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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Brookfield Asset Management
Ownership Structure: publicly traded (ticker symbol BAM)
Headquartered in: Canada
Major Industry: diversified
Specific Industry: diversified
Penalty total since 2000: $74,102,474
Number of records: 439
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
environment-related offenses$51,420,24942
employment-related offenses$8,323,71410
consumer-protection-related offenses$7,863,70020
safety-related offenses$4,794,811366
competition-related offenses$1,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
environmental violation$51,420,24942
consumer protection violation$6,890,0004
benefit plan administrator violation$5,750,0001
railroad safety violation$2,919,870347
labor relations violation$1,982,1064
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
ARIZONA EASTERN RAILWAYrailroad safety violation2008FRA$9,715
Utah Railway Companyrailroad safety violation2014FRA$9,750
RailAmerica Contract Switching Servicesrailroad safety violation2012FRA$10,000
ILLINOIS & MIDLAND RAILROAD, INC.railroad safety violation2008FRA$10,000
Eastern Alabama Railwayrailroad safety violation2002FRA$10,000
Portland and Western Railroadrailroad safety violation2008FRA$10,000
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2017FRA$10,000
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,000
Standard Life & Accident Insurance Companyinsurance violation2016SD-INS$10,000
American National General Insurance Companyinsurance violation2012WA-INS$10,000
Johnson Controls Battery Group, Inc.environmental violation2017SC-ENV$10,000
Alabama & Gulf Coast Railwayrailroad safety violation2013FRA$10,200
Kiamichi Railroad Companyrailroad safety violation2014FRA$10,200
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2009FRA$10,350
PITTSBURGH & OHIO CENTRAL RAILROAD COMPANYrailroad safety violation2009FRA$10,480
Alabama & Gulf Coast Railwayrailroad safety violation2014FRA$10,500
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$10,500
JOHNSON CONTROLS BATTERY GROUP, INC.railroad safety violation2009FRA$10,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$10,500
CLARIOSworkplace safety or health violation2019OSHA$10,608
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$10,800
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2010OR-ENV$10,800
Ohio Central Railroadrailroad safety violation2005FRA$10,900
San Joaquin Valley Railroadrailroad safety violation2009FRA$11,000
JOHNSON CONTROLS BATTERY GROUP, INC.environmental violation2007OR-ENV$11,000
San Joaquin Valley Railroadrailroad safety violation2010FRA$11,050
San Joaquin Valley Railroadrailroad safety violation2012FRA$11,360
Buffalo & Pittsburgh Railroadrailroad safety violation2014FRA$11,520
Dallas, Garland And Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Dallas, Garland and Northeastern Railroad, Inc.railroad safety violation2020FRA$11,550
Buffalo & Pittsburgh Railroadrailroad safety violation2011FRA$12,000
Arizona Eastern Railwayrailroad safety violation2005FRA$12,000
Meridian & Bigbee Railroadrailroad safety violation2006FRA$12,000
Arkansas Midland Railroadrailroad safety violation2021FRA$12,000
Clarios, LLCenvironmental violation2022SC-ENV$12,000
INDIANA & OHIO CENTRAL RAILROAD, INC.railroad safety violation2009FRA$12,200
Kyle Railroad Companyrailroad safety violation2009FRA$12,240
Meridian and Bigbee Railroad, LLCrailroad safety violation2018FRA$12,300
Arkansas, Louisiana & Mississippi Railroadrailroad safety violation2014FRA$12,350
CLARIOS, LLCworkplace safety or health violation2022OSHA$12,430
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$12,500
Central Oregon & Pacific Railroad Inc.railroad safety violation2002FRA$12,500
San Joaquin Valley Railroad Co.railroad safety violation2003FRA$12,500
PROVIDENCE AND WORCESTER RR COMPANYrailroad safety violation2017FRA$12,500
Arizona Eastern Railwayrailroad safety violation2012FRA$12,675
PUGET SOUND & PACIFIC RAILROADrailroad safety violation2015FRA$12,900
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,000
MISSOURI & NORTHERN ARKANSAS RAILROADrailroad safety violation2009FRA$13,700
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$13,800
San Joaquin Valley Railroadrailroad safety violation2009FRA$14,000
Buffalo & Pittsburgh Railroadrailroad safety violation2013FRA$15,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2006FRA$15,000
Missouri & Northern Arkansas Railroadrailroad safety violation2007FRA$15,000
San Joaquin Valley Railroad Co.railroad safety violation2017FRA$15,000
New England Central Railroad, Inc. and Atlas Railroad Construction LLCenvironmental violation2016NH-ENV$15,000
JOHNSON CONTROLS BATTERY GROUP INCenvironmental violation2007NJ-ENV$15,000
Johnson Controls Battery Groupenvironmental violation2015SC-ENV$15,000
Arkansas Louisiana & Mississippi Railroadrailroad safety violation2021FRA$15,000
Rail Linkrailroad safety violation2021FRA$15,210
Huron & Eastern Railwayrailroad safety violation2011FRA$15,500
Johnson Controls Battery Group, Inc.environmental violation2019DE-ENV$15,658
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,000
Portland and Western Railroadrailroad safety violation2007FRA$16,000
Westinghouse Electric Companynuclear safety violation2005NRC$16,250
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$16,250
Dallas, Garland and Northeastern Railroadrailroad safety violation2012FRA$16,750
Missouri & Northern Arkansas Railroadrailroad safety violation2010FRA$16,930
Shaw Alloy Piping Products, LLCenvironmental violation2014LA-ENV$17,070
Indiana & Ohio Railwayrailroad safety violation2014FRA$17,200
Westinghouse Electic Companynuclear safety violation2010NRC$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
San Joaquin Valley Railroadrailroad safety violation2009FRA$17,500
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2002NJ-ENV$18,000
Indiana & Ohio Railwayrailroad safety violation2008FRA$18,250
Shaw SSS Fabricators, Incenvironmental violation2004EPA$18,590
Missouri & Northern Arkansas Railroadrailroad safety violation2012FRA$18,630
Kiamichi Railroad Companyrailroad safety violation2010FRA$19,840
Puget Sound and Pacific Railroadrailroad safety violation2012FRA$20,000
American National Property and Casualty Co.insurance violation2020OR-FIN$20,000
Dallas, Garland and Northeastern Railroadrailroad safety violation2013FRA$20,100
Arizona Eastern Railwayrailroad safety violation2011FRA$21,625
AMERICAN NATIONAL INSURANCEinsurance violation2006VA-INS$22,000
JOHNSON CONTROLS BATTERY GROUP, INCenvironmental violation2001EPA$22,297
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Rail Link Incworkplace safety or health violation2002MSHA$22,500
Puget Sound and Pacific Railroadrailroad safety violation2013FRA$22,780
Kiamichi Railroad Companyrailroad safety violation2012FRA$23,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$23,100
Kiamichi Railroad Companyrailroad safety violation2010FRA$23,560
CENTRAL OREGON & PACIFIC RAILROAD, INC.environmental violation2005OR-ENV$23,900
Westinghouse Electric Companynuclear safety violation2004NRC$24,000
Central Oregon & Pacific Railroad Inc.railroad safety violation2001FRA$27,600
Buffalo & Pittsburgh Railroadrailroad safety violation2007FRA$27,650
OHIO CENTRAL RAILROADenvironmental violation2013PA-ENV$30,000
WESTINGHOUSE ELECTRIC COMPANY, LLCworkplace safety or health violation2011OSHA$31,500
Providence and Worcester RR Companyrailroad safety violation2010FRA$32,500
Kyle Railroad Companyrailroad safety violation2008FRA$35,000
Johnson Controls Battery Group, Inc.environmental violation2016SC-ENV$35,000
Johnson Controls Battery Group, Inc.environmental violation2018SC-ENV$38,000
CLARIOS, LLCworkplace safety or health violation2022OSHA$39,153
JOHNSON CONTROLS BATTERY GROUPenvironmental violation2017EPA$46,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.