIRST NY PARTNERSworkplace safety or health violation2010OSHA$7,000
FIRST COAST RAILROAD, INC.railroad safety violation2017FRA$8,250
First Coast Railroad Inc.railroad safety violation2013FRA$5,000
First Coast Railroad Inc.railroad safety violation2011FRA$5,000
Eastern Alabama Railway, LLCrailroad safety violation2020FRA$5,475
Eastern Alabama Railwayrailroad safety violation2002FRA$10,000
EAST TENNESSEE RAILWAY L.P.railroad safety violation2016FRA$5,850
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2015FRA$8,400
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2009FRA$10,350
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2016FRA$7,800
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2003FRA$6,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$10,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$6,100
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2021FRA$6,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$8,050
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$5,150
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$9,350
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$5,950
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$8,400
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.