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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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Company sort iconPrimary Offense TypeYearAgencyPenalty Amount
Williams Power Company Inc.investor protection violation2006DOJ_CRIMINAL$50,000,000
Washington Mutual, Inc.wage and hour violation2005WHD$404,982
Washington Mutual Pension Planbenefit plan administrator violation2010private lawsuit-federal$20,000,000
Washington Mutual Mortgage Securities Corp.toxic securities abuses2021NM-AG$4,642,857
Washington Mutual Inc.benefit plan administrator violation2010private lawsuit-federal$49,000,000
Washington Mutual Bank, F. A.air pollution violation2005CA-SCAQMD$23,264
Washington Mutual Bankwage and hour violation2011private lawsuit-federal$463,000
Washington Mutual Bankwage and hour violation2009private lawsuit-federal$38,000,000
Washington Mutualconsumer protection violation2015private lawsuit-federal$10,000,000
Washington Mutualconsumer protection violation2012private lawsuit-federal$4,000,000
Washington Mutualconsumer protection violation2011private lawsuit-federal$8,736,000
WASHINGTON MUTUALworkplace safety or health violation2007OSHA$5,000
Providian Financial Corp.benefit plan administrator violation2003private lawsuit-federal$8,600,000
Providian Financial Corp.consumer protection violation2000CA-AG$305,500,000
Providian Financial Corp.consumer protection violation2000CT-AG$1,600,000
Providian Financial Corp.consumer protection violation2000private lawsuit-federal$105,000,000
JPMorgan Securitiesinvestor protection violation2014CFTC$650,000
JPMorgan SecuritiesForeign Corrupt Practices Act2016DOJ_CRIMINAL$72,000,000
JPMorgan Chase Bank, National Associationbanking violation2016OCC$48,000,000
JPMorgan Chase Bank, National Associationbanking violation2015OCC$30,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$60,000,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$300,000,000
JPMorgan Chase Bank, National Associationbanking violation2011OCC$35,000,000
JPMorgan Chase Bank, National Associationbanking violation2011OCC$2,000,000
JPMorgan Chase Bank, National Associationwage and hour violation2019private lawsuit-federal$1,850,000
JPMorgan Chase Bank, National Associationbanking violation2020OCC$250,000,000
JPMorgan Chase Bank, National Associationwage and hour violation2022CO-LAE$5,838
JPMorgan Chase Bank, NAwage and hour violation2009WHD$6,996
JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLCinvestor protection violation2016IN-SEC$950,000
JPMorgan Chase Bank, N.A.wage and hour violation2008WHD$9,622
JPMorgan Chase Bank, N.A.consumer protection violation2017CFPB$4,600,000
JPMorgan Chase Bank, N.A.price-fixing or anti-competitive practices2018CFTC$65,000,000
JPMorgan Chase Bank, N.A.economic sanction violation2018OFAC$5,263,171
JPMorgan Chase Bank, N.A.benefit plan administrator violation2012private lawsuit-federal$150,000,000
JPMorgan Chase Bank, N.A.employment discrimination2019private lawsuit-federal$5,000,000
JPMorgan Chase Bank, N.A.investor protection violation2017MD-SEC$100,000
JPMorgan Chase Bank, N.A.wage and hour violation2020private lawsuit-federal$3,750,000
JPMorgan Chase Bank, N.A.investor protection violation2021CFTC$75,000,000
JPMorgan Chase Bank, N.A.investor protection violation2022CFTC$850,000
JPMorgan Chase Bank, N.A.investor protection violation2023CFTC$15,000,000
JPMorgan Chase Bank, N.A.banking violation2024OCC$250,000,000
JPMorgan Chase Bank N.A.bankruptcy professional violation2015DOJ_UTP$50,000,000
JPMorgan Chase Bank N.A.investor protection violation2018SEC$135,100,000
JPMorgan Chase Bankinvestor protection violation2015CFTC$100,000,000
JPMorgan Chase Bankprice-fixing or anti-competitive practices2014CFTC$310,000,000
JPMorgan Chase Bankinvestor protection violation2012CFTC$600,000
JPMorgan Chase Bankaccounting fraud or deficiencies2012CFTC$20,000,000
JPMorgan Chase Bankanti-money-laundering deficiencies2014USAO$1,700,000,000
JPMorgan Chase Bankeconomic sanction violation2011OFAC$88,300,000
JPMorgan Chase Bankwage and hour violation2004WHD$19,373
JPMorgan Chase Bankmortgage abuses2015MD-AG$400,000
JPMorgan Chase Bankdiscriminatory practices (non-employment)2021HUD$50,000
JPMorgan Chase Bankwage and hour violation2013CA-LCO$9,111
JPMorgan Chase Bankconsumer protection violation2022private lawsuit-federal$11,500,000
JPMorgan Chase Bankconsumer protection violation2014private lawsuit-federal$22,125,000
JPMorgan Chase Bankconsumer protection violation2012private lawsuit-federal$110,000,000
JPMorgan Chase and Co.price-fixing or anti-competitive practices2014WV-AG$400,000
JPMorgan Chase & Companyinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase & Co., and EMC Mortgage Corporationbanking violation2012FED$275,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMORGAN CHASE & CO.banking violation2015FED$342,000,000
JPMORGAN CHASE & CO.banking violation2013FED$200,000,000
JPMorgan Chase & Co.mortgage abuses2012DOJ$5,333,600,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
JPMorgan Chase & Co.banking violation2016FED$61,900,000
JPMorgan Chase & Co.Foreign Corrupt Practices Act2016SEC$130,000,000
JPMorgan Chase & Co.employment discrimination2006EEOC$2,200,000
JPMorgan Chase & Co.investor protection violation2008SEC$1,998,143
JPMorgan Chase & Co.investor protection violation2010NJ-AG$1,149,028
JPMorgan Chase & Co.consumer protection violation2013WV-AG$1,950,000
JPMorgan Chase & Co.investor protection violation2016IN-SEC$905,000
JPMorgan Chase & Co.investor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
JPMorgan Chase & Co.fraud2020DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000
JPMorgan Chase & Co.employment discrimination2020OFCCP$9,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$5,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$6,250,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2020private lawsuit-federal$1,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2017private lawsuit-federal$71,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$104,500,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$52,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$10,989,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2022private lawsuit-federal$7,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2021private lawsuit-federal$15,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$2,500,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$62,462,000
JPMorgan Chase & Co.consumer protection violation2019private lawsuit-federal$9,500,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$3,250,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$11,220,000
JPMorgan Chase & Co.consumer protection violation2018private lawsuit-federal$2,150,000
JPMorgan Chase & Co.consumer protection violation2017private lawsuit-federal$2,295,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$388,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$280,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$505,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$218,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$300,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$18,300,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.