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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Capital One Financial
Ownership Structure: publicly traded (ticker symbol COF)
Headquartered in: Virginia
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $963,041,398
Number of records: 28
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $515,055,032 | 9 |
| consumer-protection-related offenses | $441,777,966 | 16 |
| employment-related offenses | $6,200,000 | 2 |
| environment-related offenses | $8,400 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| anti-money-laundering deficiencies | $390,000,000 | 2 |
| consumer protection violation | $270,878,238 | 12 |
| privacy violation | $168,000,000 | 2 |
| banking violation | $119,205,032 | 5 |
| wage and hour violation | $6,200,000 | 2 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year  | Agency | Penalty Amount |
| Capital One Bank | discriminatory practices (non-employment) | 2022 | DOJ_RIGHTS | $49,728 |
| Capital One Bank | privacy violation | 2022 | private lawsuit-federal | $95,000,000 |
| Capital One, N.A. | consumer protection violation | 2022 | CA-MULTI | $2,000,000 |
| Capital One, National Association | anti-money-laundering deficiencies | 2021 | FINCEN | $290,000,000 |
| Capital One N.A. | consumer protection violation | 2021 | private lawsuit-federal | $13,000,000 |
| Capital One Bank (USA), National Association | banking violation | 2020 | OCC | $80,000,000 |
| Capital One Financial Corp. | consumer protection violation | 2019 | private lawsuit-federal | $900,000 |
| Capital One Bank (USA), National Association | anti-money-laundering deficiencies | 2018 | OCC | $100,000,000 |
| Capital One | wage and hour violation | 2015 | private lawsuit-federal | $3,000,000 |
| Capital One | consumer protection violation | 2015 | MO-AG | $740,000 |
| Capital One | privacy violation | 2015 | private lawsuit-federal | $73,000,000 |
| Capital One N.A. | consumer protection violation | 2015 | private lawsuit-federal | $7,334,000 |
| Capital One N.A. | consumer protection violation | 2015 | private lawsuit-federal | $31,767,200 |
| Capital One, N.A. | consumer protection violation | 2015 | private lawsuit-federal | $4,724,638 |
| Capital One, National Association | banking violation | 2014 | OCC | $4,000,000 |
| Capital One N.A. | consumer protection violation | 2014 | private lawsuit-federal | $20,350,000 |
| Capital One N.A. | consumer protection violation | 2014 | private lawsuit-federal | $3,062,400 |
| Capital One Financial Corporation | accounting fraud or deficiencies | 2013 | SEC | $3,500,000 |
| Chevy Chase Bank F.S.B. | mortgage abuses | 2013 | DOJ_RIGHTS | $2,850,000 |
| Capital One N.A. | consumer protection violation | 2013 | private lawsuit-federal | $10,000,000 |
| Capital One Bank (U.S.A.), N.A. | consumer protection violation | 2012 | CFPB | $165,000,000 |
| Capital One Bank (USA), National Association | banking violation | 2012 | OCC | $35,000,000 |
| Capital One N.A. | consumer protection violation | 2012 | DOJ_RIGHTS | $12,000,000 |
| Capital One | wage and hour violation | 2012 | private lawsuit-federal | $3,200,000 |
| Capital One Bank (USA) N.A. | bankruptcy professional violation | 2011 | DOJ_UTP | $2,350,000 |
| CAPITAL ONE NATIONAL ASSOCIATION | environmental violation | 2010 | TX-ENV | $8,400 |
| Capital One, National Association | banking violation | 2009 | OCC | $125,000 |
| Capital One Bank | banking violation | 2005 | WI-AG | $80,032 |
