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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Genesee & Wyoming Railroad Services Inc.environmental violation2023EPA$43,350,000
American National Insurance Co.consumer protection violation2007TX-AG$6,500,000
General Growth Properties, Inc.benefit plan administrator violation2010private lawsuit-federal$5,750,000
Westinghouse Electric Corp.environmental violation2000PA-ENV$3,300,000
ALABAMA & GULF COAST RAILWAY, LLCenvironmental violation2020EPA$2,075,000
Brookfield Power US Assets Management, LLCenergy market violation2014FERC$1,700,000
Westinghouse Electric Corp., Science & Technology Centerlabor relations violation2000NLRB$1,630,000
Shaw Environmental Inc.product safety violation2012private lawsuit-federal$1,250,000
WESTINGHOUSE ELECTRIC COMPANY, LLCenvironmental violation2022EPA$721,576
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007EPA$291,000
American National Insurance Companyinsurance violation2015ND-INS$275,000
Central Oregon and Pacific Railroadenvironmental violation2010EPA$272,900
Central Oregon and Pacific Railroadenvironmental violation2010EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $272,900
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2014EPA$271,318
American National Insurance Companyinsurance violation2004MULTI-FIN$250,000
Johnson Controls Battery Group, Inc.environmental violation2015SC-ENV$250,000
Shaw SSS Fabricatorsemployment discrimination2015OFCCP$210,000
Westinghouse Electric Company LLClabor relations violation2000NLRB$207,000
HomeServe USA Corpconsumer protection violation2015NY-AG$200,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
American National Insurance Companyinsurance violation2021MO-INS$120,000
American National Life Insurance Company of Texasinsurance violation2021MO-INS$120,000
HomeServeconsumer protection violation2015MD-AG$115,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2014EPA$111,000
LUXAPALILA VALLEY RAILROAD, INC.environmental violation2016EPA$106,100
AMERICAN NATIONAL INSURANCE CO. et al.insurance violation2002VA-INS$103,200
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
Westinghouse Electric Company, Energy Centerlabor relations violation2010NLRB$80,000
HomeServeconsumer protection violation2011MA-AG$75,000
WESTINGHOUSE ELECTRIC COMPANY LLCenvironmental violation2013PA-ENV$73,000
Johnson Controls Battery Group, Inc., a subsidiary of Johnson Controls, Inc.labor relations violation2016NLRB$65,106
Shaw Sunland Fabricators, Inc.environmental violation2011LA-ENV$65,000
Forest City Residential Management, inc.environmental violation2008EPA$57,700
Johnson Controls Battery Group, Inc.environmental violation2006CA-DTSC$55,601
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2018FRA$55,310
Indiana & Ohio Railwayrailroad safety violation2006FRA$50,000
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2017EPA$46,000
CLARIOS, LLCworkplace safety or health violation2022OSHA$39,153
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$38,000
Kyle Railroad Companyrailroad safety violation2008FRA$35,000
Johnson Controls Battery Group, Inc.environmental violation2016SC-ENV$35,000
Providence and Worcester RR Companyrailroad safety violation2010FRA$32,500
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
Buffalo & Pittsburgh Railroadrailroad safety violation2007FRA$27,650
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$27,600
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
Kiamichi Railroad Companyrailroad safety violation2010FRA$23,560
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$23,100
Kiamichi Railroad Companyrailroad safety violation2012FRA$23,000
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$22,780
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
JOHNSON CONTROLS BATTERY GROUP, INCenvironmental violation2001EPA$22,297
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$20,000
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
Kiamichi Railroad Companyrailroad safety violation2010FRA$19,840
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$18,630
Shaw SSS Fabricators, Incenvironmental violation2004EPA$18,590
Indiana & Ohio Railwayrailroad safety violation2008FRA$18,250
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2002NJ-ENV$18,000
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
Indiana & Ohio Railwayrailroad safety violation2014FRA$17,200
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$16,930
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,750
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$16,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Portland and Western Railroadrailroad safety violation2007FRA$16,000
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
Huron & Eastern Railwayrailroad safety violation2011FRA$15,500
Rail Linkrailroad safety violation2021FRA$15,210
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$15,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$15,000
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$15,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$15,000
New England Central Railroad, Inc. and Atlas Railroad Construction LLCenvironmental violation2016NH-ENV$15,000
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2007NJ-ENV$15,000
Johnson Controls Battery Groupenvironmental violation2015SC-ENV$15,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
San Joaquin Valley Railroadrailroad safety violation2009FRA$14,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,800
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$13,700
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,000
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$12,900
Arizona Eastern Railwayrailroad safety violation2012FRA$12,675
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$12,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$12,500
San Joaquin Valley Railroad Co.railroad safety violation2003FRA$12,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$12,500
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
Arkansas, Louisiana & Mississippi Railroadrailroad safety violation2014FRA$12,350
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.