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Violation Tracker Current Parent Company Summary

Current Parent Company Name: CUNA Mutual
Ownership Structure: mutual
Headquartered in: Wisconsin
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$1,321,122
Number of records: 14
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$1,156,12211
financial offenses$165,0003
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$1,156,12211
investor protection violation$165,0003
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgency sort icon . Penalty Amount
CMFG Life Insurance Companyinsurance violation2019VT-FIN$231,000
CUNA MUTUAL INSURANCE SOCIETYinsurance violation2005VA-INS$40,000
CUNA MUTUAL INSURANCE SOCIETYinsurance violation2007VA-INS$30,000
CMFG LIFE INSURANCE COMPANYinsurance violation2014VA-INS$21,000
CMFG Life Insurance Companyinsurance violation2021VA-INS$7,500
CUNA Brokerage Services Inc.investor protection violation2014OK-SEC$15,000
CUNA Mutual Insurance Societyinsurance violation2007MULTI-FIN$584,622
CMFG Life Insurance violation2016MO-INS$81,500
CMFG Life Insurance violation2016MN-FIN$15,000
CUNA Mutual Insurance Societyinsurance violation2011ME-INS$100,000
CMFG Life Insurance violation2016MD-INS$38,000
CUNA Mutual Life Insurance violation2007FL-OFR$7,500
CUNA Brokerage Services, Inc.investor protection violation2001FINRA$100,000
CUNA Brokerage Services, Inc.investor protection violation2021AR-SEC$50,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.