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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $27,081,211,792
Number of records: 183
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,885,993,935108
consumer-protection-related offenses$4,383,636,46041
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$1,250,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,389,770,73071
price-fixing or anti-competitive practices$2,684,781,66616
banking violation$2,370,143,37815
mortgage abuses$2,360,975,0004
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
CITIBANK, N.A.workplace safety or health violation2010OSHA$5,000
CITIMORTGAGE, INC.workplace safety or health violation2007OSHA$5,097
Citibankeconomic sanction violation2004OFAC$5,500
CITIGROUPair pollution violation2010NJ-ENV$6,000
Citicorp Vendor Finance Ltdeconomic sanction violation2004OFAC$7,379
CITICORP CREDIT CARD SERVICES, INC. (USA)workplace safety or health violation2014OSHA$7,650
CitiFinancial, Inc.consumer protection violation2003FL-OFR$8,199
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
CitiBank, N.A.,wage and hour violation2014CA-LCO$10,148
Citigroup, N. A.economic sanction violation2008OFAC$16,250
CitiMortgage, Inc.consumer protection violation2014AR-SEC$20,000
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
Citigroupwage and hour violation2009WHD$38,926
LAVA TRADING INC.benefit plan administrator violation2006EBSA$50,001
Citibank N.A.privacy violation2013CT-AG$55,000
Citibank NAexport control violation2018BIS$60,000
Citigroup Global Markets Inc.investor protection violation2005FINRA$60,000
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
Citigroup Global Markets Inc.consumer protection violation2009CT-BKG$75,000
CitiFinancial, Inc.consumer protection violation2007NE-DBF$81,500
Citigroup Private Bank GP, Inc.investor protection violation2009CFTC$100,000
Citibankgambling industry violation2002NY-AG$100,000
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citigroup Inc.economic sanction violation2014OFAC$217,841
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$250,000
Citigroup Global Markets, Inc.investor protection violation2004FINRA$275,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Citigroup Global Markets Inc.investor protection violation2019FINRA$280,000
Citigroup Global Markets, Inc.investor protection violation2008FINRA$300,000
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroupwage and hour violation2017private lawsuit-federal$325,000
Citigroup Global Markets, Inc.investor protection violation2006FINRA$350,000
Citigroup Global Marketswage and hour violation2011private lawsuit-federal$394,220
Citigroup Global Marketsinvestor protection violation2009FINRA$425,000
Citibank N.A.banking violation2017OCC$452,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
Citigroup Global Markets, Inc.investor protection violation2011FINRA$500,000
Citigroupinvestor protection violation2012CFTC$525,000
Citibank N.A.investor protection violation2017CFTC$550,000
Citigroup Global Markets Inc.investor protection violation2009FINRA$600,000
CitiMortgage, Inc.consumer protection violation2006HUD$650,000
Citigroup Global Markets, Inc.investor protection violation2010FINRA$650,000
Citigroupmortgage abuses2015MA-AG$675,000
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroup Global Markets, Inc.investor protection violation2012FINRA$725,000
CitiFinancial Credit Companyconsumer protection violation2017DOJ_RIGHTS$907,000
Citigroupdiscriminatory practices (non-employment)2001NY-DFS$1,000,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$1,000,000
Citibank, N.A.investor protection violation2021CFTC$1,000,000
Citigroupwage and hour violation2017private lawsuit-federal$1,080,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$1,097,000
Citigroup Global Markets Inc.investor protection violation2006FINRA$1,115,000
Citifinancialhousing program violation2010MULTI-FIN$1,250,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$1,250,000
Citigroupinvestor protection violation2012FINRA$1,279,106
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
Citigroup Global Markets Inc.investor protection violation2010FINRA$1,500,000
Citibankconsumer protection violation2002MULTI-AG$1,600,000
Citibankconsumer protection violation2002CA-AG$1,600,000
Citibank/Citigroup Inc.consumer protection violation2013WV-AG$1,950,000
Citigroup Global Markets Inc.investor protection violation2015MULTI-FIN$1,965,000
Citigroup Technology Incwage and hour violation2016WHD$1,967,689
Citigroup Global Markets, Inc.investor protection violation2023SEC$1,975,000
Citibankconsumer protection violation2007NY-AG$2,000,000
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.insurance violation2010NY-DFS$2,000,000
Citigroup Global Marketsinvestor protection violation2009FINRA$2,000,000
Citimortgage Inc.consumer protection violation2015private lawsuit-federal$2,200,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$2,320,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$2,488,000
Citigroup Global Markets, Incinvestor protection violation2012FINRA$2,741,489
Citibankconsumer protection violation2014HI-AG$2,825,000
Citigroup Global Markets Inc.investor protection violation2023SEC$2,900,000
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
Citibankconsumer protection violation2008CA-AG$3,500,000
Citigroup Global Markets, Inc.investor protection violation2012FINRA$3,500,000
Citigroupwage and hour violation2006private lawsuit-federal$3,550,000
Citibankconsumer protection violation2021MULTI-AG$4,200,000
Citigroup Global Markets, Inc.consumer protection violation2015NY-AG$4,500,000
Citibank N.A.investor protection violation2020CFTC$4,500,000
Citigroup Global Markets Inc.toxic securities abuses2021NM-AG$4,642,857
Citigroupwage and hour violation2015private lawsuit-federal$4,650,000
Citigroup Global Markets Inc.toxic securities abuses2016VA-AG$4,750,000
LavaFlow Inc.investor protection violation2014SEC$5,000,000
Citibank N.A.bankruptcy professional violation2018DOJ_UTP$5,000,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$5,000,000
Citigroup Global Markets Inc.investor protection violation2004FINRA$5,000,000
Citibank N.A.consumer protection violation2017CFPB$6,000,000
Citigroup Global Markets, Inc.investor protection violation2005FINRA$6,250,000
Citigroup, Inc.benefit plan administrator violation2019private lawsuit-federal$6,900,000
Citigroup Global Marketsinvestor protection violation2016SEC$7,000,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$7,025,000
Citibank N.A.consumer protection violation2013private lawsuit-federal$7,500,000
CitiMortgage, Inc.consumer protection violation2019CA-DFPI$7,800,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.