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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort icon . Primary Offense TypeYearAgencyPenalty Amount
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$8,400
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,750
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$5,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$5,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$7,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$5,400
Dallas, Garland and Northeastern Railroadrailroad safety violation2014FRA$5,400
Corpus Christi Terminal Railroadrailroad safety violation2011FRA$5,000
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$6,650
Corpus Christi Terminal Railroadrailroad safety violation2013FRA$8,750
Connecticut Southern Railroadrailroad safety violation2011FRA$5,000
Connecticut Southern Railroadrailroad safety violation2000FRA$7,500
Columbus & Greenville Railwayrailroad safety violation2015FRA$7,400
Columbus & Greenville Railwayrailroad safety violation2018FRA$7,600
Columbus & Greenville Railwayrailroad safety violation2021FRA$6,000
Clarios, LLCenvironmental violation2021SC-ENV$6,600
Clarios, LLCenvironmental violation2022SC-ENV$12,000
CLARIOS, LLCworkplace safety or health violation2022OSHA$39,153
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
CLARIOSworkplace safety or health violation2019OSHA$10,608
Central Oregon and Pacific Railroadenvironmental violation2010EPA$272,900
Central Oregon and Pacific Railroadenvironmental violation2010EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $272,900
CENTRAL OREGON & PACIFIC RAILROAD, INC.railroad safety violation2017FRA$8,000
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2010OR-ENV$10,800
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
CENTRAL OREGON & PACIFIC RAILROAD, INCrailroad safety violation2018FRA$7,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2015FRA$5,700
Central Oregon & Pacific Railroad Inc.railroad safety violation2015FRA$5,700
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$23,100
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$16,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$27,600
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$6,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$6,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$6,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$12,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$6,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$7,350
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$8,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2004FRA$5,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2004FRA$5,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$5,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,050
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$7,750
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,800
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$15,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,800
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$6,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2008FRA$6,000
Central Oregon & Pacific Railroadrailroad safety violation2010FRA$7,875
Central Oregon & Pacific Railroadrailroad safety violation2012FRA$5,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,500
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$7,300
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$6,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,000
CENTRAL OREGON & PACIFIC RAILROADrailroad safety violation2009FRA$5,750
California Northern Railroad Co.railroad safety violation2015FRA$5,300
California Northern Railroad Co.railroad safety violation2015FRA$6,300
California Northern Railroad Co.railroad safety violation2015FRA$5,200
California Northern Railroad Co.railroad safety violation2015FRA$6,300
California Northern Railroad Co.railroad safety violation2015FRA$7,400
California Northern Railroad Co.railroad safety violation2015FRA$7,400
California Northern Railroad Co.railroad safety violation2015FRA$5,200
California Northern Railroad Co.railroad safety violation2015FRA$7,900
California Northern Railroadrailroad safety violation2009FRA$5,250
California Northern Railroadrailroad safety violation2013FRA$6,300
CALIFORNIA NORTHERN RAILROADrailroad safety violation2016FRA$7,800
BUFFALO & PITTSBURGH RAILROAD, INC.railroad safety violation2017FRA$7,200
Buffalo & Pittsburgh Railroad, Inc.railroad safety violation2021FRA$6,400
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$6,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$7,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$8,000
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$12,000
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$6,650
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$15,000
Buffalo & Pittsburgh Railroadrailroad safety violation2014FRA$11,520
Buffalo & Pittsburgh Railroadrailroad safety violation2003FRA$5,000
Buffalo & Pittsburgh Railroadrailroad safety violation2007FRA$27,650
BUFFALO & PGH RR INCenvironmental violation2014PA-ENV$5,000
BUFFALO & PGH RR INCenvironmental violation2013PA-ENV$6,000
BROOKFIELD RENEWABLE SERVICES MAINE LLCworkplace safety or health violation2014OSHA$7,000
Brookfield Power US Assets Management, LLCenergy market violation2014FERC$1,700,000
BAY LINE RAILROADrailroad safety violation2016FRA$5,850
BAY LINE RAILROADrailroad safety violation2016FRA$5,850
Bay Line Railroadrailroad safety violation2008FRA$9,375
Bay Line Railroadrailroad safety violation2021FRA$8,550
Bay Line Railroadrailroad safety violation2021FRA$8,550
Arkansas, Louisiana & Mississippi Railroadrailroad safety violation2014FRA$12,350
ARKANSAS MIDLAND RAILROADrailroad safety violation2017FRA$6,100
Arkansas Midland Railroadrailroad safety violation2021FRA$6,000
Arkansas Midland Railroadrailroad safety violation2021FRA$12,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
Arizona Eastern Railwayrailroad safety violation2011FRA$6,500
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
Arizona Eastern Railwayrailroad safety violation2012FRA$5,225
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
Arizona Eastern Railwayrailroad safety violation2012FRA$8,450
Arizona Eastern Railwayrailroad safety violation2012FRA$6,500
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.