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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Caterpillar Inc.
Ownership Structure: publicly traded (ticker symbol CAT)
Headquartered in: Illinois
Major Industry: heavy equipment
Specific Industry: construction equipment
Penalty total since 2000: $109,304,206
Number of records: 114
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
safety-related offenses$60,946,56272
environment-related offenses$29,513,86827
employment-related offenses$18,759,42610
consumer-protection-related offenses$40,0003
competition-related offenses$26,3501
Top 5 Primary Offense TypesPenalty TotalNumber of Records
product safety violation$60,000,0001
environmental violation$29,513,86827
benefit plan administrator violation$16,500,0001
wage and hour violation$1,826,6243
workplace safety or health violation$882,19266
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort icon . Primary Offense TypeYearAgencyPenalty Amount
ANCHOR COUPLING COworkplace safety or health violation2000OSHA$5,225
BUCYRUS FIELD SERVICES INCmotor vehicle safety violation2009FMCSA$5,910
BUCYRUS INTERNATIONAL, INC.workplace safety or health violation2011OSHA$7,000
Caterpillaremployment discrimination2001private lawsuit-federal$256,303
Caterpillar (Joliet)environmental violation2011EPA$90,000
CATERPILLAR GLOBAL MINING LLCworkplace safety or health violation2013OSHA$7,000
CATERPILLAR GLOBAL MINING, INC.workplace safety or health violation2018OSHA$12,934
CATERPILLAR INCenvironmental violation2016IN-ENV$15,050
CATERPILLAR INCenvironmental violation2013IN-ENV$12,500
CATERPILLAR INCworkplace safety or health violation2015OSHA$13,200
CATERPILLAR INCenvironmental violation2012EPA$20,000
CATERPILLAR INCenvironmental violation2006EPA$300,000
CATERPILLAR INCenvironmental violation2008EPA$30,500
Caterpillar Inc.environmental violation2011EPA$2,550,000
Caterpillar Inc.Family and Medical Leave Act2017WHD$7,992
Caterpillar Inc.benefit plan administrator violation2010private lawsuit-federal$16,500,000
CATERPILLAR INC.environmental violation2016IL-ENV$25,000
Caterpillar Inc.environmental violation2013TX-ENV$6,161
Caterpillar Inc.product safety violation2016private lawsuit-federal$60,000,000
Caterpillar Inc.environmental violation2022CA-ARB$15,494
CATERPILLAR INC.workplace safety or health violation2008OSHA$8,000
CATERPILLAR INC.workplace safety or health violation2009OSHA$10,000
CATERPILLAR INC.workplace safety or health violation2010OSHA$5,000
CATERPILLAR INC.workplace safety or health violation2010OSHA$11,000
CATERPILLAR INC.workplace safety or health violation2010OSHA$13,200
CATERPILLAR INC.workplace safety or health violation2011OSHA$7,000
CATERPILLAR INC.workplace safety or health violation2012OSHA$15,400
CATERPILLAR INC.workplace safety or health violation2016OSHA$7,000
CATERPILLAR INC.workplace safety or health violation2017OSHA$5,079
CATERPILLAR INC.workplace safety or health violation2019OSHA$10,419
CATERPILLAR INC.workplace safety or health violation2019OSHA$17,712
CATERPILLAR INC.workplace safety or health violation2020OSHA$5,750
CATERPILLAR INC.workplace safety or health violation2022OSHA$29,004
CATERPILLAR INC.workplace safety or health violation2022OSHA$145,027
Caterpillar Inc.environmental violation2012EPA$20,000
CATERPILLAR INSURANCE SERVICES CORPinsurance violation2003VA-INS$5,000
Caterpillar Insurance Services Corp.insurance violation2003IN-INS$10,000
Caterpillar Insurance Services Corporationinsurance violation2003MA-INS$25,000
Caterpillar Logistic Services Inc.wage and hour violation2010WHD$18,990
CATERPILLAR LOGISTICS INC.workplace safety or health violation2017OSHA$25,868
CATERPILLAR LOGISTICS SERVICES, INC.workplace safety or health violation2022OSHA$8,929
CATERPILLAR LOGISTICS, INC.labor relations violation2017NLRB$88,445
CATERPILLAR PAVING PRODUCTS INCworkplace safety or health violation2000OSHA$6,370
Caterpillar, Incwage and hour violation2007WHD$7,634
Caterpillar, Inc.economic sanction violation2003OFAC$18,000
Caterpillar, Inc.Family and Medical Leave Act2013WHD$7,812
Caterpillar, Inc.labor relations violation2004NLRB$65,000
Caterpillar, Inc.environmental violation2012AR-ENV$6,300
Caterpillar, Inc.environmental violation2012CA-ARB$510,000
CATERPILLAR, INC.environmental violation2010IL-ENV$85,000
Caterpillar, Inc.environmental violation2002IL-ENV$20,000
CATERPILLAR, INC.environmental violation2004SC-ENV$25,000
CATERPILLAR, INC.environmental violation2002SC-ENV$15,000
CATERPILLAR, INC.workplace safety or health violation2006OSHA$20,340
CATERPILLAR, INC.workplace safety or health violation2007OSHA$5,000
CATERPILLAR, INC.workplace safety or health violation2008OSHA$15,500
CATERPILLAR, INC.workplace safety or health violation2008OSHA$8,900
CATERPILLAR, INC.workplace safety or health violation2008OSHA$9,500
CATERPILLAR, INC.workplace safety or health violation2009OSHA$7,000
CATERPILLAR, INC.workplace safety or health violation2009OSHA$6,000
CATERPILLAR, INC.workplace safety or health violation2010OSHA$7,000
Caterpillar, Inc.environmental violation2011EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,550,000
Caterpillar, Inc.environmental violation2008EPA$96,750
Caterpillar, Inc.workplace safety or health violation2007MSHA$30,000
Caterpillar, Inc.workplace safety or health violation2007MSHA$10,000
Caterpillar, Inc.workplace safety or health violation2011MSHA$6,200
Caterpillar, Inc.workplace safety or health violation2008MSHA$5,961
Caterpillar, Inc.workplace safety or health violation2008MSHA$6,996
Caterpillar, Inc.workplace safety or health violation2008MSHA$51,000
Caterpillar, Inc.workplace safety or health violation2006MSHA$5,000
Caterpillar, Inc.workplace safety or health violation2009MSHA$9,500
Caterpillar, Inc.workplace safety or health violation2010MSHA$12,325
Caterpillar, Inc.workplace safety or health violation2012MSHA$10,000
CATERPILLAR, INC., TRACK-TYPE TRACTORS DIVworkplace safety or health violation2007OSHA$7,000
CATERPILLAR,INC.-HIGH PERFORMANCE EXTRUSIONS GROUPworkplace safety or health violation2003OSHA$11,050
ELECTRO-MOTIVE DIESELworkplace safety or health violation2010OSHA$12,000
ELECTRO-MOTIVE DIESELworkplace safety or health violation2010OSHA$6,375
Electro-Motive Diesel, Inc.export control violation2014BIS$26,350
HAYNES CORPORATIONworkplace safety or health violation2004OSHA$6,975
HAYNES CORPORATIONworkplace safety or health violation2014OSHA$17,150
KEMPER VALVE & FITTINGS CORP.workplace safety or health violation2015OSHA$7,000
KEMPER VALVE AND FITTINGS CORPORATIONworkplace safety or health violation2012OSHA$5,880
Progress Rail Serviceslabor relations violation2008NLRB$7,250
Progress Rail Servicesenvironmental violation2014CA-ARB$390,733
PROGRESS RAIL SERVICESworkplace safety or health violation2015OSHA$9,000
PROGRESS RAIL SERVICESworkplace safety or health violation2017OSHA$5,400
PROGRESS RAIL SERVICESworkplace safety or health violation2017OSHA$12,548
PROGRESS RAIL SERVICES CORPworkplace safety or health violation2014OSHA$5,000
Progress Rail Services Corporationrailroad safety violation2010FRA$10,000
PROGRESS RAIL SERVICES CORPORATIONmotor vehicle safety violation2008FMCSA$30,960
Progress Rail Services Corporationenvironmental violation2014AL-ENV$45,000
Progress Rail Services Corporationrailroad safety violation2021FRA$7,500
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2002OSHA$5,000
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2012OSHA$8,500
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2013OSHA$7,000
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2013OSHA$13,375
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2013OSHA$10,962
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2018OSHA$15,000
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2018OSHA$6,300
PROGRESS RAIL SERVICES CORPORATIONworkplace safety or health violation2020OSHA$6,882
PROGRESS RAIL SERVICES DBA CHEMETRON RAILWAYworkplace safety or health violation2009OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.