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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Citigroup
Ownership Structure: publicly traded (ticker symbol NYSE: C)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$26,945,611,792
Number of records: 181
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$19,750,393,935106
consumer-protection-related offenses$4,383,636,46041
competition-related offenses$2,684,841,66617
employment-related offenses$125,465,98412
miscellaneous offenses$1,250,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$8,772,892,85710
investor protection violation$8,389,770,73071
price-fixing or anti-competitive practices$2,684,781,66616
mortgage abuses$2,360,975,0004
banking violation$2,234,543,37813
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense Type sort iconYearAgencyPenalty Amount
CITIMORTGAGE, INC.workplace safety or health violation2007OSHA$5,097
CITIBANK, N.A.workplace safety or health violation2010OSHA$5,000
CITICORP CREDIT CARD SERVICES, INC. (USA)workplace safety or health violation2014OSHA$7,650
Citigroup Technology Incwage and hour violation2016WHD$1,967,689
Citigroupwage and hour violation2009WHD$38,926
Citigroupwage and hour violation2017private lawsuit-federal$1,080,000
Citigroupwage and hour violation2017private lawsuit-federal$325,000
Citigroupwage and hour violation2015private lawsuit-federal$4,650,000
Citigroup Global Marketswage and hour violation2011private lawsuit-federal$394,220
Citigroupwage and hour violation2008private lawsuit-federal$98,000,000
Citigroupwage and hour violation2006private lawsuit-federal$3,550,000
CitiBank, N.A.,wage and hour violation2014CA-LCO$10,148
Citigroup Inc.toxic securities abuses2014DOJ$7,000,000,000
Citigrouptoxic securities abuses2011SEC$285,000,000
Citigroup Inc.toxic securities abuses2010SEC$75,000,000
Citimortgage Inc. and Citibank N.A.toxic securities abuses2013FHFA$395,000,000
Citigrouptoxic securities abuses2013FHFA$968,000,000
Citigrouptoxic securities abuses2011NCUA$20,500,000
Citigrouptoxic securities abuses2008MA-AG$20,000,000
Citigroup Global Markets Inc.toxic securities abuses2016VA-AG$4,750,000
Citigroup Inc.toxic securities abuses2014MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $291,750,000
Citigroup Global Markets Inc.toxic securities abuses2021NM-AG$4,642,857
Citibank N.A.privacy violation2013CT-AG$55,000
Citicorpprice-fixing or anti-competitive practices2015DOJ_CRIMINAL$925,000,000
Citigroupprice-fixing or anti-competitive practices2016CFTC$175,000,000
Citibankprice-fixing or anti-competitive practices2016CFTC$250,000,000
Citibankprice-fixing or anti-competitive practices2014CFTC$310,000,000
Citibankprice-fixing or anti-competitive practices2018MULTI-AG$100,000,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$7,025,000
Citibank N.A.price-fixing or anti-competitive practices2020private lawsuit-federal$33,400,000
Citibank N.A.price-fixing or anti-competitive practices2018private lawsuit-federal$130,000,000
Citibank N.A.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
Citibank N.A.price-fixing or anti-competitive practices2022private lawsuit-federal$9,990,000
Citigroup Global Markets Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
Citigroup Inc.price-fixing or anti-competitive practices2016private lawsuit-federal$23,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$402,000,000
Citigroup Inc.price-fixing or anti-competitive practices2018private lawsuit-federal$42,000,000
Citigroup Inc.price-fixing or anti-competitive practices2020private lawsuit-federal$9,950,000
CitigroupInc.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
Citigroup Inc.mortgage abuses2012DOJ$2,202,000,000
Citimortgage Inc.mortgage abuses2012USAO$158,300,000
Citigroupmortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $413,041,577
Citigroupmortgage abuses2015MA-AG$675,000
Citigroup Global Marketsinvestor protection violation2015SEC$15,000,000
Citigroup Global Markets Inc. and Citigroup Alternative Investments LLCinvestor protection violation2015SEC$180,000,000
Citigroupinvestor protection violation2012CFTC$525,000
Citigroup Global Marketsinvestor protection violation2016SEC$7,000,000
Citigroup Global Markets Inc.investor protection violation2015SEC$500,000
LavaFlow Inc.investor protection violation2014SEC$5,000,000
Citigroup Private Bank GP, Inc.investor protection violation2009CFTC$100,000
Citigroup Global Markets, Inc.investor protection violation2006SEC$1,500,000
Citigroup, Inc.investor protection violation2005SEC$208,000,000
Citigroup Global Markets, Inc.investor protection violation2005SEC$20,000,000
Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc.investor protection violation2003SEC$400,000,000
Citigroup Global Markets Inc.investor protection violation2017CFTC$25,000,000
Citigroup Global Marketsinvestor protection violation2017SEC$2,963,735
Citigroup Global Marketsinvestor protection violation2017SEC$18,300,000
Citibank N.A.investor protection violation2017CFTC$550,000
Citibank N.A.investor protection violation2018SEC$38,700,000
Citigroup Global Markets Inc.investor protection violation2018SEC$12,937,475
Citigroup Global Markets, Inc.investor protection violation2007SEC$200,000
Citigroup Global Markets Inc.investor protection violation2009DE-AG$309,000
Citigroup Global Markets Inc.investor protection violation2009NJ-AG$3,300,932
Citigroup Global Markets, Inc. and Citi Smith Barneyinvestor protection violation2008MULTI-AG$7,100,000,000
Citigroup Global Markets, Inc.investor protection violation2017NY-AG$23,500,000
Citigroup Global Markets, Inc.investor protection violation2010AK-DBS$150,507
Citigroup Global Markets, Inc.investor protection violation2015AK-DBS$35,000
Citigroup Global Markets Inc.investor protection violation2015CT-SEC$35,000
Citigroup Global Markets, Inc.investor protection violation2010IN-SEC$692,000
Citigroup Global Markets Inc.investor protection violation2012MA-SEC$2,000,000
Citigroup Global Markets Inc.investor protection violation2013MA-SEC$30,000,000
Citigroup Global Markets, Inc.investor protection violation2010MO-SEC$277,500
Citigroup Global Markets Inc.investor protection violation2015NH-BSR$35,000
Citigroup Global Markets Inc.investor protection violation2010TX-SEC$130,000
CITIGROUP GLOBAL MARKETS INCinvestor protection violation2004VA-SEC$72,486
CITIGROUP GLOBAL MARKETSinvestor protection violation2008VA-SEC$22,000
Citigroup Global Markets Inc.investor protection violation2014VA-SEC$9,500
Citigroup Global Markets Inc.investor protection violation2010MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $100,000,000
Citigroup Global Markets Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $150,000,000
Citigroup Global Markets Inc.investor protection violation2015MULTI-FIN$1,965,000
Citibank N.A.investor protection violation2020CFTC$4,500,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$280,000
Citigroup Global Markets Inc.investor protection violation2019FINRA$1,250,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$11,500,000
Citigroup Global Markets Inc.investor protection violation2017FINRA$1,000,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$5,000,000
Citigroup Global Markets, Inc.investor protection violation2014FINRA$15,000,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$2,488,000
Citigroup Global Markets Inc.investor protection violation2014FINRA$1,097,000
Citigroupinvestor protection violation2012FINRA$1,279,106
Citigroup Global Markets, Inc.investor protection violation2012FINRA$3,500,000
Citigroup Global Markets, Incinvestor protection violation2012FINRA$2,741,489
Citigroup Global Markets, Inc.investor protection violation2012FINRA$725,000
Citigroup Global Markets, Inc.investor protection violation2011FINRA$500,000
Citigroup Global Markets Inc.investor protection violation2010FINRA$1,500,000
Citigroup Global Markets, Inc.investor protection violation2010FINRA$650,000
Citigroup Global Markets Inc.investor protection violation2009FINRA$600,000
Citigroup Global Marketsinvestor protection violation2009FINRA$425,000
Citigroup Global Marketsinvestor protection violation2009FINRA$2,000,000
Citigroup Global Markets, Inc.investor protection violation2008FINRA$300,000
Citigroup Global Markets, Inc.investor protection violation2007FINRA$15,200,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.