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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYear sort icon . AgencyPenalty Amount
Genesee & Wyoming Railroad Services Inc.environmental violation2023EPA$43,350,000
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
WESTINGHOUSE ELECTRIC COMPANY, LLCenvironmental violation2022EPA$721,576
AMERICAN NATIONAL PROPERTY AND CASUALTY COMPANYinsurance violation2021WA-INS$5,000
Clarios, LLCenvironmental violation2021SC-ENV$6,600
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
American National Insurance Companyinsurance violation2021WA-INS$5,000
Alabama & Gulf Coast Railway Llcrailroad safety violation2021FRA$7,600
Alabama & Gulf Coast Railway Llcrailroad safety violation2021FRA$5,700
Arkansas Midland Railroadrailroad safety violation2021FRA$6,000
Arkansas Midland Railroadrailroad safety violation2021FRA$12,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
Bay Line Railroadrailroad safety violation2021FRA$8,550
Bay Line Railroadrailroad safety violation2021FRA$8,550
Buffalo & Pittsburgh Railroad, Inc.railroad safety violation2021FRA$6,400
Columbus & Greenville Railwayrailroad safety violation2021FRA$6,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2021FRA$6,000
Indiana & Ohio Railway Companyrailroad safety violation2021FRA$5,700
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Kiamichi Railroad Co., LLCrailroad safety violation2021FRA$5,625
Providence and Worcester RR Companyrailroad safety violation2021FRA$5,850
Toledo, Peoria & Western Railway Corp.railroad safety violation2021FRA$7,410
Rail Linkrailroad safety violation2021FRA$15,210
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$5,775
Eastern Alabama Railway, LLCrailroad safety violation2020FRA$5,475
Kiamichi Railroad Co., LLCrailroad safety violation2020FRA$5,775
Meridian And Bigbee Railroad, LLCrailroad safety violation2020FRA$7,750
Meridian And Bigbee Railroad, LLCrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$5,775
Providence And Worcester RR Companyrailroad safety violation2020FRA$7,600
San Joaquin Valley Railroad Co.railroad safety violation2020FRA$6,545
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
ALABAMA & GULF COAST RAILWAY, LLCenvironmental violation2020EPA$2,075,000
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
CLARIOSworkplace safety or health violation2019OSHA$10,608
Columbus & Greenville Railwayrailroad safety violation2018FRA$7,600
CENTRAL OREGON & PACIFIC RAILROAD, INCrailroad safety violation2018FRA$7,000
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
INDIANA & OHIO RAILWAY COMPANYrailroad safety violation2018FRA$5,700
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$7,600
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$12,300
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$7,410
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$5,700
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2018FRA$5,700
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$55,310
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$5,700
ST. LAWRENCE & ATLANTIC RAILROAD COMPANYrailroad safety violation2018FRA$5,400
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$38,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$8,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$5,600
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$7,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,700
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$6,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,500
ARKANSAS MIDLAND RAILROADrailroad safety violation2017FRA$6,100
BUFFALO & PITTSBURGH RAILROAD, INC.railroad safety violation2017FRA$7,200
CENTRAL OREGON & PACIFIC RAILROAD, INC.railroad safety violation2017FRA$8,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$10,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$6,100
FIRST COAST RAILROAD, INC.railroad safety violation2017FRA$8,250
MISSOURI & NORTHERN ARKANSAS RAILROAD CO., INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$6,100
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2017FRA$5,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$12,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$15,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$6,100
Talleyrand Terminal Railroadrailroad safety violation2017FRA$7,400
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
American National Insurance Co.insurance violation2017DE-INS$8,000
American National Property and Casualty Co.insurance violation2017MN-FIN$5,000
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$7,500
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$10,000
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2017EPA$46,000
Rail Linkrailroad safety violation2016FRA$9,000
Alabama & Gulf Coast Railway LLC.railroad safety violation2016FRA$5,850
Alabama & Gulf Coast Railway LLC.railroad safety violation2016FRA$7,410
BAY LINE RAILROADrailroad safety violation2016FRA$5,850
BAY LINE RAILROADrailroad safety violation2016FRA$5,850
CALIFORNIA NORTHERN RAILROADrailroad safety violation2016FRA$7,800
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2016FRA$7,800
EAST TENNESSEE RAILWAY L.P.railroad safety violation2016FRA$5,850
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2016FRA$7,410
NEW ENGLAND CENTRAL RAILROADrailroad safety violation2016FRA$7,410
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$5,850
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.