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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort icon . YearAgencyPenalty Amount
SHAW ENVIRONMENTAL & INFRASTRUCTUREworkplace safety or health violation2007OSHA$5,000
GENERAL GROWTH PROPERTIESworkplace safety or health violation2005OSHA$7,500
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$183,600
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2010OSHA$91,400
FOREST CITY RATNER COMPANIES DBA FIRST NY PARTNERSworkplace safety or health violation2010OSHA$7,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2011OSHA$115,000
BROOKFIELD RENEWABLE SERVICES MAINE LLCworkplace safety or health violation2014OSHA$7,000
JOHNSON CONTROLS BATTERY GROUP INCworkplace safety or health violation2016OSHA$5,000
JOHNSON CONTROLS BATTERY GROUP, INC.workplace safety or health violation2016OSHA$7,000
CLARIOSworkplace safety or health violation2019OSHA$10,608
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Shaw Environmental & Infrastructure, Inc.wage and hour violation2013WHD$7,916
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.wage and hour violation2005WHD$357,286
Alabama & Gulf Coast Railwayrailroad safety violation2010FRA$6,500
Alabama & Gulf Coast Railwayrailroad safety violation2011FRA$7,050
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,225
Alabama & Gulf Coast Railwayrailroad safety violation2012FRA$5,325
Alabama & Gulf Coast Railwayrailroad safety violation2013FRA$10,200
Alabama & Gulf Coast Railwayrailroad safety violation2014FRA$10,500
Arkansas, Louisiana & Mississippi Railroadrailroad safety violation2014FRA$12,350
Arizona Eastern Railwayrailroad safety violation2011FRA$6,500
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
Arizona Eastern Railwayrailroad safety violation2012FRA$5,225
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$8,450
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$12,675
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$7,500
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$6,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$7,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$8,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$12,000
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$15,000
Buffalo & Pittsburgh Railroadrailroad safety violation2014FRA$11,520
Corpus Christi Terminal Railroadrailroad safety violation2011FRA$5,000
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$6,650
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$8,750
California Northern Railroadrailroad safety violation2009FRA$5,250
California Northern Railroadrailroad safety violation2013FRA$6,300
Central Oregon & Pacific Railroadrailroad safety violation2010FRA$7,875
Central Oregon & Pacific Railroadrailroad safety violation2012FRA$5,000
Connecticut Southern Railroadrailroad safety violation2011FRA$5,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$8,050
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$5,150
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$9,350
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$5,950
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$8,400
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,750
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$5,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$5,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$7,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$5,400
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$5,400
First Coast Railroad Inc.railroad safety violation2013FRA$5,000
First Coast Railroad Inc.railroad safety violation2011FRA$5,000
Golden Isles Terminal Railroadrailroad safety violation2012FRA$5,000
Huron & Eastern Railwayrailroad safety violation2011FRA$15,500
Huron & Eastern Railwayrailroad safety violation2011FRA$6,700
Huron & Eastern Railwayrailroad safety violation2011FRA$5,400
Huron & Eastern Railwayrailroad safety violation2012FRA$5,325
Illinois & Midland Railroadrailroad safety violation2011FRA$5,000
Illinois & Midland Railroadrailroad safety violation2012FRA$7,500
Illinois & Midland Railroadrailroad safety violation2010FRA$5,000
Indiana & Ohio Railwayrailroad safety violation2013FRA$5,250
Indiana & Ohio Railwayrailroad safety violation2014FRA$17,200
Kiamichi Railroad Companyrailroad safety violation2010FRA$23,560
Kiamichi Railroad Companyrailroad safety violation2010FRA$19,840
Kiamichi Railroad Companyrailroad safety violation2010FRA$9,300
Kiamichi Railroad Companyrailroad safety violation2010FRA$7,750
Kiamichi Railroad Companyrailroad safety violation2011FRA$6,600
Kiamichi Railroad Companyrailroad safety violation2012FRA$23,000
Kiamichi Railroad Companyrailroad safety violation2012FRA$7,000
Kiamichi Railroad Companyrailroad safety violation2014FRA$6,400
Kiamichi Railroad Companyrailroad safety violation2014FRA$10,200
Kyle Railroad Companyrailroad safety violation2009FRA$12,240
Kyle Railroad Companyrailroad safety violation2012FRA$8,600
Louisiana & Delta Railroadrailroad safety violation2010FRA$7,000
Mid-Michigan Railroadrailroad safety violation2011FRA$6,400
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$5,125
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$7,000
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$16,930
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$6,350
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$5,200
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$18,630
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$8,000
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$8,875
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$10,500
Missouri & Northern Arkansas Railroadrailroad safety violation2013FRA$6,650
Missouri & Northern Arkansas Railroadrailroad safety violation2014FRA$5,250
Marquette Railrailroad safety violation2012FRA$5,400
Marquette Railrailroad safety violation2012FRA$7,800
New England Central Railroadrailroad safety violation2010FRA$6,200
New England Central Railroadrailroad safety violation2012FRA$5,250
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.