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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $73,651,917
Number of records: 433
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,408,24941
employment-related offenses$8,314,3109
consumer-protection-related offenses$7,473,70017
safety-related offenses$4,755,658365
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,408,24941
consumer protection violation$6,500,0001
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$12,000
Arizona Eastern Railwayrailroad safety violation2005FRA$12,000
Meridian & Bigbee Railroadrailroad safety violation2006FRA$12,000
Arkansas Midland Railroadrailroad safety violation2021FRA$12,000
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Buffalo & Pittsburgh Railroadrailroad safety violation2014FRA$11,520
San Joaquin Valley Railroadrailroad safety violation2012FRA$11,360
San Joaquin Valley Railroadrailroad safety violation2010FRA$11,050
San Joaquin Valley Railroadrailroad safety violation2009FRA$11,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
Ohio Central Railroadrailroad safety violation2005FRA$10,900
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$10,800
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2010OR-ENV$10,800
CLARIOSworkplace safety or health violation2019OSHA$10,608
Alabama & Gulf Coast Railwayrailroad safety violation2014FRA$10,500
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$10,500
JOHNSON CONTROLS BATTERY GROUP, INC.railroad safety violation2009FRA$10,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,500
PITTSBURGH & OHIO CENTRAL RAILROAD COMPANYrailroad safety violation2009FRA$10,480
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2009FRA$10,350
Alabama & Gulf Coast Railwayrailroad safety violation2013FRA$10,200
Kiamichi Railroad Companyrailroad safety violation2014FRA$10,200
RailAmerica Contract Switching Servicesrailroad safety violation2012FRA$10,000
ILLINOIS & MIDLAND RAILROAD, INC.railroad safety violation2008FRA$10,000
Eastern Alabama Railwayrailroad safety violation2002FRA$10,000
Portland and Western Railroadrailroad safety violation2008FRA$10,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$10,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
American National General Insurance Companyinsurance violation2012WA-INS$10,000
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$10,000
Utah Railway Companyrailroad safety violation2014FRA$9,750
ARIZONA EASTERN RAILWAYrailroad safety violation2008FRA$9,715
San Joaquin Valley Railroadrailroad safety violation2009FRA$9,500
Providence and Worcester Railroad Companyrailroad safety violation2006FRA$9,440
Bay Line Railroadrailroad safety violation2008FRA$9,375
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$9,350
Kiamichi Railroad Companyrailroad safety violation2010FRA$9,300
Warren & Trumbull Railroadrailroad safety violation2012FRA$9,100
Rail Linkrailroad safety violation2016FRA$9,000
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$9,000
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$8,875
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$8,875
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$8,750
Providence and Worcester Railroad Companyrailroad safety violation2006FRA$8,750
Kyle Railroad Companyrailroad safety violation2012FRA$8,600
Bay Line Railroadrailroad safety violation2021FRA$8,550
Bay Line Railroadrailroad safety violation2021FRA$8,550
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$8,500
Arizona Eastern Railwayrailroad safety violation2012FRA$8,450
San Joaquin Valley Railroadrailroad safety violation2009FRA$8,450
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$8,400
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2015FRA$8,400
San Joaquin Valley Railroadrailroad safety violation2012FRA$8,300
FIRST COAST RAILROAD, INC.railroad safety violation2017FRA$8,250
WESTINGHOUSE ELEC CO LLCenvironmental violation2012PA-ENV$8,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2010FRA$8,050
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$8,000
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$8,000
Rail Linkrailroad safety violation2015FRA$8,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$8,000
KWT Railway Inc.railroad safety violation2007FRA$8,000
Meridian & Bigbee Railroadrailroad safety violation2006FRA$8,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.railroad safety violation2017FRA$8,000
American National Insurance Co.insurance violation2017DE-INS$8,000
American National Life Insurance Company of Texasinsurance violation2011MD-INS$8,000
Shaw Environmental & Infrastructure, Inc.wage and hour violation2013WHD$7,916
California Northern Railroad Co.railroad safety violation2015FRA$7,900
Central Oregon & Pacific Railroadrailroad safety violation2010FRA$7,875
Toledo, Peoria and Western Railwayrailroad safety violation2010FRA$7,820
Marquette Railrailroad safety violation2012FRA$7,800
Portland and Western Railroadrailroad safety violation2012FRA$7,800
CALIFORNIA NORTHERN RAILROADrailroad safety violation2016FRA$7,800
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2016FRA$7,800
Kiamichi Railroad Companyrailroad safety violation2010FRA$7,750
Providence and Worcester RR Companyrailroad safety violation2011FRA$7,750
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,750
Meridian And Bigbee Railroad, LLCrailroad safety violation2020FRA$7,750
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
UTAH RAILWAY COMPANYrailroad safety violation2017FRA$7,700
Johnson Controls Battery Group, Inc.environmental violation2014SC-ENV$7,700
Providence and Worcester RR Companyrailroad safety violation2013FRA$7,600
Columbus & Greenville Railwayrailroad safety violation2018FRA$7,600
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$7,600
Providence And Worcester RR Companyrailroad safety violation2020FRA$7,600
Alabama & Gulf Coast Railway Llcrailroad safety violation2021FRA$7,600
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2008FRA$7,590
Arizona Eastern Railwayrailroad safety violation2012FRA$7,500
Illinois & Midland Railroadrailroad safety violation2012FRA$7,500
Utah Railway Companyrailroad safety violation2013FRA$7,500
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,500
PORTLAND AND WESTERN RAILROAD INC.railroad safety violation2016FRA$7,500
Connecticut Southern Railroadrailroad safety violation2000FRA$7,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,500
Huron & Eastern Railwayrailroad safety violation2007FRA$7,500
New England Central Railroadrailroad safety violation2001FRA$7,500
New England Central Railroadrailroad safety violation2000FRA$7,500
Portland and Western Railroadrailroad safety violation2005FRA$7,500
Tazewell & Peoria Railroadrailroad safety violation2007FRA$7,500
American National Property & Casualty Co.insurance violation2005FL-OFR$7,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.